Reported as registered
3FOURTEEN & SMI ADVISORY SERVICES, LLC
CRD 331301 · SEC 801-130295
COLUMBUS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
161 sourced firms · query 49 ms
Reported as registered
40/86 ADVISORS, INC.
CRD 107740 · SEC 801-17857
CARMEL, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALDEBARAN CAPITAL, LLC
CRD 122360 · SEC 801-121379
CARMEL, IN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALLOY PARTNERS, INC.
CRD 317616 · SEC 802-130709
INDIANAPOLIS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
AMBROSE CAPITAL ADVISORS, LLC
CRD 341604 · SEC 801-136157
INDIANAPOLIS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AMI INVESTMENT MANAGEMENT INC
CRD 106321 · SEC 801-49335
KENDALLVILLE, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AN EXCEPTIONAL LIFE FINANCIAL, LLC
CRD 288742 · SEC 801-123528
INDIANAPOLIS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APPLE TREE ASSET MANAGEMENT, LLC
CRD 298437 · SEC 801-130668
FORT WAYNE, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARCHER INVESTMENT CORPORATION
CRD 136403 · SEC 801-64607
CARMEL, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSET MANAGEMENT STRATEGIES, INC.
CRD 135173 · SEC 801-108628
INDIANAPOLIS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATLAS CAPITAL MANAGEMENT CORP
CRD 106107 · SEC 801-47277
FT WAYNE, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AXIA ADVISORY
CRD 107571 · SEC 801-42110
INDIANAPOLIS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AXIOM FINANCIAL STRATEGIES GROUP, LLC
CRD 306618 · SEC 801-117878
NEW ALBANY, IN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BAM CREDIT MANAGER, LLC
CRD 338016 · SEC 802-135042
CARMEL, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BANKER INVESTMENT GROUP
CRD 109650 · SEC 801-79396
WEST LAFAYETTE, IN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BARREL STRENGTH PARTNERS LLC
CRD 334049 · SEC 802-131908
INDIANAPOLIS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAXTER CAPITAL MANAGEMENT INC
CRD 105123 · SEC 801-14659
INDIANAPOLIS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BEDEL FINANCIAL CONSULTING INC
CRD 105653 · SEC 801-34764
INDIANAPOLIS, IN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BISCHOFF WEALTH MANAGEMENT GROUP, LLC
CRD 171652 · SEC 801-106594
GREENWOOD, IN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BML CAPITAL MANAGEMENT, LLC
CRD 152244 · SEC 802-74901
ZIONSVILLE, IN
Source release August 3, 2026 · retrieved August 18, 2026