Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

584 sourced firms · query 79 ms

Reported as registered
1 MAIN CAPITAL MANAGEMENT, LLC
CRD 328626 · SEC 801-136410
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
108 BIOCAPITAL GROWTH FUND, LP
CRD 339648 · SEC 802-135191
DANBURY, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
11 CAPITAL PARTNERS LP
CRD 306165 · SEC 801-117906
DARIEN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
1543 CAPITAL LP
CRD 305398 · SEC 801-121091
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
1707 CAPITAL, LLC
CRD 331955 · SEC 802-131098
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
3 BOOMERANG CAPITAL, LP
CRD 326929 · SEC 801-130745
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
33 CAPITAL MANAGEMENT LLC
CRD 326780 · SEC 801-128177
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
37SPRUCE INVESTMENT PARTNERS, LLC
CRD 340176 · SEC 801-135709
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
5TH STREET ADVISORS, LLC
CRD 140165 · SEC 801-68066
SOUTHPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
67 CAPITAL MANAGEMENT, LLC
CRD 339144 · SEC 802-134826
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A.G.P / ALLIANCE GLOBAL PARTNERS
CRD 8361 · SEC 801-70276
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
A.L. STUART INVESTMENTS, LLC
CRD 158974 · SEC 802-114613
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
A&M CAPITAL
CRD 163576 · SEC 801-77694
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABS GLOBAL INVESTMENTS
CRD 127290 · SEC 801-62188
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABUNDANT WEALTH MANAGEMENT LLC
CRD 331285 · SEC 801-133707
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ACADIAN VENTURES MANAGEMENT, LLC
CRD 329726 · SEC 802-136503
MADISON, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ACCELFOODS PARTNERS, LLC
CRD 287611 · SEC 802-110155
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ACCRETIVE CAPITAL MANAGEMENT, LLC
CRD 160939 · SEC 802-74671
MADISON, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACK ASSET MANAGEMENT LLC
CRD 155136 · SEC 801-71844
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACTIVANT CAPITAL GROUP LLC
CRD 173856 · SEC 801-113729
DARIEN, CT
Source release August 3, 2026 · retrieved August 18, 2026