New Hampshire Bureau of Securities Regulation

New Hampshire securities registration evidence

New Hampshire Bureau of Securities Regulation registration source map. State investment advisers, federal notice filings, exempt reporting advisers, investment adviser representatives, broker-dealers, agents, branches, and enforcement records remain separate populations.

Official source map checked October 12, 2026. Current dated IARD/CRD snapshots and reconciled New Hampshire jurisdiction rows have not been acquired for publication in this pass: NOT_ACQUIRED. That status is not zero and does not imply no registrants.

Regulatory populations stay separate

New Hampshire state investment adviser: state firm license population.
Federal covered adviser / notice filing: distinct SEC registration and state notice jurisdiction; not a state-registered IA.
Exempt reporting adviser (ERA): separate reporting status; not an SEC-registered investment adviser.
Investment adviser representative (IAR): person population, distinct from adviser firms.
Broker-dealer: firm population, distinct from agents.
Agent: person population filed through CRD, distinct from firms.
Branch office: office filing, not a firm or person.
Orders and enforcement: distinct dated proceedings; no adverse identity join by name alone.

Registration is based on regulator jurisdiction and filing status. Principal-office geography alone does not establish New Hampshire registration. No combined total or rating is published.

Regulator and verification sources

For public identity research, use SEC Investment Adviser Public Disclosure (IAPD) and FINRA BrokerCheck. These systems are useful for identity verification but do not replace a dated New Hampshire registration snapshot.