Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

95 sourced firms · query 43 ms

Exempt Reporting Adviser
AAVIN EQUITY ADVISORS, LLC
CRD 170599 · SEC 802-79349
CEDAR RAPIDS, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACADIA LEGACY GROUP
CRD 291481 · SEC 801-123713
CLIVE, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACCEL WEALTH MANAGEMENT
CRD 286201 · SEC 801-108814
WAVERLY, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AEGIS WEALTH MANAGEMENT, INC.
CRD 301990 · SEC 801-117179
GUTHRIE CENTER, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AEGON ASSET MANAGEMENT US
CRD 114537 · SEC 801-60667
CEDAR RAPIDS, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AEGON REAL ASSETS US
CRD 286438 · SEC 801-110854
CEDAR RAPIDS, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPHABIT INVESTMENTS, LLC
CRD 334827 · SEC 801-132088
FOREST CITY, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALTITUDE CAPITAL MANAGEMENT LLC
CRD 329366 · SEC 801-129287
DES MOINES, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AO WEALTH ADVISORY
CRD 288301 · SEC 801-120730
URBANDALE, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AOT INVEST LLC
CRD 319016 · SEC 801-124742
DAVENPORT, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARNOLD AND MOTE WEALTH MANAGEMENT
CRD 283698 · SEC 801-123293
HIAWATHA, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUSDAL FINANCIAL PARTNERS, INC.
CRD 7995 · SEC 801-69266
DAVENPORT, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVANTAX PLANNING PARTNERS, INC.
CRD 106237 · SEC 801-50939
DUBUQUE, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BALLAST CAPITAL ADVISORS, LLC
CRD 282369 · SEC 801-120829
WEST DES MOINES, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BASEPOINT WEALTH, LLC
CRD 289538 · SEC 801-111782
CEDAR RAPIDS, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BEACON CAPITAL, LLC
CRD 286316 · SEC 801-120315
CEDAR RAPIDS, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.
CRD 13609 · SEC 801-62277
CEDAR RAPIDS, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BFC PLANNING, INC.
CRD 119682 · SEC 801-67427
CEDAR RAPIDS, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BOYLE CAPITAL
CRD 132416 · SEC 801-67954
WEST DES MOINES, IA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BRADFORD FINANCIAL CENTER
CRD 110953 · SEC 801-68117
CLARION, IA
Source release August 3, 2026 · retrieved August 18, 2026