165
State IA firms, APPROVED
167 StateRgstn rows with regulator code IA; 2 TERMREQUEST CRDs are outside the approved count.
InvestorTrustHub · Iowa
Iowa investment adviser and securities research
The Iowa Insurance Division regulates securities activity in Iowa. IAPD firm records distinguish state adviser registration, SEC notice filing and exempt reporting. Reported status is not an endorsement or an investment recommendation.
Separate firm filings
These are distinct firm CRDs in the September 17, 2026 IAPD compilation. Iowa jurisdiction fields select the filing classes. Main-office state is geography only. The classes can overlap and must not be added.
1,427
SEC notice firms, FILED
1,427 Iowa NoticeFiled rows. Federal notice filing does not mean Iowa state IA registration.
17
Exempt reporting advisers, ACTIVE
17 ERA/Rgltr rows with Iowa jurisdiction. ERA is not a registered IA.
96
Iowa principal-office firms
MainAddr state IA in the SEC compilation. Office geography is not Iowa registration.
2 exact firm CRDs appear in both the approved state IA and filed notice sets. Both observations are retained; no firm is duplicated by this page.
People, broker-dealers and orders
Investment adviser representatives are people. Broker-dealer firms and securities agents have different registration grains. Iowa-only IAR, broker-dealer and agent populations are NOT_ACQUIRED here. BrokerCheck and IAPD are the named-record research paths.
The Iowa Insurance Division orders are case evidence, separate from registration and complaints. A complaint is not a finding. No adverse order was joined to a person or firm by name.
Source clocks and coverage
State IAPD compilation and SEC IAPD compilation: source as of 2026-09-17; retained files examined 2026-10-06. SHA-256 state 5fa17c38ae2e812dbd4d58c359c4d624a54417e3f794a3287c3414ccfdaa6a02; SEC f01d6b17a7ed631125e76d3c1e5965f178235273eea6699c15400473cb2f1f22. Iowa adviser filing rules were checked October 6, 2026. Live current status must be rechecked by CRD.
Existing canonical matches: NOT_ACQUIRED. New canonical entities, record-level evidence attachments and graph writes: 0. Complete Iowa IAR, broker-dealer, agent, order and complaint outcomes remain NOT_ACQUIRED.