Research the firm. Trace the Form ADV evidence. Understand the regulatory context.

SEC/IARD roster firms

Current mutually exclusive RIA and ERA firm facts.

Grain

current roster firm fact

Firm / entity class

SEC/IARD adviser-firm evidence

Geography

United States

Source as of

2026-08-27

Does not count: Filings, owners, attributes, state-RIA rosters, or additional canonical identities.

RIA firm facts

Current RIA-class facts: registered plus pending.

Grain

RIA firm fact

Firm / entity class

RIA

Geography

United States

Source as of

2026-08-27

Does not count: ERA facts, approvals, endorsements, or recommendations.

ERA firm facts

Current exempt-reporting-adviser facts.

Grain

ERA firm fact

Firm / entity class

ERA

Geography

United States

Source as of

2026-08-27

Does not count: RIAs, fraud findings, or proof of safety.

RIA reported registered

RIA facts carrying reported registered status.

Grain

RIA status fact

Firm / entity class

RIA

Geography

United States

Source as of

2026-08-27

Does not count: Recommended firms or SEC approval.

RIA pending / 120-day facts

RIA facts carrying pending or 120-day status.

Grain

RIA status fact

Firm / entity class

RIA

Geography

United States

Source as of

2026-08-27

Does not count: Approved firms or recommendations.

Canonical firm identities

Accepted firm identity spine.

Grain

canonical firm identity

Firm / entity class

SEC/IARD adviser-firm evidence

Geography

United States

Source as of

2026-08-27

Does not count: The current SEC/IARD roster or extra advisers.

Canonical identities outside the SEC/IARD roster

Accepted identities with no current SEC/IARD roster fact row here: earlier non-roster identities plus state-registered adviser firms from the IAPD state compilation.

Grain

canonical identity without current ADV fact

Firm / entity class

SEC/IARD adviser-firm evidence

Geography

United States

Source as of

2026-08-27

Does not count: Additional current roster firms, firms that never filed Form ADV, or lower-quality firms.

CRD-linked firms

Distinct firms linked to a CRD identifier.

Grain

firm with CRD identifier

Firm / entity class

SEC/IARD adviser-firm evidence

Geography

United States

Source as of

2026-08-27

Does not count: Individual CRDs or additional firms.

SEC-file-linked firms

Distinct firms linked to an SEC file number.

Grain

firm with SEC file identifier

Firm / entity class

SEC/IARD adviser-firm evidence

Geography

United States

Source as of

2026-08-27

Does not count: CRD identifiers or additional firms.

Form ADV filings

Historical Form ADV filing rows.

Grain

Form ADV filing

Firm / entity class

SEC/IARD adviser-firm evidence

Geography

United States

Source as of

2026-08-27

Does not count: Firms; amendments and withdrawals are not new advisers.

Form ADV attribute observations

Structured item-level observations extracted from Form ADV.

Grain

normalized Form ADV attribute observation

Firm / entity class

SEC/IARD adviser-firm evidence

Geography

United States

Source as of

2026-08-27

Does not count: Firms, filings, accounts, clients, or violations.

Form ADV withdrawal filings

Source-native withdrawal filing rows.

Grain

Form ADV withdrawal filing

Firm / entity class

SEC/IARD adviser-firm evidence

Geography

United States

Source as of

2026-08-27

Does not count: Unique firms, present status, or misconduct.

Form ADV successor links

Accepted successor relationships reported in Form ADV.

Grain

filing-reported successor relationship

Firm / entity class

SEC/IARD adviser-firm evidence

Geography

United States

Source as of

2026-08-27

Does not count: Universal corporate lineage, ownership, or endorsement.

RIA firms with RAUM observation

RIA facts with a non-null source-reported RAUM value.

Grain

RIA regulatory-assets observation

Firm / entity class

RIA

Geography

United States

Source as of

2026-08-27

Does not count: ERA facts, performance, net worth, returns, or a national dollar total.

RIA reported-zero RAUM

RIA facts where the source reports zero RAUM.

Grain

RIA reported-zero RAUM observation

Firm / entity class

RIA

Geography

United States

Source as of

2026-08-27

Does not count: Missing RAUM, poor performance, or no clients.

RIA positive RAUM observations

RIA facts where reported RAUM is greater than zero.

Grain

RIA positive RAUM observation

Firm / entity class

RIA

Geography

United States

Source as of

2026-08-27

Does not count: Better firms, returns, safety, or a summed AUM headline.

RIA firms evaluated for compensation methods

RIA facts evaluated across independent Item 5.E yes/no methods.

Grain

RIA firm fact eligible for Form ADV Item 5.E analysis

Firm / entity class

RIA

Geography

United States

Source as of

2026-08-27

Does not count: Fee amounts, fee-only classification, ERA responses, or methods that sum to 100%.

Percentage of assets under management — reported YES

RIA facts reporting YES for Percentage of assets under management.

Grain

RIA Form ADV Item 5E(1) YES response

Firm / entity class

RIA

Geography

United States

Source as of

2026-08-27

Does not count: Fee amounts, exclusive categories, ERA answers, quality, or a recommendation.

Coverage: 17,018 RIA facts were eligible; 6,604 ERA facts do not file this item in the same way.

Hourly charges — reported YES

RIA facts reporting YES for Hourly charges.

Grain

RIA Form ADV Item 5E(2) YES response

Firm / entity class

RIA

Geography

United States

Source as of

2026-08-27

Does not count: Fee amounts, exclusive categories, ERA answers, quality, or a recommendation.

