InvestorTrustHub · Nevada

Nevada Investment Adviser & Securities Intelligence

The Securities Division of the Nevada Secretary of State is the state securities regulator under the Nevada Uniform Securities Act (NRS Chapter 90). IARD and CRD are filing infrastructure; IAPD and BrokerCheck are public research tools. None of them is the regulator. A Nevada state investment adviser is not an SEC-registered adviser with a Nevada notice filing, not an exempt reporting adviser, and not simply a firm with a Nevada office. A representative is a person, not a firm. A broker-dealer is not an investment adviser. There is no combined Nevada adviser total. This page does not rank advisers, give investment advice, or publish a Trust Score.

We organize the evidence. You decide.

Research Nevada-headquartered SEC/IARD firms Verify on IAPD

State Investment Advisers

271

IAPD Nevada state IA (APPROVED)

Distinct firm CRDs with StateRgstn/Rgltr/@Cd=NV and status APPROVED.

Trace this number

Source. https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_FIRM_STATE_Feed_09_17_2026.xml.gz

Source date. 2026-09-17

Coverage. ACQUIRED_IAPD_STATE_COMPILATION

Grain. state investment adviser firm; registration jurisdiction = NV

Calculation. 281 NV StateRgstn rows: 271 APPROVED, 10 TERMREQUEST (termination requested), 0 CONDREST. Filter is Rgltr/@Cd=NV, not address; 82 of the 281 list a Nevada main office.

Caveat. Nevada state IA licensing is not SEC registration, not a federal notice filing, not ERA, and not a principal office. TERMREQUEST rows are reported separately; verify current status on IAPD. APPROVED is the IAPD status text, not an endorsement.

Nevada law says an investment adviser is licensed (NRS 90.330); IAPD records the same credential as a state registration with the status text APPROVED. Neither word is an endorsement. The 10 firms with termination requested are reported separately and not counted as current.

ERA

Nevada exempt reporting advisers

ERA/Rgltr/@Cd=NV, ACTIVE. Not a Nevada-licensed IA and not an SEC RIA.

Trace this number

Source. IA_FIRM_STATE_Feed_09_17_2026

Source date. 2026-09-17

Coverage. ACQUIRED_IAPD_STATE_COMPILATION

Grain. ERA/Rgltr/@Cd=NV

Calculation. 83 distinct firm CRDs, all ACTIVE; overlap with Nevada state IA = 0.

Caveat. An exempt reporting adviser is not a Nevada-licensed IA and not an SEC RIA. NRS 90.345 exempts certain private-fund advisers from licensing; reporting is not licensing.

Federal Notice Filings

1,982

SEC-registered advisers with a Nevada notice filing

NoticeFiled/States/@RgltrCd=NV, FILED. Not Nevada state IA.

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Source. https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_FIRM_SEC_Feed_09_18_2026.xml.gz

Source date. 2026-09-18

Coverage. ACQUIRED_IAPD_SEC_COMPILATION

Grain. NoticeFiled/States/@RgltrCd=NV and status FILED

Calculation. 1982 distinct CRDs, all SEC-registered. 74 notice filers list a Nevada main office.

Caveat. A notice filing is not Nevada state IA licensing. The accepted IA_FIRM_SEC_Feed_09_17_2026 is no longer served by IAPD; the 2026-09-18 feed is the oldest one still published. Its SHA-256 is recorded in the census.

This count comes from the 2026-09-18 SEC compilation; the state IA and ERA counts come from the 2026-09-17 state compilation. They are different source dates and are never added.

Principal Office

SEC/IARD roster firms with a Nevada principal office

Geography only. Not Nevada licensing and not a notice filing.

Trace this number

Source. SEC IARD firm compilation / reconciled roster geography

Source date. 2026-08-27

Coverage. National roster overlay

Grain. SEC IARD roster firm with principal-office region = NV

Calculation. COUNT of roster firms with principal-office region NV = 99. Raw 2026-09-18 compilation MainAddr/@State=NV = 102.

Caveat. A Nevada principal office is not Nevada state IA licensing and is not a notice filing. These firms already exist in the federal graph.

IAR / Broker-Dealer

Nevada licenses investment adviser representatives under NRS 90.330 and broker-dealers and sales representatives under NRS 90.310, through Web CRD/IARD. A representative is a person; InvestorTrustHub does not publish a Nevada representative directory, and representatives are never added to firm counts. Verify a representative or adviser on IAPD and a broker-dealer or sales representative on BrokerCheck. A Nevada-only broker-dealer or sales-representative bulk roster was not acquired. Transfer agents and athlete agents are separate Securities Division classes and are not counted here.

Securities Division

Under NRS Chapter 90, the Division is the Securities Division of the Office of the Secretary of State (NRS 90.230), and the Administrator is the Deputy of Securities appointed pursuant to NRS 225.060 (NRS 90.215). The Division licenses and examines firms and individuals, investigates possible violations and takes investor complaints. FINRA operates CRD and IARD; it is not the Nevada regulator. Statute retrieved 2026-09-25.

Enforcement

NRS 90.620 and 90.630 give the Administrator investigation and order powers, including consent orders and summary orders to cease and desist. The Division's website rejected automated access and a normal browser session on 2026-09-25, so no Nevada order listing was acquired. This page shows no Nevada order count, and nothing is attached to any firm or person, by CRD or by name. Orders from other Nevada agencies (Financial Institutions, Mortgage Lending, Gaming Control, the Attorney General) are not substituted. Regulatory disclosures, including state actions, appear on each firm and person record on IAPD and BrokerCheck.

Complaints

The Division investigates written investor complaints. No provider-level complaint dataset is published, so this page has no complaint count, and complaint outcomes are not public in bulk. A complaint is not an order or a finding.

Limitations

Do not add state IA + ERA + notice + principal office, or advisers + representatives + broker-dealers.
There is no single Nevada source date: state IA and ERA 2026-09-17, notice 2026-09-18, principal-office roster 2026-08-27.
Securities Division orders were not acquired. Missing is not zero, and not a clean record.
Las Vegas, Reno, Henderson and other cities are geography, not InvestorTrustHub intelligence routes.
Securities offering registrations, exemptions and crowdfunding were not acquired.
No Trust Score. No AggregateRating. No ranking. No investment advice.