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Natural language is mapped to bounded SEC/IARD and Form ADV research. Registration is not endorsement, and missing evidence is not a clean history.

We interpreted your question as

Research task
raum research
Firm class
RIA
RAUM
{"min":1000000000,"maxExclusive":10000000000,"bandId":"from1bTo10b"} (Form ADV Item 5F(2)(c), USD)

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Distribution

  • Matching firm facts4,023

form_adv_firm_facts rows matching filters

  1. 36 NORTH CAPITAL MANAGEMENT, LLC

    Registered investment adviser (RIA)
    CRD
    317557
    Principal office
    BENTONVILLE, AR, 72712
    RAUM (Item 5F(2)(c))
    $2.7 billion ($2,670,149,362.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Fixed fees
    Latest ADV filing in extract
    2026-02-02
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 317557; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  2. WINDROSE ADVISORS LLC

    Registered investment adviser (RIA)
    CRD
    152145
    Principal office
    WALTHAM, MA, 02453
    RAUM (Item 5F(2)(c))
    $2.7 billion ($2,669,012,816.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees
    Latest ADV filing in extract
    2026-03-31
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 152145; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  3. MULTNOMAH GROUP, INC.

    Registered investment adviser (RIA)
    CRD
    132131
    Principal office
    PORTLAND, OR, 97205
    RAUM (Item 5F(2)(c))
    $2.7 billion ($2,666,622,258.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Hourly charges; Fixed fees
    Latest ADV filing in extract
    2026-07-23
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 132131; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  4. ROCK HARBOR PARTNERS LLC

    Registered investment adviser (RIA)
    CRD
    322545
    Principal office
    LARCHMONT, NY, 10538
    RAUM (Item 5F(2)(c))
    $2.7 billion ($2,665,606,649.00)
    Compensation methods (Item 5.E)
    Fixed fees; Performance-based fees; Other
    Latest ADV filing in extract
    2026-03-27
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 322545; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  5. PHILLIPS AND COMPANY ADVISORS LLC

    Registered investment adviser (RIA)
    CRD
    167214
    Principal office
    PORTLAND, OR, 97205
    RAUM (Item 5F(2)(c))
    $2.7 billion ($2,664,967,346.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Fixed fees; Performance-based fees
    Latest ADV filing in extract
    2026-03-26
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 167214; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  6. TOMS CAPITAL INVESTMENT MANAGEMENT LP

    Registered investment adviser (RIA)
    CRD
    291362
    Principal office
    NEW YORK, NY, 10014
    RAUM (Item 5F(2)(c))
    $2.7 billion ($2,664,119,085.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees
    Latest ADV filing in extract
    2026-06-05
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 291362; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  7. MITCHELL, MCLEOD, PUGH & WILLIAMS, INC.

    Registered investment adviser (RIA)
    CRD
    138240
    Principal office
    MOBILE, AL, 36606
    RAUM (Item 5F(2)(c))
    $2.7 billion ($2,657,582,515.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Hourly charges; Fixed fees
    Latest ADV filing in extract
    2026-07-30
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 138240; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  8. LEGACY WEALTH MANAGEMENT, LLC

    Registered investment adviser (RIA)
    CRD
    108619
    Principal office
    MEMPHIS, TN, 38120-1443
    RAUM (Item 5F(2)(c))
    $2.7 billion ($2,657,303,544.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Fixed fees
    Latest ADV filing in extract
    2026-03-13
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 108619; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  9. LEXINGTON ADVISORS LLC

    Registered investment adviser (RIA)
    CRD
    107364
    Principal office
    NEW YORK, NY, 10022-4614
    RAUM (Item 5F(2)(c))
    $2.7 billion ($2,656,573,224.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees
    Latest ADV filing in extract
    2025-12-22
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 107364; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  10. BERKADIA CAPITAL ADVISORS LLC

    Registered investment adviser (RIA)
    CRD
    312130
    Principal office
    AMBLER, PA, 19002
    RAUM (Item 5F(2)(c))
    $2.7 billion ($2,656,303,438.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management
    Latest ADV filing in extract
    2026-03-16
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 312130; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  11. IPI WEALTH MANAGEMENT, INC.