Coverage: 17,018 RIA facts were eligible; 6,604 ERA facts do not file this item in the same way.

Subscription fees — reported YES

RIA facts reporting YES for Subscription fees.

Grain

RIA Form ADV Item 5E(3) YES response

Firm / entity class

RIA

Geography

United States

Source as of

2026-08-27

Does not count: Fee amounts, exclusive categories, ERA answers, quality, or a recommendation.

Coverage: 17,018 RIA facts were eligible; 6,604 ERA facts do not file this item in the same way.

Fixed fees — reported YES

RIA facts reporting YES for Fixed fees.

Grain

RIA Form ADV Item 5E(4) YES response

Firm / entity class

RIA

Geography

United States

Source as of

2026-08-27

Does not count: Fee amounts, exclusive categories, ERA answers, quality, or a recommendation.

Coverage: 17,018 RIA facts were eligible; 6,604 ERA facts do not file this item in the same way.

Commissions — reported YES

RIA facts reporting YES for Commissions.

Grain

RIA Form ADV Item 5E(5) YES response

Firm / entity class

RIA

Geography

United States

Source as of

2026-08-27

Does not count: Fee amounts, exclusive categories, ERA answers, quality, or a recommendation.

Coverage: 17,018 RIA facts were eligible; 6,604 ERA facts do not file this item in the same way.

Performance-based fees — reported YES

RIA facts reporting YES for Performance-based fees.

Grain

RIA Form ADV Item 5E(6) YES response

Firm / entity class

RIA

Geography

United States

Source as of

2026-08-27

Does not count: Fee amounts, exclusive categories, ERA answers, quality, or a recommendation.

Coverage: 17,018 RIA facts were eligible; 6,604 ERA facts do not file this item in the same way.

Other — reported YES

RIA facts reporting YES for Other.

Grain

RIA Form ADV Item 5E(7) YES response

Firm / entity class

RIA

Geography

United States

Source as of

2026-08-27

Does not count: Fee amounts, exclusive categories, ERA answers, quality, or a recommendation.

Coverage: 17,018 RIA facts were eligible; 6,604 ERA facts do not file this item in the same way.

Ownership/control observations

Schedule A/B owner and control observations.

Grain

Schedule A/B owner/control observation

Firm / entity class

SEC/IARD adviser-firm evidence

Geography

United States

Source as of

2026-08-27

Does not count: Advisory firms, unique beneficial owners, or a current national ownership census.

Form ADV Item 11 YES indicators

Current firm facts reporting a YES disclosure indicator.

Grain

Form ADV Item 11 YES indicator

Firm / entity class

SEC/IARD adviser-firm evidence

Geography

United States

Source as of

2026-08-27

Does not count: Findings, wrongdoing, enforcement actions, convictions, or a risk score.

Massachusetts Securities Division enforcement archive documents

Documents linked from the 2012-2026 public enforcement archive, each with its listed type.

Grain

Securities Division archive document (unattached)

Firm / entity class

state securities evidence

Geography

Massachusetts

Retrieved

2026-09-24T16:58:59Z

Does not count: Unique matters, findings (a complaint is an allegation), attached firm or person profiles, or pre-2012 actions.

Coverage: Pre-2012 actions are available only by contacting the Division.

Tennessee Securities Division Consent Order listings

Consent Order listings on the public archive (1998-2026), each kept as listed.

Grain

Consent Order listing on the Division archive

Firm / entity class

state securities evidence

Geography

Tennessee

Retrieved

2026-09-25T12:30:07+00:00

Does not count: Cease and Desist Orders, unique matters, attached profiles, or name-only matches.

Coverage: Listings are not matters.

Tennessee Securities Division Cease and Desist Order listings

Cease and Desist Order listings on the public archive (1998-2026), each kept as listed.

Grain

Cease and Desist Order listing on the Division archive

Firm / entity class

state securities evidence

Geography

Tennessee

Retrieved

2026-09-25T12:30:07+00:00

Does not count: Consent Orders, findings beyond what each order states, attached profiles, or name-only matches.

Coverage: Listings are not matters.

New Jersey SEC/IARD principal-office firms

Federal roster firms reporting NJ principal office.

Grain

SEC/IARD firm with NJ principal office

Firm / entity class

state securities evidence

Geography

New Jersey

Source as of

2026-08-27

Does not count: New Jersey state-RIA roster, service territory, or client geography.

California SEC/IARD principal-office firms

Federal roster firms reporting CA principal office.

Grain

SEC/IARD firm with CA principal office

Firm / entity class

state securities evidence

Geography

California

Source as of

2026-08-27

Does not count: California state-RIA roster or DFPI authority.

Texas SEC/IARD principal-office firms

Federal roster firms reporting TX principal office.

Grain

SEC/IARD firm with TX principal office

Firm / entity class

state securities evidence

Geography

Texas

Source as of

2026-08-27

Does not count: Texas state-RIA roster or TSSB authority.

Washington SEC/IARD principal-office firms

Federal roster firms reporting WA principal office.

Grain

SEC/IARD firm with WA principal office

Firm / entity class

state securities evidence

Geography

Washington

Source as of

2026-08-27

Does not count: Washington state-RIA roster or DFI authority.

Arizona SEC/IARD principal-office firms

Federal roster firms reporting AZ principal office.

Grain

SEC/IARD firm with AZ principal office

Firm / entity class

state securities evidence

Geography

Arizona

Source as of

2026-08-27

Does not count: Arizona state-RIA roster, service territory, or ACC authority.

