Reported as registered
44 NORTH CAPITAL, LLC
CRD 327552 · SEC 801-128572
BURLINGTON, VT
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
37 sourced firms · query 60 ms
Exempt Reporting Adviser
ADDISONMANAGEMENT, INC.
CRD 324234 · SEC 802-127257
SHELBURNE, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ANTOINE WILLIAMS & ASSOCIATES WEALTH MANAGEMENT, LLC
CRD 312253 · SEC 801-120352
SHELBURNE, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BENNINGTON FINANCIAL PLANNING GROUP
CRD 116302 · SEC 801-118801
BENNINGTON, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BIRCHVIEW CAPITAL, LP
CRD 170534 · SEC 801-79710
BURLINGTON, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BROADLAKE FINANCIAL MANAGEMENT
CRD 105057 · SEC 801-34761
SOUTH BURLINGTON, VT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BULLROCK MANAGEMENT LLC
CRD 336768 · SEC 802-134076
SOUTH BURLINGTON, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHAMPLAIN INVESTMENT PARTNERS, LLC
CRD 132474 · SEC 801-63424
BURLINGTON, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CLEAN YIELD ASSET MANAGEMENT
CRD 104826 · SEC 801-28225
NORWICH, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COPPER LEAF FINANCIAL, LLC
CRD 285378 · SEC 801-120617
WILLISTON, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DWV ADVISORS, LLC
CRD 154148 · SEC 801-76788
ESSEX JUNCTION, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ESI FINANCIAL ADVISORS
CRD 265 · SEC 801-41722
MONTPELIER, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FARROW FINANCIAL INC
CRD 110526 · SEC 801-15865
SOUTH BURLINGTON, VT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
GAINGELS 10X CAPITAL DIVERSITY MANAGEMENT LLC
CRD 319530 · SEC 802-126224
BURLINGTON, VT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
GAINGELS MANAGEMENT LLC
CRD 317100 · SEC 802-123301
BURLINGTON, VT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
GAINGELS VENTURES LLC
CRD 317099 · SEC 802-123298
BURLINGTON, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HANSON & DOREMUS INVESTMENT MANAGEMENT
CRD 108045 · SEC 801-55412
BURLINGTON, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HUTNER CAPITAL MANAGEMENT INC.
CRD 107896 · SEC 801-79521
MANCHESTER, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
INTRACK INVESTMENT MANAGEMENT, INC.
CRD 106450 · SEC 801-79488
SOUTH BURLINGTON, VT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
M. KRAUS & COMPANY
CRD 106749 · SEC 801-52060
SHELBURNE, VT
Source release August 3, 2026 · retrieved August 18, 2026