354
State IA firms, APPROVED
354 StateRgstn rows with regulator code MO. Only APPROVED rows are included. The Missouri office address did not select them.
InvestorTrustHub · Missouri
Missouri investment adviser and securities research
The Missouri Secretary of State Securities Division regulates securities activity in Missouri. IAPD firm records identify different registration and filing classes. A reported registration is a source status, not an endorsement or a recommendation.
Four separate firm lenses
These figures use distinct firm CRDs and the September 17, 2026 IAPD compilation. Missouri jurisdiction fields determine the three filing classes. Main-office state is geography only. The lenses overlap and must not be added.
1,999
SEC notice firms, FILED
1999 Missouri NoticeFiled rows. A federal notice filing is not Missouri state IA registration. All filed rows in this extract have the source firm type Registered.
49
Exempt reporting adviser firms, ACTIVE
49 ERA/Rgltr rows with code MO. An ERA is not a state registered IA or an SEC registered adviser.
218
Missouri principal-office firms
MainAddr state MO in the SEC compilation. This is office geography, not Missouri registration or notice filing.
Exact CRD overlap: 1 firm appears in both the APPROVED state IA and FILED notice sets. The firm retains both source observations. No canonical firm was duplicated by this page.
People, broker-dealers and orders
Investment adviser representatives, broker-dealer firms and agents require their own person or firm CRD evidence. Missouri-only IAR, broker-dealer and agent rosters are NOT_ACQUIRED. A person is not a company. BrokerCheck and IAPD remain the named-record research paths.
The Missouri Securities Division orders index was reviewed October 6, 2026. Order rows were not acquired as a complete corpus and no order was attached to a firm or person by name. An enforcement order is separate from a complaint; a complaint is not a finding.
Source clocks and coverage
State IAPD compilation and SEC IAPD compilation: source as of 2026-09-17, retained files examined 2026-10-06. The files have separate SHA-256 hashes: state 5fa17c38ae2e812dbd4d58c359c4d624a54417e3f794a3287c3414ccfdaa6a02; SEC f01d6b17a7ed631125e76d3c1e5965f178235273eea6699c15400473cb2f1f22. No live license status is asserted.
Existing canonical firm matches and net-new entities were not re-read from production. New entities, evidence attachments and graph writes by this page: 0. Missouri Secretary of State bulk registrations, IAR, broker-dealer and agent rows, complete orders, provider examinations and complaint outcomes: NOT_ACQUIRED. No city or county pages or ratings are published.