Colorado SEC/IARD principal-office firms

Federal roster firms reporting CO principal office.

Grain

SEC/IARD firm with CO principal office

Firm / entity class

state securities evidence

Geography

Colorado

Source as of

2026-08-27

Does not count: Colorado state-RIA roster, notice filing, or Division of Securities authority.

Colorado state-registered investment-adviser firms

Approved Colorado state-IA firms in IA_FIRM_STATE_Feed_08_27_2026.

Grain

IAPD state-compilation APPROVED firm with jurisdiction CO

Firm / entity class

state securities evidence

Geography

Colorado

Source as of

2026-08-27

Does not count: SEC principal-office overlay, federal notice filings, ERA reporting, or IAR people.

Coverage: Filter is registration jurisdiction, not address.

SEC/IARD firms with a Colorado notice filing

SEC/IARD firms with a Colorado notice filing in the cited compilation.

Grain

NoticeFiled RgltrCd=CO FILED

Firm / entity class

state securities evidence

Geography

Colorado

Source as of

2026-08-27

Does not count: Colorado state-RIA licensure or the 589 principal-office overlay.

Virginia SEC/IARD principal-office firms

Federal roster firms reporting VA principal office.

Grain

SEC/IARD firm with VA principal office

Firm / entity class

state securities evidence

Geography

Virginia

Source as of

2026-08-27

Does not count: Virginia state-RIA roster, notice filing, or SCC authority.

Virginia state-registered investment-adviser firms

Approved Virginia state-IA firms in IA_FIRM_STATE_Feed_08_27_2026.

Grain

IAPD state-compilation APPROVED firm with jurisdiction VA

Firm / entity class

state securities evidence

Geography

Virginia

Source as of

2026-08-27

Does not count: SEC principal-office overlay, federal notice filings, ERA reporting, IAR people, or annual activity approvals.

Coverage: Filter is registration jurisdiction, not address.

SEC/IARD firms with a Virginia notice filing

SEC/IARD firms with a Virginia notice filing in the cited compilation.

Grain

NoticeFiled RgltrCd=VA FILED

Firm / entity class

state securities evidence

Geography

Virginia

Source as of

2026-08-27

Does not count: Virginia state-RIA licensure or the 339 principal-office overlay.

New York SEC/IARD principal-office firms

Federal roster firms reporting NY principal office.

Grain

SEC/IARD firm with NY principal office

Firm / entity class

state securities evidence

Geography

New York

Source as of

2026-08-27

Does not count: New York state-RIA roster, notice filing, or OAG authority.

New York state-registered investment-adviser firms

Approved New York state-IA firms in IA_FIRM_STATE_Feed_08_27_2026.

Grain

IAPD state-compilation APPROVED firm with jurisdiction NY

Firm / entity class

state securities evidence

Geography

New York

Source as of

2026-08-27

Does not count: SEC principal-office overlay, federal notice filings, ERA reporting, or IAR people.

Coverage: Filter is registration jurisdiction, not address.

SEC/IARD firms with a New York notice filing

SEC/IARD firms with a New York notice filing in the cited compilation.

Grain

NoticeFiled RgltrCd=NY FILED

Firm / entity class

state securities evidence

Geography

New York

Source as of

2026-08-27

Does not count: New York state-RIA licensure or the principal-office overlay.

Illinois SEC/IARD principal-office firms

Federal roster firms reporting IL principal office.

Grain

SEC/IARD firm with IL principal office

Firm / entity class

state securities evidence

Geography

Illinois

Source as of

2026-08-27

Does not count: Illinois state-RIA roster, notice filing, or SOS authority.

Illinois state-registered investment-adviser firms

Approved Illinois state-IA firms in IA_FIRM_STATE_Feed_08_27_2026.

Grain

IAPD state-compilation APPROVED firm with jurisdiction IL

Firm / entity class

state securities evidence

Geography

Illinois

Source as of

2026-08-27

Does not count: SEC principal-office overlay, federal notice filings, ERA reporting, or IAR people.

Coverage: Filter is registration jurisdiction, not address.

SEC/IARD firms with an Illinois notice filing

SEC/IARD firms with an Illinois notice filing in the cited compilation.

Grain

NoticeFiled RgltrCd=IL FILED

Firm / entity class

state securities evidence

Geography

Illinois

Source as of

2026-08-27

Does not count: Illinois state-RIA licensure or the 793 principal-office overlay.

SEC/IARD firms with an Oregon principal office

Federal roster firms reporting OR principal office.

Grain

SEC/IARD firm with OR principal office

Firm / entity class

state securities evidence

Geography

Oregon

Source as of

2026-08-27

Does not count: Oregon state-RIA roster, notice filing, or DFR authority.

Oregon state-registered investment-adviser firms

Approved Oregon state-IA firms in IA_FIRM_STATE_Feed_09_10_2026.

Grain

IAPD state-compilation APPROVED firm with jurisdiction OR

Firm / entity class

state securities evidence

Geography

Oregon

Source as of

2026-09-10

Does not count: SEC principal-office overlay, federal notice filings, ERA reporting, or IAR people.

Coverage: Filter is registration jurisdiction, not address.

SEC/IARD firms with an Oregon notice filing

SEC/IARD firms with an Oregon notice filing in the cited compilation.

Grain

NoticeFiled RgltrCd=OR FILED

Firm / entity class

state securities evidence

Geography

Oregon

Source as of

2026-09-10

Does not count: Oregon state-RIA licensure or the 167 principal-office overlay.

