Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

98 sourced firms · query 63 ms

Reported as registered
6TH STREET ADVISORS, LLC
CRD 156623 · SEC 801-129586
DAPHNE, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABACUS INVESTMENTS LLC
CRD 327805 · SEC 801-128617
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ANDERSON GROWTH PARTNERS, LLC
CRD 138600 · SEC 801-65663
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APPROACH RETIREMENT ADVISORS, LLC
CRD 166221 · SEC 801-121714
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APTUS CAPITAL ADVISORS, LLC
CRD 167626 · SEC 801-107723
FAIRHOPE, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARAGON FAMILY OFFICE LLC
CRD 337597 · SEC 801-133925
HOMEWOOD, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARLINGTON PARTNERS LLC
CRD 109335 · SEC 801-57250
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AULL & MONROE
CRD 104830 · SEC 801-35841
MOBILE, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AXIENT INVESTMENT ADVISORS LLC
CRD 336722 · SEC 801-134453
HUNTSVILLE, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BCR WEALTH STRATEGIES
CRD 119670 · SEC 801-61015
VESTAVIA, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BHK INVESTMENT ADVISORS
CRD 140515 · SEC 801-66669
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BHK SECURITIES, LLC
CRD 139665 · SEC 801-67198
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BIRMINGHAM CAPITAL MANAGEMENT CO INC
CRD 108508 · SEC 801-20170
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BLALOCK WILLIAMS, LLC
CRD 325465 · SEC 801-129757
ALEXANDER CITY, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BLUEWATER WEALTH ADVISORS, LLC
CRD 330078 · SEC 801-129724
VESTAVIA HILLS, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BMSS WESSON WEALTH SOLUTIONS
CRD 282792 · SEC 801-118944
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BONAVENTURE CAPITAL, LLC
CRD 120780 · SEC 801-64141
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BRIGHT INVESTMENTS, LLC
CRD 269955 · SEC 801-120845
AUBURN, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BROOKLINE INVESTMENTS, INC.
CRD 109239 · SEC 801-57057
BIRMINGHAM, AL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BROWN FINANCIAL ADVISORY
CRD 155548 · SEC 801-79151
FAIRHOPE, AL
Source release August 3, 2026 · retrieved August 18, 2026