247
Utah state IA firms
242 source rows report APPROVED and 5 report CONDREST. This is the state regulator code UT, not a Utah-address overlay.
InvestorTrustHub · Utah
Utah investment adviser and securities research
The Utah Division of Securities regulates securities activity under Utah law. The IAPD compilation separates state registration, federal notice filings, and exempt reporting advisers by regulator jurisdiction. A source-reported filing is not an endorsement or a recommendation.
Separate IAPD firm populations
These distinct firm CRDs come from the September 17, 2026 state and SEC IAPD compilation feeds. Regulator jurisdiction fields selected the populations; Utah principal-office geography was not used. Credential groups overlap and must not be added into one Utah adviser total.
1,740
Federal adviser Utah notice filings
SEC compilation rows report FILED under NoticeFiled/States regulator code UT; source firm type is Registered. A notice filing is separate from Utah state IA registration.
90
Utah ERA firms
ERA/Rgltr code UT rows report ACTIVE. An exempt reporting adviser is not a state registered IA or an SEC registered adviser.
Exact firm CRD overlap: 1 appears in both the APPROVED state IA and FILED SEC notice sets. The source observations remain separate. State IA and ERA sets have 0 exact CRD overlap; ERA and notice sets have 0.
Other Utah regulatory records
Utah Department of Financial Institutions and Utah Division of Real Estate authority is separate from the Division of Securities. Mortgage companies, lenders, brokers, servicers, branches, MLO people, DFI-regulated classes, DRE-regulated classes, NMLS identities, and HMDA activity are not merged into these IAPD counts. Their rosters were NOT_ACQUIRED. Utah DFI, Utah DRE, and NMLS are distinct research paths. HMDA describes market activity, not licensing.
Utah IAR person rosters, broker-dealer firm and agent rosters, and a complete Division of Securities enforcement/order corpus are NOT_ACQUIRED. A person is not a firm. FINRA BrokerCheck and IAPD support named-record research. No adverse record was attached by name; a complaint is not a violation finding.
Sources and clocks
IAPD state compilation and SEC IAPD compilation, both source dated 2026-09-17; retained files examined 2026-10-06. State feed SHA-256: 5fa17c38ae2e812dbd4d58c359c4d624a54417e3f794a3287c3414ccfdaa6a02. SEC feed SHA-256: f01d6b17a7ed631125e76d3c1e5965f178235273eea6699c15400473cb2f1f22. Raw source values and compressed feeds are retained with this snapshot. This is compilation evidence, not a live license check.
Existing canonical firm matches were not re-read from production; new entities, evidence attachments and graph writes by this page: 0. No city or county pages, rankings, ratings, or adviser recommendations are published.