SEC/IARD firms with a Pennsylvania principal office

Federal roster firms reporting PA principal office.

Grain

SEC/IARD firm with PA principal office

Firm / entity class

state securities evidence

Geography

Pennsylvania

Source as of

2026-08-27

Does not count: Pennsylvania state-RIA roster, notice filing, or DoBS authority.

Pennsylvania state-registered investment-adviser firms

Approved Pennsylvania state-IA firms in IA_FIRM_STATE_Feed_09_17_2026.

Grain

IAPD state-compilation APPROVED firm with jurisdiction PA

Firm / entity class

state securities evidence

Geography

Pennsylvania

Source as of

2026-09-17

Does not count: SEC principal-office overlay, federal notice filings, ERA reporting, or IAR people.

Coverage: Filter is registration jurisdiction, not address.

SEC/IARD firms with a Pennsylvania notice filing

SEC/IARD firms with a Pennsylvania notice filing in the cited compilation.

Grain

NoticeFiled RgltrCd=PA FILED

Firm / entity class

state securities evidence

Geography

Pennsylvania

Source as of

2026-09-17

Does not count: Pennsylvania state-RIA licensure or the 623 principal-office overlay.

SEC/IARD firms with a North Carolina principal office

Federal roster firms reporting NC principal office.

Grain

SEC/IARD firm with NC principal office

Firm / entity class

state securities evidence

Geography

North Carolina

Source as of

2026-08-27

Does not count: North Carolina state-RIA roster, SOS IA register, notice filing, or SOS authority.

North Carolina SOS IA register distinct firm CRDs

Distinct firm CRDs on the official Register of NC IAs current as of 2026-06-30.

Grain

NC SOS Register of NC IAs firm CRD

Firm / entity class

state securities evidence

Geography

North Carolina

Source as of

2026-06-30

Does not count: IAR people, broker-dealers, agents, ERA, notice filings, or principal-office overlay.

North Carolina IAPD state-registered investment-adviser firms

Approved North Carolina state-IA firms in IA_FIRM_STATE_Feed_09_17_2026.

Grain

IAPD state-compilation APPROVED firm with jurisdiction NC

Firm / entity class

state securities evidence

Geography

North Carolina

Source as of

2026-09-17

Does not count: SOS IA register, SEC principal-office overlay, federal notice filings, ERA reporting, or IAR people.

Coverage: Filter is registration jurisdiction, not address.

SEC/IARD firms with a North Carolina notice filing

SEC/IARD firms with a North Carolina notice filing in the cited compilation.

Grain

NoticeFiled RgltrCd=NC FILED

Firm / entity class

state securities evidence

Geography

North Carolina

Source as of

2026-09-17

Does not count: North Carolina state-RIA licensure, SOS IA register, or the 325 principal-office overlay.

SEC/IARD firms with an Ohio principal office

Federal roster firms reporting OH principal office.

Grain

SEC/IARD firm with OH principal office

Firm / entity class

state securities evidence

Geography

Ohio

Source as of

2026-08-27

Does not count: Ohio state-RIA roster, notice filing, ERA, or Division of Securities authority.

Ohio IAPD state-registered investment-adviser firms

Approved Ohio state-IA firms in IA_FIRM_STATE_Feed_09_17_2026.

Grain

IAPD state-compilation APPROVED firm with jurisdiction OH

Firm / entity class

state securities evidence

Geography

Ohio

Source as of

2026-09-17

Does not count: SEC principal-office overlay, federal notice filings, ERA reporting, or IAR people.

Coverage: Filter is registration jurisdiction, not address.

SEC/IARD firms with an Ohio notice filing

SEC/IARD firms with an Ohio notice filing in the cited compilation.

Grain

NoticeFiled RgltrCd=OH FILED

Firm / entity class

state securities evidence

Geography

Ohio

Source as of

2026-09-17

Does not count: Ohio state-RIA licensure or the 426 principal-office overlay.

SEC/IARD firms with a Massachusetts principal office

Federal roster firms reporting a MA principal office.

Grain

SEC/IARD firm with MA principal office

Firm / entity class

state securities evidence

Geography

Massachusetts

Source as of

2026-08-27

Does not count: Massachusetts state-RIA roster, notice filing, ERA, or Securities Division authority.

Massachusetts IAPD state-registered investment-adviser firms

Approved Massachusetts state-IA firms in IA_FIRM_STATE_Feed_09_17_2026.

Grain

IAPD state-compilation APPROVED firm with jurisdiction MA

Firm / entity class

state securities evidence

Geography

Massachusetts

Source as of

2026-09-17

Does not count: CONDREST or TERMREQUEST rows, SEC principal-office overlay, federal notice filings, ERA reporting, or IAR people.

Coverage: Filter is registration jurisdiction, not address.

SEC/IARD firms with a Massachusetts notice filing

SEC/IARD firms with a Massachusetts notice filing in the cited compilation.

Grain

NoticeFiled RgltrCd=MA FILED

Firm / entity class

state securities evidence

Geography

Massachusetts

Source as of

2026-09-17

Does not count: Massachusetts state-RIA registration or the 803 principal-office overlay.

SEC/IARD firms with a Tennessee principal office

Federal roster firms reporting a TN principal office.

Grain

SEC/IARD firm with TN principal office

Firm / entity class

state securities evidence

Geography

Tennessee

Source as of

2026-08-27

Does not count: Tennessee state-RIA roster, notice filing, ERA, or Securities Division authority.