    Registered investment adviser (RIA)
    CRD
    111872
    Principal office
    DECATUR, IL, 62522
    RAUM (Item 5F(2)(c))
    $2.7 billion ($2,655,482,859.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Hourly charges; Fixed fees
    Latest ADV filing in extract
    2026-03-20
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 111872; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  12. TITLEIST ASSET MANAGEMENT, LLC

    Registered investment adviser (RIA)
    CRD
    323567
    Principal office
    SAN ANTONIO, TX, 78258
    RAUM (Item 5F(2)(c))
    $2.7 billion ($2,655,190,231.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Hourly charges; Fixed fees
    Latest ADV filing in extract
    2026-07-16
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 323567; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  13. GARDE CAPITAL, INC.

    Registered investment adviser (RIA)
    CRD
    151043
    Principal office
    SEATTLE, WA, 98101
    RAUM (Item 5F(2)(c))
    $2.7 billion ($2,654,928,032.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Hourly charges; Fixed fees
    Latest ADV filing in extract
    2026-03-25
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Trace this result
    Identity
    Firm CRD 151043; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    Public research profile published

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Research this adviser

  14. CORNERSTONE INVESTMENT PARTNERS, LLC

    Registered investment adviser (RIA)
    CRD
    111753
    Principal office
    ATLANTA, GA, 30326
    RAUM (Item 5F(2)(c))
    $2.7 billion ($2,654,449,338.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees; Other
    Latest ADV filing in extract
    2026-07-30
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 111753; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  15. IPEX, INC.

    Registered investment adviser (RIA)
    CRD
    124337
    Principal office
    PLYMOUTH, MI, 48170-1315
    RAUM (Item 5F(2)(c))
    $2.7 billion ($2,654,083,361.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Fixed fees
    Latest ADV filing in extract
    2026-06-17
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 124337; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  16. OSBORNE PARTNERS

    Registered investment adviser (RIA)
    CRD
    108100
    Principal office
    SAN FRANCISCO, CA, 94111
    RAUM (Item 5F(2)(c))
    $2.7 billion ($2,651,267,552.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees
    Latest ADV filing in extract
    2026-05-01
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 108100; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  17. EVERSEPT PARTNERS, L.P.

    Registered investment adviser (RIA)
    CRD
    282358
    Principal office
    NEW YORK, NY, 10022
    RAUM (Item 5F(2)(c))
    $2.7 billion ($2,650,965,000.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees
    Latest ADV filing in extract
    2026-03-31
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 282358; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  18. 26NORTH DIRECT LENDING

    Registered investment adviser (RIA)
    CRD
    323152
    Principal office
    NEW YORK, NY, 10022
    RAUM (Item 5F(2)(c))
    $2.6 billion ($2,649,967,439.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees
    Latest ADV filing in extract
    2026-03-31
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 323152; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  19. TRANSPOSE PLATFORM MANAGEMENT, LLC

    Registered investment adviser (RIA)
    CRD
    287674
    Principal office
    HOUSTON, TX, 77002
    RAUM (Item 5F(2)(c))
    $2.6 billion ($2,649,824,366.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Fixed fees; Performance-based fees
    Latest ADV filing in extract
    2026-03-31
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 287674; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  20. TCG CAPITAL MANAGEMENT

    Registered investment adviser (RIA)
    CRD
    298007
    Principal office
    PLAYA VISTA, CA, 90094
    RAUM (Item 5F(2)(c))
    $2.6 billion ($2,648,514,065.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees
    Latest ADV filing in extract
    2026-03-26
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 298007; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD
Trace this query
Contract
investor-ask-v1
Source dataset
sec_ia_ria
Official as-of / retrieved
Not established for all returned rows / 2026-08-18
Source clock meaning
Source releases attached to returned firm facts; unknown publication dates remain unknown. Release labels are not converted to official effective dates.

sec_ia_ria; release label 2026-08-03; official publication not established; retrieved 2026-08-18; fingerprint not recorded.

Geography meaning
Not geography-filtered
RAUM units
USD as reported on Form ADV Item 5F(2)(c)
Compensation taxonomy
Form ADV Item 5.E(1)–5.E(7) Y/N methods
Identifier method
Not an identifier query
Elapsed
267 ms
  • Ask does not invent firm facts. Results come from the current SEC/IARD extract.
  • RIA is not ERA. Counts stay in their class.
  • Principal office is not client geography.
  • RAUM is Item 5F(2)(c), not performance.
  • Item 5.E methods are not fee amounts.
  • Missing disclosure is not a clean history.
  • Public firm reports are a publication gate (Wave-1), not a ranking.