Reported as registered
1808 CAPITAL PARTNERS
CRD 332702 · SEC 801-131397
GREENSBORO, NC
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
325 sourced firms · query 76 ms
Reported as registered
A4 WEALTH ADVISORS LLC
CRD 152397 · SEC 801-125825
HUNTERSVILLE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABS LEGACY PARTNERS, LLC
CRD 325604 · SEC 801-127615
HICKORY, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABSHER WEALTH MANAGEMENT, LLC
CRD 304642 · SEC 801-117177
CHAPEL HILL, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACCRUENT WEALTH ADVISORS
CRD 113706 · SEC 801-118266
WINSTON-SALEM, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACT ADVISORS
CRD 173120 · SEC 801-80418
ASHEVILLE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADHESION WEALTH ADVISOR SOLUTIONS
CRD 143593 · SEC 801-67829
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVISORENGINE PORTFOLIO SOLUTIONS INC.
CRD 336317 · SEC 801-134392
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVISORSTRUST PARTNERS LLC
CRD 304967 · SEC 801-134387
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AFTON CAPITAL MANAGEMENT
CRD 159797 · SEC 802-133787
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AIM ADVISORS, LLC
CRD 325125 · SEC 801-127447
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALIGHT FINANCIAL ADVISORS, LLC
CRD 158744 · SEC 801-72679
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLEN WEALTH MANAGEMENT, LLC
CRD 133038 · SEC 801-64431
BOONE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLSPRING FUNDS MANAGEMENT, LLC
CRD 110841 · SEC 801-58237
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLSPRING GLOBAL INVESTMENTS, LLC
CRD 104973 · SEC 801-21122
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLY INVEST ADVISORS
CRD 170301 · SEC 801-79305
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPHA FINANCIAL ADVISORS, LLC
CRD 122545 · SEC 801-79666
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPHASTAR CAPITAL MANAGEMENT
CRD 157423 · SEC 801-72361
CORNELIUS, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALTAMONT CAPITAL MANAGEMENT
CRD 118979 · SEC 801-107614
ASHEVILLE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALUMINA INVESTMENT MANAGEMENT
CRD 164273 · SEC 801-76782
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026