Tennessee IAPD state-registered investment-adviser firms

Approved Tennessee state-IA firms in IA_FIRM_STATE_Feed_09_17_2026.

Grain

IAPD state-compilation APPROVED firm with jurisdiction TN

Firm / entity class

state securities evidence

Geography

Tennessee

Source as of

2026-09-17

Does not count: TERMREQUEST rows, SEC principal-office overlay, federal notice filings, ERA reporting, or IAR people.

Coverage: Filter is registration jurisdiction, not address.

SEC/IARD firms with a Tennessee notice filing

SEC/IARD firms with a Tennessee notice filing in the cited compilation.

Grain

NoticeFiled RgltrCd=TN FILED

Firm / entity class

state securities evidence

Geography

Tennessee

Source as of

2026-09-17

Does not count: Tennessee state-RIA registration or the 264 principal-office overlay.

SEC/IARD firms with a Nevada principal office

Federal roster firms reporting a NV principal office.

Grain

SEC/IARD firm with NV principal office

Firm / entity class

state securities evidence

Geography

Nevada

Source as of

2026-08-27

Does not count: Nevada state IA licensing, notice filing, ERA, or Securities Division authority.

Nevada IAPD state investment-adviser firms

Approved Nevada state-IA firms in IA_FIRM_STATE_Feed_09_17_2026.

Grain

IAPD state-compilation APPROVED firm with jurisdiction NV

Firm / entity class

state securities evidence

Geography

Nevada

Source as of

2026-09-17

Does not count: TERMREQUEST rows, SEC principal-office overlay, federal notice filings, ERA reporting, or IAR people.

Coverage: Filter is registration jurisdiction, not address.

SEC/IARD firms with a Nevada notice filing

SEC/IARD firms with a Nevada notice filing in the 2026-09-18 SEC compilation.

Grain

NoticeFiled RgltrCd=NV FILED

Firm / entity class

state securities evidence

Geography

Nevada

Source as of

2026-09-18

Does not count: Nevada state IA licensing or the 99 principal-office overlay.

SEC/IARD firms with a Minnesota principal office

Federal roster firms reporting a MN principal office.

Grain

SEC/IARD firm with MN principal office

Firm / entity class

state securities evidence

Geography

Minnesota

Source as of

2026-08-27

Does not count: Minnesota state IA registration, notice filing, ERA, or Securities Unit authority.

Minnesota IAPD state investment-adviser firms

Approved Minnesota state-IA firms in IA_FIRM_STATE_Feed_09_17_2026.

Grain

IAPD state-compilation APPROVED firm with jurisdiction MN

Firm / entity class

state securities evidence

Geography

Minnesota

Source as of

2026-09-17

Does not count: TERMREQUEST rows, SEC principal-office overlay, federal notice filings, ERA reporting, or IAR people.

Coverage: Filter is registration jurisdiction, not address.

SEC/IARD firms with a Minnesota notice filing

SEC/IARD firms with a Minnesota notice filing in the 2026-09-18 SEC compilation.

Grain

NoticeFiled RgltrCd=MN FILED

Firm / entity class

state securities evidence

Geography

Minnesota

Source as of

2026-09-18

Does not count: Minnesota state IA registration or the 293 principal-office overlay.

CO: State IA source registration rows (all source statuses)

State IA source registration rows (all source statuses)

Grain

state_ia_registration_row

Firm / entity class

Source-defined state layer

Geography

CO

Source as of

2026-08-27

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

CO: Distinct state IA CRDs (all source statuses)

Distinct state IA CRDs (all source statuses)

Grain

state_ia_crd

Firm / entity class

Source-defined state layer

Geography

CO

Source as of

2026-08-27

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

CO: State IA CRDs with termination requested

State IA CRDs with termination requested

Grain

state_ia_termrequest_crd

Firm / entity class

Source-defined state layer

Geography

CO

Source as of

2026-08-27

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

CO: Active state ERA reporting CRDs

Active state ERA reporting CRDs

Grain

state_era_crd

Firm / entity class

Source-defined state layer

Geography

CO

Source as of

2026-08-27

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

CO: Federal notice filing rows

Federal notice filing rows

Grain

federal_notice_filing

Firm / entity class

Source-defined state layer

Geography

CO

Source as of

2026-08-27

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

CO: Exact state IA / federal notice CRD bridges

Exact state IA / federal notice CRD bridges

Grain

exact_crd_bridge

Firm / entity class

Source-defined state layer

Geography

CO

Source as of

2026-08-27

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

CO: Sanctions narrative observations (unattached)

Sanctions narrative observations (unattached)

Grain

regulatory_narrative_observation

Firm / entity class

Source-defined state layer

Geography

CO

Retrieved

2026-09-09

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

VA: State IA source registration rows (all source statuses)

State IA source registration rows (all source statuses)

Grain

state_ia_registration_row

Firm / entity class

Source-defined state layer

Geography

VA

Source as of

2026-08-27

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

VA: Distinct state IA CRDs (all source statuses)

Distinct state IA CRDs (all source statuses)

