Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

27 sourced firms · query 56 ms

Reported as registered
ALTAMIRA FINANCIAL GROUP, LLC
CRD 316907 · SEC 801-132045
SANTA FE, NM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BCO WEALTH MANAGEMENT, LLC
CRD 322276 · SEC 801-126061
CARLSBAD, NM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CITY DIFFERENT INVESTMENTS
CRD 310982 · SEC 801-120293
SANTA FE, NM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CROSS STATE FINANCIAL GROUP LLC
CRD 282011 · SEC 801-117843
ALBUQUERQUE, NM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DXD CAPITAL
CRD 329580 · SEC 801-131388
ALBUQUERQUE, NM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FINANCIAL PARTNERS, LLC
CRD 170002 · SEC 801-110092
SANTA FE, NM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HANSEATIC MANAGEMENT SERVICES INC
CRD 107110 · SEC 801-49508
ALBUQUERQUE, NM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.
CRD 164970 · SEC 801-120599
SANTA FE, NM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
JOHN MOORE & ASSOCIATES INC
CRD 109791 · SEC 801-55123
ALBUQUERQUE, NM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MADRID WEALTH MANAGEMENT
CRD 333331 · SEC 801-131961
ALBUQUERQUE, NM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OAKMONT ADVISORY GROUP, LLC
CRD 158890 · SEC 801-128685
ALBUQUERQUE, NM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PERINI CAPITAL
CRD 158540 · SEC 801-120968
CARLSBAD, NM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PORTFOLIO WEALTH ADVISORS
CRD 145687 · SEC 801-68615
ALBUQUERQUE, NM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
REDW WEALTH LLC
CRD 109446 · SEC 801-57516
ALBUQUERQUE, NM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SANDIA WEALTH MANAGEMENT, LLC
CRD 159402 · SEC 801-122537
ALBUQUERQUE, NM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SANTA FE ADVISORS LLC
CRD 170872 · SEC 801-113760
SANTA FE, NM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SKG CAPITAL ADVISORS, LLC
CRD 286554 · SEC 801-125789
ALBUQUERQUE, NM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STEVE LYNCH WEALTH MANAGEMENT
CRD 113715 · SEC 801-130555
ALBUQUERQUE, NM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SUN MOUNTAIN CAPITAL ADVISORS, LLC
CRD 151477 · SEC 801-72312
SANTA FE, NM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THORNBURG INVESTMENT MANAGEMENT INC
CRD 106357 · SEC 801-17853
SANTA FE, NM
Source release August 3, 2026 · retrieved August 18, 2026