574
Michigan state IA firm CRDs, APPROVED
StateRgstn/Rgltr/@Cd=MI; 583 registration rows and 583 distinct firm CRDs across statuses. APPROVED is IAPD status text, not approval of investment quality.
InvestorTrustHub · Michigan
Michigan Investment Adviser & Securities Intelligence
Michigan LARA’s Corporations, Securities & Commercial Licensing Bureau (CSCL), Securities & Audit Division is the regulator. IARD/CRD is filing infrastructure; IAPD and BrokerCheck are public research tools. A state-registered adviser firm, federal notice filer, exempt reporting adviser, broker-dealer, representative, securities agent, Form ADV filing and principal office are different grains. Registration is reported by the source, not an endorsement.
We organize the evidence. You decide.
Four separate Michigan lenses
These are distinct firm-CRD sets from accepted IAPD compilations dated 2026-09-17. They must not be added into a “Michigan advisers” total. A Michigan-only CSCL active-license spreadsheet is request-only, so that regulator roster is NOT_ACQUIRED.
75
Active exempt reporting adviser CRDs
ERA/Rgltr/@Cd=MI. ERA reporting is not state IA or SEC RIA registration.
2,453
Filed federal-covered notices
NoticeFiled/States/@RgltrCd=MI and @St=FILED. A notice is not state IA registration and not a Michigan office.
332
SEC-compilation principal-office firm CRDs
MainAddr/@State=MI (SEC compilation). Office geography is not a registration or service-area claim.
Exact firm-CRD intersections: state IA APPROVED ∩ filed notice 5 (121348, 146611, 296911, 298014, 321165); state IA ∩ ERA 0; ERA ∩ notice 0; principal office ∩ notice 303. These intersections are not a deduplicated population.
IAPD state compilation · IAPD SEC compilation · CSCL adviser rules · CSCL request-only license list
Broker-dealers, agents and representatives
CSCL regulates broker-dealers, securities agents and investment adviser representatives. Verify the exact person or firm on MiCLEAR, IAPD or BrokerCheck as appropriate. Michigan-only bulk broker-dealer, agent and IAR rosters are NOT_ACQUIRED; person CRDs never become firm CRDs. Do not use an adviser-firm count as a count of professionals.
Published enforcement orders
The CSCL public index contains 107 Michigan Uniform Securities Act-tagged documents under 2022–2026 order-index paths. This is an index-document count, not unique respondents, matters, adverse findings, or a complete disciplinary history. Path year is not presumed to be the order date. Check Published Enforcement Orders, Disciplinary Action Reports and MiCLEAR for later action.
2 documents have a single firm CRD in an organization respondent caption that exactly overlaps an accepted IAPD Michigan-lens firm CRD. These are read-only crosswalks; 0 adverse evidence attachments and 0 name-only joins.
Recent exact-CRD document crosswalks
- MML Investors Services LLC · firm CRD 10409 · STIPULATION AND CONSENT ORDER · index year 2023
- Four Barrel Capital LLC · firm CRD 309666 · STIPULATION AND CONSENT ORDER RESOLVING · index year 2026
Examinations and complaints
CSCL has an Investment Adviser Examination Program for state-registered advisers. Provider-level examination outcomes were NOT_ACQUIRED; no listed outcome is not proof that a firm was never examined. MiCLEAR accepts securities complaints. Provider-level complaint records and outcomes were NOT_ACQUIRED; a complaint is not a finding.
Source clocks and gaps
IAPD STATE and SEC compilation source dates: 2026-09-17 (SHA-256 recorded separately for each feed); accepted retrieval: 2026-09-17T15:15:00Z. CSCL order index retrieved 2026-09-28T16:00:19+00:00; individual order dates are shown only where parsed from a document. Generated snapshot: 2026-09-28T15:59:44+00:00. There is no universal Michigan investor clock.
CSCL active-license spreadsheet, BD/agent/IAR bulk rosters, provider-level exam outcomes and complaint cases are NOT_ACQUIRED. New canonical firms: 0. Graph writes: 0. Claim changes: 0. No city routes.