Grain

state_ia_crd

Firm / entity class

Source-defined state layer

Geography

VA

Source as of

2026-08-27

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

VA: State IA CRDs with termination requested

State IA CRDs with termination requested

Grain

state_ia_termrequest_crd

Firm / entity class

Source-defined state layer

Geography

VA

Source as of

2026-08-27

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

VA: Active state ERA reporting CRDs

Active state ERA reporting CRDs

Grain

state_era_crd

Firm / entity class

Source-defined state layer

Geography

VA

Source as of

2026-08-27

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

VA: Federal notice filing rows

Federal notice filing rows

Grain

federal_notice_filing

Firm / entity class

Source-defined state layer

Geography

VA

Source as of

2026-08-27

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

VA: Exact state IA / federal notice CRD bridges

Exact state IA / federal notice CRD bridges

Grain

exact_crd_bridge

Firm / entity class

Source-defined state layer

Geography

VA

Source as of

2026-08-27

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

VA: Regulatory activity observations (unattached)

Regulatory activity observations (unattached)

Grain

regulatory_activity_observation

Firm / entity class

Source-defined state layer

Geography

VA

Retrieved

2026-09-10

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

VA: Distinct regulatory case numbers

Distinct regulatory case numbers

Grain

regulatory_case

Firm / entity class

Source-defined state layer

Geography

VA

Retrieved

2026-09-10

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

NY: State IA source registration rows (all source statuses)

State IA source registration rows (all source statuses)

Grain

state_ia_registration_row

Firm / entity class

Source-defined state layer

Geography

NY

Source as of

2026-08-27

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

NY: Distinct state IA CRDs (all source statuses)

Distinct state IA CRDs (all source statuses)

Grain

state_ia_crd

Firm / entity class

Source-defined state layer

Geography

NY

Source as of

2026-08-27

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

NY: State IA CRDs with termination requested

State IA CRDs with termination requested

Grain

state_ia_termrequest_crd

Firm / entity class

Source-defined state layer

Geography

NY

Source as of

2026-08-27

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

NY: Active state ERA reporting CRDs

Active state ERA reporting CRDs

Grain

state_era_crd

Firm / entity class

Source-defined state layer

Geography

NY

Source as of

2026-08-27

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

NY: Federal notice filing rows

Federal notice filing rows

Grain

federal_notice_filing

Firm / entity class

Source-defined state layer

Geography

NY

Source as of

2026-08-27

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

NY: Exact state IA / federal notice CRD bridges

Exact state IA / federal notice CRD bridges

Grain

exact_crd_bridge

Firm / entity class

Source-defined state layer

Geography

NY

Source as of

2026-08-27

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

IL: State IA source registration rows (all source statuses)

State IA source registration rows (all source statuses)

Grain

state_ia_registration_row

Firm / entity class

Source-defined state layer

Geography

IL

Source as of

2026-08-27

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

IL: Distinct state IA CRDs (all source statuses)

Distinct state IA CRDs (all source statuses)

Grain

state_ia_crd

Firm / entity class

Source-defined state layer

Geography

IL

Source as of

2026-08-27

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

IL: State IA CRDs with termination requested

State IA CRDs with termination requested

Grain

state_ia_termrequest_crd

Firm / entity class

Source-defined state layer

Geography

IL

Source as of

2026-08-27

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

IL: Active state ERA reporting CRDs

Active state ERA reporting CRDs

Grain

state_era_crd

Firm / entity class

Source-defined state layer

Geography

IL

Source as of

2026-08-27

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

IL: Federal notice filing rows

Federal notice filing rows

Grain

federal_notice_filing

Firm / entity class

Source-defined state layer

Geography

IL

Source as of

2026-08-27

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

IL: Exact state IA / federal notice CRD bridges

Exact state IA / federal notice CRD bridges

Grain

exact_crd_bridge

Firm / entity class

Source-defined state layer

Geography

IL

Source as of

2026-08-27

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

OR: State IA source registration rows (all source statuses)

State IA source registration rows (all source statuses)

Grain

state_ia_registration_row

Firm / entity class

Source-defined state layer

Geography

OR

Source as of

2026-09-10

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

OR: Distinct state IA CRDs (all source statuses)

Distinct state IA CRDs (all source statuses)

Grain

state_ia_crd

Firm / entity class

Source-defined state layer

Geography

OR

Source as of

2026-09-10

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

OR: State IA CRDs with termination requested

State IA CRDs with termination requested

Grain

state_ia_termrequest_crd

Firm / entity class

Source-defined state layer

Geography

OR

Source as of

2026-09-10

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

OR: Active state ERA reporting CRDs

Active state ERA reporting CRDs

Grain

state_era_crd

Firm / entity class

Source-defined state layer

Geography

OR

Source as of

2026-09-10

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

OR: Federal notice filing rows

Federal notice filing rows

Grain

federal_notice_filing

Firm / entity class

Source-defined state layer

Geography

OR

Source as of

2026-09-10

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

OR: Exact state IA / federal notice CRD bridges

Exact state IA / federal notice CRD bridges

Grain

exact_crd_bridge

Firm / entity class

Source-defined state layer

Geography

OR

Source as of

2026-09-10

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

OR: Regulatory activity observations (unattached)

Regulatory activity observations (unattached)

Grain

regulatory_activity_observation

Firm / entity class

Source-defined state layer

Geography

OR

Retrieved

2026-09-16

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

OR: Distinct regulatory case numbers

Distinct regulatory case numbers

Grain

regulatory_case

Firm / entity class

Source-defined state layer

Geography

OR

Retrieved

2026-09-16

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

PA: State IA source registration rows (all source statuses)

State IA source registration rows (all source statuses)

Grain

state_ia_registration_row

Firm / entity class

Source-defined state layer

Geography

PA

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

PA: Distinct state IA CRDs (all source statuses)

