Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1057 ms

Reported as registered
"THE PILOT'S ADVISOR," LLC
CRD 160241 · SEC 801-133005
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
01VC ADVISOR LTD
CRD 302097 · SEC 802-116990
GRAND CAYMAN, GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
1 TIMOTHY 6 V 7 LLC
CRD 317642
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
1 UNION MANAGEMENT, LLC
CRD 282892
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
10 KEY CONSULTING, LLC
CRD 294775
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
10 STAR ASSET MANAGEMENT
CRD 145873
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
10 WEST ADVISORS, INC.
CRD 290598
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
10/28 WEALTH MANAGEMENT LLC
CRD 342685
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
100X ENTREPRENEUR FUND ADVISORY, LLC
CRD 330125 · SEC 802-129691
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
1015 CAPITAL PARTNERS, LLC
CRD 328453 · SEC 801-129791
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
10D CONSULTING SERVICES LTD.
CRD 301521 · SEC 802-118072
TEL AVIV
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
10TH MOUNTAIN, LLC
CRD 285804 · SEC 801-117380
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
10X10Y LLC
CRD 315871
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
11 FINANCIAL
CRD 174569
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
1102 PARTNERS, LLC
CRD 313536 · SEC 801-135688
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
111 CAPITAL
CRD 305499 · SEC 802-117399
PARIS
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
111 WEST CAPITAL LLC
CRD 325776 · SEC 802-127943
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
1270 CAPITAL LLC
CRD 171151 · SEC 802-106599
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
1291 GROUP OF THE AMERICAS
CRD 174939 · SEC 801-100397
HAMILTON
Source release August 3, 2026 · retrieved August 18, 2026