118
State IA firms, APPROVED
118 StateRgstn rows with regulator code AR. Only APPROVED rows are included. The Arkansas office address did not select them.
InvestorTrustHub · Arkansas
Arkansas investment adviser and securities research
The Arkansas Securities Department regulates securities activity in Arkansas. IAPD firm records identify different registration and filing classes. A reported registration is a source status, not an endorsement or a recommendation.
Four separate firm lenses
These figures use distinct firm CRDs and the September 17, 2026 IAPD compilation. Arkansas jurisdiction fields determine the three filing classes. Main-office state is geography only. The lenses overlap and must not be added.
1,324
SEC notice firms, FILED
1324 Arkansas NoticeFiled rows. A federal notice filing is not Arkansas state IA registration. All filed rows in this extract have the source firm type Registered.
8
Exempt reporting adviser firms, ACTIVE
8 ERA/Rgltr rows with code AR. An ERA is not a state registered IA or an SEC registered adviser.
60
Arkansas principal-office firms
MainAddr state AR in the SEC compilation. This is office geography, not Arkansas registration or notice filing.
Exact CRD overlap: 1 firm appears in both the APPROVED state IA and FILED notice sets. The firm retains both source observations. No canonical firm was duplicated by this page.
People, broker-dealers and orders
Investment adviser representatives, broker-dealer firms and agents require their own person or firm CRD evidence. Arkansas-only IAR, broker-dealer and agent rosters are NOT_ACQUIRED. A person is not a company. BrokerCheck and IAPD remain the named-record research paths.
An Arkansas Securities Department order corpus was NOT_ACQUIRED. No order was attached to a firm or person by name. An enforcement order is separate from a complaint; a complaint is not a finding.
Source clocks and coverage
State IAPD compilation and SEC IAPD compilation: source as of 2026-09-17, retained files examined 2026-10-06. The files have separate SHA-256 hashes: state 5fa17c38ae2e812dbd4d58c359c4d624a54417e3f794a3287c3414ccfdaa6a02; SEC f01d6b17a7ed631125e76d3c1e5965f178235273eea6699c15400473cb2f1f22. No live license status is asserted.
Existing canonical firm matches and net-new entities were not re-read from production. New entities, evidence attachments and graph writes by this page: 0. Arkansas Securities Department bulk registrations, IAR, broker-dealer and agent rows, complete orders, provider examinations and complaint outcomes: NOT_ACQUIRED. Little Rock, Fayetteville, and Fort Smith are geography only. No city or county pages or ratings are published.