Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

793 sourced firms · query 88 ms

Reported as registered
1 SEED PARTNERS LLC
CRD 329288 · SEC 801-129247
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
103 ADVISORY GROUP
CRD 314694 · SEC 801-123666
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
10H CAPITAL
CRD 310161 · SEC 802-126677
SKOKIE, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
11 TRIBES VENTURES
CRD 328978 · SEC 802-129140
GLEN ELLYN, IL
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
15 WEALTH ADVISORS LLC
CRD 337459 · SEC 801-135695
MUNDELEIN, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
1ST & MAIN GROWTH PARTNERS
CRD 106305 · SEC 801-53866
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
210 FINANCIAL
CRD 328570 · SEC 801-129099
MORTON, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
4WEALTH ADVISORS, INC.
CRD 129727 · SEC 801-113392
BURR RIDGE, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
50 SOUTH CAPITAL ADVISORS, LLC
CRD 174762 · SEC 801-81046
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
5TH CENTURY PARTNERS
CRD 313522 · SEC 801-130835
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
7WIRE MANAGEMENT, L.P.
CRD 287776 · SEC 802-110535
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
A1 MANAGEMENT CO. LLC
CRD 326677 · SEC 802-128080
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AAM
CRD 109875 · SEC 801-60075
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AARON WEALTH ADVISORS
CRD 298079 · SEC 801-113938
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABERDEEN WEALTH MANAGEMENT LLC
CRD 108525 · SEC 801-57736
LAKE BLUFF, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACCESS FINANCIAL GROUP, INC.
CRD 33065 · SEC 801-48092
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACCESS SOFTEK ADVISORY SERVICES
CRD 299800 · SEC 801-116873
NAPERVILLE, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADAMS STREET ADVISORS, LLC
CRD 333783 · SEC 801-131949
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADAMS STREET PARTNERS, LLC
CRD 109358 · SEC 801-58169
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVANCED PLANNING ADVISORS GROUP INC.
CRD 313101 · SEC 801-135718
NAPERVILLE, IL
Source release August 3, 2026 · retrieved August 18, 2026