Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

89 sourced firms · query 45 ms

Reported as registered
ABRI LLC
CRD 314832 · SEC 801-135476
LEXINGTON, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACCESS REAL ESTATE, LLC
CRD 337329 · SEC 801-135637
LOUISVILLE, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACCESS WEALTH MANAGEMENT, LLC
CRD 339285 · SEC 801-135370
LOUISVILLE, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVANTAGE INVESTMENT MANAGEMENT
CRD 146493 · SEC 801-125798
LOUISVILLE, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALEXANDER INVESTMENT SERVICES CO.
CRD 1037 · SEC 801-10334
LOUISVILLE, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPHA FINANCIAL PARTNERS LLC
CRD 306639 · SEC 801-117851
LEXINGTON, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALTUS WEALTH MANAGEMENT, LLC
CRD 153650 · SEC 801-80301
FT. MITCHELL, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARISTIDES CAPITAL LLC
CRD 162368 · SEC 801-119110
LOUISVILLE, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASIO CAPITAL LLC
CRD 298326 · SEC 801-113910
LEXINGTON, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATLAS BROWN
CRD 133408 · SEC 801-63702
LOUISVILLE, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BALLAST, INC.
CRD 152695 · SEC 801-79651
LEXINGTON, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BARLOW WEALTH PARTNERS, LLC
CRD 325308 · SEC 801-127506
LOUISVILLE, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BLVD PRIVATE WEALTH, LLC
CRD 310682 · SEC 801-126683
PROSPECT, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CASTELLAN
CRD 299363 · SEC 801-119581
LOUISVILLE, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CENTERLINE WEALTH ADVISORS, LLC
CRD 164485 · SEC 801-76852
LOUISVILLE, KY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CHRYSALIS VENTURES
CRD 161827 · SEC 802-75702
LOUISVILLE, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHURCHILL FINANCIAL ADVISORS, LLC
CRD 333071 · SEC 801-131738
LOUISVILLE, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CONNETIC VENTURES
CRD 329078 · SEC 801-130512
COVINGTON, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CULLINAN ASSOCIATES, INC.
CRD 108340 · SEC 801-35801
LOUISVILLE, KY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DEMETER TACTICAL INVESTMENTS CORP.
CRD 329512 · SEC 801-129609
PROSPECT, KY
Source release August 3, 2026 · retrieved August 18, 2026