41
West Virginia state IA firm CRDs
40 report APPROVED and 1 reports CONDREST. TERMREQUEST is 0. Rows equal distinct CRDs. This is regulator code WV, not a West Virginia-address overlay.
InvestorTrustHub · West Virginia
West Virginia investment adviser and securities research
The West Virginia State Auditor is the Securities Commissioner. The IAPD compilation separates state registration, federal notice filings, and exempt reporting advisers by regulator code WV. A filing is not an endorsement. Charleston, Morgantown, and Huntington are not published as local pages.
IAPD firm populations as of 2026-09-17
These distinct firm CRDs come from the September 17, 2026 state and SEC IAPD compilation feeds. Regulator code WV selected the populations. A West Virginia street address was not used. These groups are not added into one adviser total.
1,085
Federal adviser West Virginia notice filings
SEC compilation rows report FILED under NoticeFiled/States regulator code WV. Source firm type is Registered. A notice filing is not West Virginia state IA registration.
0
West Virginia ERA firms
The state compilation returned 0 ERA jurisdiction rows for regulator code WV. That zero is the filter result. An exempt reporting adviser is not a state-registered IA and not an SEC-registered adviser.
Exact firm-CRD overlap of APPROVED state IA and FILED notice is 0. State IA and ERA overlap is 0. ERA and notice overlap is 0. Overlap is not a reason to add the populations.
Office geography is separate. The SEC compilation lists 12 firm CRDs with MainAddr state WV. All 12 of those also have a FILED notice, and 0 principal-office CRDs lack that notice. The state compilation, among the 41 state IA CRDs, lists 18 with a West Virginia principal office and 23 with some other principal office. Those office counts are a split of the state IA rows. They are not added to the notice filings. The state feed also found 0 firms with a West Virginia principal office and no West Virginia state-IA or ERA jurisdiction row. That diagnostic zero is a count of that filter, not a claim that no other West Virginia adviser exists.
Populations that were not acquired
Investment adviser representatives were NOT_ACQUIRED. A person is not a firm. Broker-dealer firms were NOT_ACQUIRED. Agents were NOT_ACQUIRED. Examinations were NOT_ACQUIRED. The securities order corpus was NOT_ACQUIRED. No adverse record was joined by name. A complaint is not a finding.
A State Auditor annual-report registration stock was NOT_ACQUIRED. That clock is not these IAPD feeds. Missing is not zero.
Sources and clocks
IAPD state compilation and SEC IAPD compilation, both source dated 2026-09-17; retained files examined 2026-10-06. State feed SHA-256 5fa17c38ae2e812dbd4d58c359c4d624a54417e3f794a3287c3414ccfdaa6a02. SEC feed SHA-256 f01d6b17a7ed631125e76d3c1e5965f178235273eea6699c15400473cb2f1f22. No firm names are published from those feeds. Graph writes: 0.
FINRA BrokerCheck and IAPD remain the named-record lookups. This page does not rank advisers.