Distinct state IA CRDs (all source statuses)

Grain

state_ia_crd

Firm / entity class

Source-defined state layer

Geography

PA

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

PA: State IA CRDs with termination requested

State IA CRDs with termination requested

Grain

state_ia_termrequest_crd

Firm / entity class

Source-defined state layer

Geography

PA

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

PA: Active state ERA reporting CRDs

Active state ERA reporting CRDs

Grain

state_era_crd

Firm / entity class

Source-defined state layer

Geography

PA

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

PA: Federal notice filing rows

Federal notice filing rows

Grain

federal_notice_filing

Firm / entity class

Source-defined state layer

Geography

PA

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

PA: Exact state IA / federal notice CRD bridges

Exact state IA / federal notice CRD bridges

Grain

exact_crd_bridge

Firm / entity class

Source-defined state layer

Geography

PA

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

PA: Regulatory activity observations (unattached)

Regulatory activity observations (unattached)

Grain

regulatory_activity_observation

Firm / entity class

Source-defined state layer

Geography

PA

Retrieved

2026-09-17T15:15:44Z

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

NC: State IA source registration rows (all source statuses)

State IA source registration rows (all source statuses)

Grain

state_ia_registration_row

Firm / entity class

Source-defined state layer

Geography

NC

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

NC: Distinct state IA CRDs (all source statuses)

Distinct state IA CRDs (all source statuses)

Grain

state_ia_crd

Firm / entity class

Source-defined state layer

Geography

NC

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

NC: State IA CRDs with termination requested

State IA CRDs with termination requested

Grain

state_ia_termrequest_crd

Firm / entity class

Source-defined state layer

Geography

NC

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

NC: Active state ERA reporting CRDs

Active state ERA reporting CRDs

Grain

state_era_crd

Firm / entity class

Source-defined state layer

Geography

NC

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

NC: Federal notice filing rows

Federal notice filing rows

Grain

federal_notice_filing

Firm / entity class

Source-defined state layer

Geography

NC

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

NC: Exact state IA / federal notice CRD bridges

Exact state IA / federal notice CRD bridges

Grain

exact_crd_bridge

Firm / entity class

Source-defined state layer

Geography

NC

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

NC: Regulatory activity observations (unattached)

Regulatory activity observations (unattached)

Grain

regulatory_activity_observation

Firm / entity class

Source-defined state layer

Geography

NC

Network generated

2026-10-02T17:32:33.698Z

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

OH: State IA source registration rows (all source statuses)

State IA source registration rows (all source statuses)

Grain

state_ia_registration_row

Firm / entity class

Source-defined state layer

Geography

OH

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

OH: Distinct state IA CRDs (all source statuses)

Distinct state IA CRDs (all source statuses)

Grain

state_ia_crd

Firm / entity class

Source-defined state layer

Geography

OH

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

OH: State IA CRDs with termination requested

State IA CRDs with termination requested

Grain

state_ia_termrequest_crd

Firm / entity class

Source-defined state layer

Geography

OH

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

OH: Active state ERA reporting CRDs

Active state ERA reporting CRDs

Grain

state_era_crd

Firm / entity class

Source-defined state layer

Geography

OH

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

OH: Federal notice filing rows

Federal notice filing rows

Grain

federal_notice_filing

Firm / entity class

Source-defined state layer

Geography

OH

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

OH: Exact state IA / federal notice CRD bridges

Exact state IA / federal notice CRD bridges

Grain

exact_crd_bridge

Firm / entity class

Source-defined state layer

Geography

OH

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Massachusetts: State IA source registration rows (all source statuses)

State IA source registration rows (all source statuses)

Grain

state_ia_registration_row

Firm / entity class

Source-defined state layer

Geography

MA

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Massachusetts: Distinct state IA CRDs (all source statuses)

Distinct state IA CRDs (all source statuses)

Grain

state_ia_crd

Firm / entity class

Source-defined state layer

Geography

MA

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Massachusetts: State IA CRDs with termination requested

State IA CRDs with termination requested

Grain

state_ia_termrequest_crd

Firm / entity class

Source-defined state layer

Geography

MA

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Massachusetts: State IA CRDs with CONDREST status

State IA CRDs with CONDREST status

Grain

state_ia_condrest_crd

Firm / entity class

Source-defined state layer

Geography

MA

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Massachusetts: Active state ERA reporting CRDs

Active state ERA reporting CRDs

Grain

state_era_crd

Firm / entity class

Source-defined state layer

Geography

MA

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Massachusetts: Federal notice filing rows

Federal notice filing rows

Grain

federal_notice_filing

Firm / entity class

Source-defined state layer

Geography

MA

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Massachusetts: Exact state IA / federal notice CRD bridges

Exact state IA / federal notice CRD bridges

Grain

exact_crd_bridge

Firm / entity class

Source-defined state layer

Geography

MA

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Massachusetts: Regulatory activity observations (unattached)

Regulatory activity observations (unattached)

Grain

regulatory_activity_observation

Firm / entity class

Source-defined state layer

Geography

MA

Retrieved

2026-09-24T16:58:59Z

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Massachusetts: Distinct regulatory case numbers

Distinct regulatory case numbers

Grain

regulatory_case

Firm / entity class

Source-defined state layer

Geography

MA

Retrieved

2026-09-24T16:58:59Z

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Tennessee: State IA source registration rows (all source statuses)

State IA source registration rows (all source statuses)

