224
Kansas state-registered IA firms
StateRgstn with regulator code KS and source status APPROVED. This is jurisdiction evidence, not an address filter.
InvestorTrustHub · Kansas
Kansas investment adviser and securities research
The Office of the Kansas Securities Commissioner, within the Kansas Department of Insurance, administers the Kansas Uniform Securities Act. IAPD regulator-jurisdiction filings are separated below. Kansas principal-office geography does not establish Kansas registration. A filing is not an endorsement or recommendation.
Separate IAPD firm filing classes
Current IAPD compilation feeds dated 2026-10-06 were filtered by regulator jurisdiction and source filing status. Counts are distinct firm CRDs within each class. Overlapping classes remain separate observations; they are not added into one Kansas adviser number.
1,514
Federal covered adviser notice filings
SEC NoticeFiled/States with regulator code KS and status FILED. A federal notice filing is separate from Kansas state IA registration.
16
Exempt reporting advisers
ERA regulator code KS and source status ACTIVE. An ERA is not a state-registered IA or an SEC-registered adviser.
Exact firm-CRD overlap between APPROVED state IA and FILED notice classes: 1. State IA/ERA overlap: 0. ERA/notice overlap: 0. Shared firms keep both source classifications; they are not duplicated as canonical firms.
IAR person registrations
The separate IAPD Individual feed has 7,442 approved person registration observations under regulator code KS and registration category RA, representing 7,353 distinct IAR person IDs. Those records link to 723 distinct current-employer firm CRDs in the person feed. A person or person registration is not a firm license, and these counts are not added to firm populations. Individual names and IDs are not published.
Proceedings index and other securities classes
The Kansas Securities Commissioner’s FY2023 and FY2024 Securities Legal Proceedings index displays 17 docket observations; 8 index entries print CRD references across 5 distinct CRDs. This is an index-only observation, not a disposition or finding. The proceedings and printed CRDs are not attached to canonical firms or people here. Case documents, examination evidence, broker-dealer firms, and agents: NOT_ACQUIRED. No adverse record was joined by name.
FINRA BrokerCheck and IAPD are the named-record research paths. HMDA is market activity and is not securities licensing.
Sources, clocks, and reconciliation
IAPD state firm compilation (IA_FIRM_STATE_Feed_10_06_2026.xml.gz) and IAPD SEC firm compilation (IA_FIRM_SEC_Feed_10_06_2026.xml.gz), both dated 2026-10-06. SHA-256: state 7556b41d7eee8047d6137fc9c82983b709ce3dcd6cdae348b6facda04696abf0; SEC 819d160fbaf8c2de317205f42d0feda4480eec17121e991a4a63e73b08421919. The IAPD individual compilation (IA_INDVL_Feed_10_06_2026.xml.zip) has SHA-256 542d369a27795223568b61636e294890cc8853cb1cb8628c4f1e4dfaaafc8b1d. Retained files were examined 2026-10-06. No current license status beyond the feed status fields is implied.
Existing canonical firm matches and entity-level net-new counts were not re-read from production. This publication creates no firms, evidence attachments, or graph writes. Office geography is not used to infer jurisdiction. No city routes or ratings are published.