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INVESTORTRUST HUB

InvestorTrustHub · Georgia

Georgia Investment Adviser & Securities Intelligence

The Georgia Secretary of State Securities Division administers the Georgia Uniform Securities Act of 2008. It oversees broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives, and it registers securities offerings where the Act requires it. Investment adviser firm registration is filed through IARD. IAPD and Form ADV remain the public adviser record. BrokerCheck and CRD remain the broker-dealer record. A Georgia principal office is not Georgia registration. An adviser firm is not an adviser representative. A broker-dealer is not an adviser. An order is not a provider. An implementation order is not discipline. This page does not rank advisers or publish a Trust Score.

We organize the evidence. You decide.

Research Georgia-headquartered SEC/IARD firmsVerify on IAPD

State of the record

Principal office · Orders · What was not acquired

364

SEC/IARD firms with a Georgia principal office

Existing national roster, feed IA_FIRM_SEC_Feed_08_27_2026, source as of 2026-08-27. This is not a Georgia state-IA census.

Not acquired

Georgia state IA, IAR, broker-dealer, and agent rosters

IARD, IAPD, and BrokerCheck are the verification systems. A search box is not a census, and these grains are not added together.

57

Securities Orders index documents

Retrieved 2026-09-24T04:10:00Z. Exact profile attachments: 0. A caption is not a finding.

Orders since 2025

Dates below are the dates written in the index caption. Retrieval day is not an order date. Status is the caption's own words. Where the caption does not name the order type, the row stays index-listed.

The full index has 57 linked documents, including older captions. Case captions repeat, so the document URL is the row identity. Printed CRD numbers stay on the event and are not attached to a profile. Two index rows share ENSC-261291, and two share ENSC-150536.

Georgia Securities Act, Rules and Orders

Not enforcement

Implementation orders, the waiver request, and COVID relief orders on the same official page are regulatory context. They are not disciplinary history and they are not counted in the 57 securities-order documents.

  • 2012-01 Renewals of 1973 Act Small Issue Registrations
  • 2011-04 Uniform Act Implementation Order
  • Finger Lakes Region Rural Broadband Company, Inc., et al. Waiver Request – July 6, 2016
  • Order Implementing Investment Advisor Annual Update Amendment To Form ADV Deadline in Response to Covid-19
  • Order Implementing Filing Requirements in Response to Covid-19
  • Order In Response to Covid - 8.28.2020
  • Order In Response to Covid - 10.30.2020
  • Order Implementing Fingerprint Requirements - 11.2.2020

Implementation Orders before 2011-04, dated December 8, 2011, are vacated on the official page.

Complaints, offerings, and alerts

Complaint intake is available. A public complaint dataset was not acquired, so this page has no complaint count. Absence is not zero. Submit a securities complaint.

Offering and notice-filing instructions are public. A statewide issuer or offering census was not acquired. Registration and notice filing.

Investor alerts are consumer education. They were not turned into provider records. Alerts and outreach. BrokerCheck remains the broker-dealer lookup.

Snapshot investor-ga-state-intel-v1 · fingerprint f1c44afc81eb · snapshot as of 2026-09-24. Atlanta is not a separate regulatory route.