Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

33 sourced firms · query 46 ms

Reported as registered
ABBINGTON INVESTMENT GROUP, LLC
CRD 174407 · SEC 801-129540
SOUTH PORTLAND, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARIES WEALTH MANAGEMENT, LLC
CRD 175477 · SEC 801-86180
PORTLAND, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BIGELOW INVESTMENT ADVISORS, LLC
CRD 143733 · SEC 801-67875
PORTLAND, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BIRCHBROOK
CRD 105164 · SEC 801-36582
BANGOR, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BLUE POINT FINANCIAL, INC.
CRD 299688 · SEC 801-132922
SCARBOROUGH, ME
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CEI VENTURES, INC.
CRD 316300 · SEC 802-129036
BRUNSWICK, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CHOICE WEALTH ADVISORS LLC
CRD 297745 · SEC 801-113869
WATERVILLE, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CLARK & STUART INC
CRD 107991 · SEC 801-113250
PORTLAND, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS
CRD 194515 · SEC 801-96330
BAR HARBOR, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EAGLE FINANCIAL STRATEGIES
CRD 138825 · SEC 801-120376
BANGOR, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FOW PARTNERS, LP
CRD 329051 · SEC 801-129216
PORTLAND, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GIBSON FINANCIAL SOLUTIONS, INC.
CRD 117831 · SEC 801-131019
ELLSWORTH, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GREAT DIAMOND PARTNERS, LLC
CRD 299598 · SEC 801-115058
PORTLAND, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GREENBACKER CAPITAL MANAGEMENT LLC
CRD 277101 · SEC 801-106529
PORTLAND, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GRP RETIREMENT PLANNING
CRD 333183 · SEC 801-131281
FARMINGDALE, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
GUIDANCE POINT RETIREMENT SERVICES, LLC
CRD 161000 · SEC 801-73184
PORTLAND, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
H.M. PAYSON
CRD 2993 · SEC 801-3901
PORTLAND, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HARPSWELL CAPITAL ADVISORS, LLC
CRD 168996 · SEC 801-110825
YARMOUTH, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HEADINVEST
CRD 140518 · SEC 801-66773
PORTLAND, ME
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
J.M. ARBOUR, LLC
CRD 313352 · SEC 801-124962
GARDINER, ME
Source release August 3, 2026 · retrieved August 18, 2026