157
State IA firms, APPROVED
157 StateRgstn rows with regulator code OK and status APPROVED. The Oklahoma office address did not select them.
InvestorTrustHub · Oklahoma
Oklahoma investment adviser and securities research
The Oklahoma Department of Securities regulates securities activity in Oklahoma. IAPD firm records identify different registration and filing classes. A reported registration is a source status, not an endorsement or a recommendation. This page does not rank advisers.
Four separate firm lenses
These figures use distinct firm CRDs and the September 17, 2026 IAPD compilation. Oklahoma jurisdiction fields determine the three filing classes. Main-office state is geography only. The lenses overlap and must not be added.
1,478
SEC notice firms, FILED
1478 Oklahoma NoticeFiled rows. A federal notice filing is not Oklahoma state IA registration. All filed rows in this extract have the source firm type Registered.
34
Exempt reporting adviser firms, ACTIVE
34 ERA/Rgltr rows with code OK and status ACTIVE. An ERA is not a state registered IA or an SEC registered adviser.
91
Oklahoma principal-office firms
MainAddr state OK in the SEC compilation. This is office geography, not Oklahoma registration or notice filing.
Exact CRD overlap: 1 firm CRD is in both the APPROVED state IA set and the FILED notice set. The firm keeps both source observations. This page did not create a second canonical firm.
People, broker-dealers and orders
Investment adviser representatives, broker-dealer firms and agents require their own person or firm CRD evidence. Oklahoma-only IAR, broker-dealer and agent rosters are NOT_ACQUIRED. A person is not a company. BrokerCheck and IAPD remain the named-record research paths.
An Oklahoma enforcement-order corpus was NOT_ACQUIRED. No order was attached to a firm or person by name. Exact canonical attachments: 0. Name-only adverse joins: 0. An examination was not acquired. An enforcement order is separate from a complaint, and a complaint is not a finding.
Source clocks and coverage
State IAPD compilation and SEC IAPD compilation: source as of 2026-09-17, retained files examined 2026-10-06. The files have separate SHA-256 hashes: state 5fa17c38ae2e812dbd4d58c359c4d624a54417e3f794a3287c3414ccfdaa6a02; SEC f01d6b17a7ed631125e76d3c1e5965f178235273eea6699c15400473cb2f1f22. No live license status is asserted.
Existing canonical firm matches were not re-read from production. New entities, evidence attachments and graph writes by this page: 0. Oklahoma Department of Securities bulk registrations beyond these IAPD jurisdiction fields, IAR, broker-dealer and agent rows, complete orders, provider examinations and complaint outcomes: NOT_ACQUIRED. Oklahoma City, Tulsa, Norman, Edmond, Lawton and Broken Arrow are geography only. No city or county pages or ratings are published.