Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

426 sourced firms · query 59 ms

Reported as registered
2 KNIGHTS WEALTH MANAGEMENT, LLC
CRD 307238 · SEC 801-124807
PEPPER PIKE, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
365 WEALTH MANAGEMENT GROUP
CRD 314674 · SEC 801-126521
MASON, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACCENT CAPITAL MANAGEMENT, LLC
CRD 319275 · SEC 801-123583
CENTERVILLE, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES
CRD 145635 · SEC 801-68695
COLUMBUS, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADAPTIVE FINANCIAL CONSULTING, LLC
CRD 288185 · SEC 801-114947
BEACHWOOD, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVANCED ASSET MANAGEMENT ADVISORS, INC.
CRD 119859 · SEC 801-61760
DUBLIN, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AFFINITY WEALTH LLC
CRD 285169 · SEC 801-131529
CANTON, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AI STOCK PROPHET, LLC
CRD 340421 · SEC 801-136212
AKRON, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALAN B. LANCZ & ASSOCIATES, INC.
CRD 105363 · SEC 801-24450
TOLEDO, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALCYON WEALTH PARTNERS
CRD 334909 · SEC 801-132263
YOUNGSTOWN, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALIGN CAPITAL PARTNERS, LP
CRD 284487 · SEC 801-108180
SHAKER HEIGHTS, OH
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALLOS VENTURE MANAGEMENT COMPANY, LTD.
CRD 163236 · SEC 802-75217
CINCINNATI, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPHA ASSET MANAGEMENT
CRD 112571 · SEC 801-132435
AKRON, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPHA PLANNING AND FINANCIAL SERVICES, INC.
CRD 130842 · SEC 801-135159
SOLON, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AMERICAN MONEY MANAGEMENT CORPORATION ("AMMC")
CRD 161853 · SEC 801-74530
CINCINNATI, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ANCORA ADVISORS LLC
CRD 124674 · SEC 801-61770
MAYFIELD HEIGHTS, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ANCORA ALTERNATIVES LLC
CRD 311902 · SEC 801-120302
CLEVELAND, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ANCORA PRIVATE WEALTH ADVISORS, LLC
CRD 124845 · SEC 801-61942
CLEVELAND, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ANCORA RETIREMENT PLAN ADVISORS, LLC
CRD 31256 · SEC 801-67475
CLEVELAND, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ANDERSON FINANCIAL STRATEGIES, LLC
CRD 290343 · SEC 801-121691
DAYTON, OH
Source release August 3, 2026 · retrieved August 18, 2026