Grain

state_ia_registration_row

Firm / entity class

Source-defined state layer

Geography

TN

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Tennessee: Distinct state IA CRDs (all source statuses)

Distinct state IA CRDs (all source statuses)

Grain

state_ia_crd

Firm / entity class

Source-defined state layer

Geography

TN

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Tennessee: State IA CRDs with termination requested

State IA CRDs with termination requested

Grain

state_ia_termrequest_crd

Firm / entity class

Source-defined state layer

Geography

TN

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Tennessee: State IA CRDs with CONDREST status

State IA CRDs with CONDREST status

Grain

state_ia_condrest_crd

Firm / entity class

Source-defined state layer

Geography

TN

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Tennessee: Active state ERA reporting CRDs

Active state ERA reporting CRDs

Grain

state_era_crd

Firm / entity class

Source-defined state layer

Geography

TN

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Tennessee: Federal notice filing rows

Federal notice filing rows

Grain

federal_notice_filing

Firm / entity class

Source-defined state layer

Geography

TN

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Tennessee: Exact state IA / federal notice CRD bridges

Exact state IA / federal notice CRD bridges

Grain

exact_crd_bridge

Firm / entity class

Source-defined state layer

Geography

TN

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Tennessee: Regulatory activity observations (unattached)

Regulatory activity observations (unattached)

Grain

regulatory_activity_observation

Firm / entity class

Source-defined state layer

Geography

TN

Retrieved

2026-09-25T12:30:07+00:00

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Nevada: State IA source registration rows (all source statuses)

State IA source registration rows (all source statuses)

Grain

state_ia_registration_row

Firm / entity class

Source-defined state layer

Geography

NV

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Nevada: Distinct state IA CRDs (all source statuses)

Distinct state IA CRDs (all source statuses)

Grain

state_ia_crd

Firm / entity class

Source-defined state layer

Geography

NV

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Nevada: State IA CRDs with termination requested

State IA CRDs with termination requested

Grain

state_ia_termrequest_crd

Firm / entity class

Source-defined state layer

Geography

NV

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Nevada: State IA CRDs with CONDREST status

State IA CRDs with CONDREST status

Grain

state_ia_condrest_crd

Firm / entity class

Source-defined state layer

Geography

NV

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Nevada: Active state ERA reporting CRDs

Active state ERA reporting CRDs

Grain

state_era_crd

Firm / entity class

Source-defined state layer

Geography

NV

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Nevada: Federal notice filing rows

Federal notice filing rows

Grain

federal_notice_filing

Firm / entity class

Source-defined state layer

Geography

NV

Source as of

2026-09-18

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Nevada: Exact state IA / federal notice CRD bridges

Exact state IA / federal notice CRD bridges

Grain

exact_crd_bridge

Firm / entity class

Source-defined state layer

Geography

NV

Source as of

2026-09-18

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Minnesota: State IA source registration rows (all source statuses)

State IA source registration rows (all source statuses)

Grain

state_ia_registration_row

Firm / entity class

Source-defined state layer

Geography

MN

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Minnesota: Distinct state IA CRDs (all source statuses)

Distinct state IA CRDs (all source statuses)

Grain

state_ia_crd

Firm / entity class

Source-defined state layer

Geography

MN

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Minnesota: State IA CRDs with termination requested

State IA CRDs with termination requested

Grain

state_ia_termrequest_crd

Firm / entity class

Source-defined state layer

Geography

MN

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Minnesota: State IA CRDs with CONDREST status

State IA CRDs with CONDREST status

Grain

state_ia_condrest_crd

Firm / entity class

Source-defined state layer

Geography

MN

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Minnesota: Active state ERA reporting CRDs

Active state ERA reporting CRDs

Grain

state_era_crd

Firm / entity class

Source-defined state layer

Geography

MN

Source as of

2026-09-17

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Minnesota: Federal notice filing rows

Federal notice filing rows

Grain

federal_notice_filing

Firm / entity class

Source-defined state layer

Geography

MN

Source as of

2026-09-18

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Minnesota: Exact state IA / federal notice CRD bridges

Exact state IA / federal notice CRD bridges

Grain

exact_crd_bridge

Firm / entity class

Source-defined state layer

Geography

MN

Source as of

2026-09-18

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Minnesota: Regulatory activity observations (unattached)

Regulatory activity observations (unattached)

Grain

regulatory_activity_observation

Firm / entity class

Source-defined state layer

Geography

MN

Retrieved

2026-09-26T15:14:12Z

Does not count: Additional canonical firms, a combined adviser denominator, or adverse profile attachments

Searchable SEC/IARD roster firms

Current roster firms available through firm search.

Grain

searchable roster firm

Firm / entity class

SEC/IARD adviser-firm evidence

Geography

United States

Source as of

2026-08-27

Does not count: Indexable profiles, state rosters, rankings, or recommendations.

Indexable firm research profiles

Firm profiles passing the content publication gate.

Grain

indexable public firm profile

Firm / entity class

SEC/IARD adviser-firm evidence

Geography

United States

Source as of

2026-08-27

Does not count: The regulatory universe or a quality ranking.

Published state intelligence pages

Live state research destinations derived from the rendered state-card model.

Grain

published state intelligence page

Firm / entity class

state securities evidence

Geography

NJ, CA, TX, WA, AZ, CO, VA, NY, IL, OR, PA, NC, OH, GA, MA, TN, NV, MN, MI, CT, MD, WI, IN

Source clock

Not reported

Does not count: Advisers, rankings, Florida state intelligence, or research-depth ratings.