Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

293 sourced firms · query 53 ms

Reported as registered
360 FINANCIAL
CRD 168600 · SEC 801-78425
WAYZATA, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AB CARVAL INVESTORS, LP
CRD 141819 · SEC 801-71932
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABBEY STREET
CRD 305107 · SEC 801-117454
EDEN PRAIRIE, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABENS FINANCIAL SERVICES INC
CRD 106604 · SEC 801-135938
EDINA, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACCESS FINANCIAL SERVICES, INC.
CRD 115361 · SEC 801-66457
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACCREDITED INVESTORS WEALTH MANAGEMENT
CRD 105439 · SEC 801-33659
EDINA, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACM
CRD 285739 · SEC 801-111736
WAYZATA, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACUMEN FINANCIAL ADVISORS, LLC
CRD 152748 · SEC 801-71042
EDINA, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVANCED ADVISOR GROUP, LLC
CRD 140393 · SEC 801-118465
CAMBRIDGE, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVANCED CAPITAL GROUP
CRD 109673 · SEC 801-65944
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVISORNET WEALTH PARTNERS
CRD 113074 · SEC 801-77035
MINNETONKA, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVISORY SOLUTIONS GROUP
CRD 339919 · SEC 801-135130
PLYMOUTH, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AFFIANCE FINANCIAL LLC
CRD 113200 · SEC 801-78208
ST. LOUIS PARK, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AIS PLANNING
CRD 148821 · SEC 801-132984
ST. CLOUD, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALL STAR FINANCIAL
CRD 323765 · SEC 801-126834
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALL TERRAIN FINANCIAL ADVISORS
CRD 286683 · SEC 801-109958
COON RAPIDS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIANZ INVESTMENT MANAGEMENT LLC
CRD 111925 · SEC 801-60167
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLODIUM INVESTMENT CONSULTANTS, LLC
CRD 135812 · SEC 801-64508
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AMERIPRISE FINANCIAL SERVICES, LLC
CRD 6363 · SEC 801-28543
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARTHUR VENTURES
CRD 326592 · SEC 801-127987
MINNEAPOLIS, MN
Source release August 3, 2026 · retrieved August 18, 2026