Reported as registered
ALPHA DOG ADVISORS, RUFF
CRD 152001 · SEC 801-122502
CRANSTON, RI
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
51 sourced firms · query 48 ms
Reported as registered
ARLEN CAPITAL, LLC
CRD 118113 · SEC 801-63038
WARWICK, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AXIS WEALTH PARTNERS, LLC
CRD 167122 · SEC 801-120324
EAST PROVIDENCE, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BALANCED WEALTH MANAGEMENT, LLC.
CRD 174699 · SEC 801-135800
EAST GREENWICH, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BALLAST EQUITY PARTNERS MANAGEMENT COMPANY, LLC
CRD 330189 · SEC 801-136323
PROVIDENCE, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BARRETT & COMPANY
CRD 1175 · SEC 801-110786
PROVIDENCE, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BLUE FIN CAPITAL, INC.
CRD 108451 · SEC 801-56127
WARREN, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BOUNTIFUL INVESTMENT MANAGEMENT LLC
CRD 281437 · SEC 801-129843
RUMFORD, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BREACHWAY INVESTMENTS, LLC
CRD 299102 · SEC 801-128891
CHARLESTOWN, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BROWN, LISLE/CUMMINGS, INC
CRD 1331 · SEC 801-121156
PROVIDENCE, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CANTON HATHAWAY LLC
CRD 297527 · SEC 801-113544
PROVIDENCE, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAPITAL WEALTH MANAGEMENT, LLC
CRD 157959 · SEC 801-76539
WEST WARWICK, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CITIZENS SECURITIES, INC.
CRD 39550 · SEC 801-61902
JOHNSTON, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
D & P INVESTMENT ADVISORS, LTD.
CRD 119631 · SEC 801-124798
WAKEFIELD, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
DIVERSIFIED RESOURCES, LLC
CRD 31346 · SEC 801-108432
WARWICK, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ELIOT ROSE WEALTH MANAGEMENT, LLC
CRD 120465 · SEC 801-121354
PROVIDENCE, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FENWAY PARTNERS, LLC
CRD 160630 · SEC 801-128465
WESTERLY, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIAM LLC
CRD 133196 · SEC 801-63658
SMITHFIELD, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FINANCIAL INDEPENDENCE, LLC
CRD 150515 · SEC 801-120254
WARWICK, RI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
FIRST FINANCIAL ADVISORY SERVICES INC
CRD 105031 · SEC 801-20623
WESTERLY, RI
Source release August 3, 2026 · retrieved August 18, 2026