Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

264 sourced firms · query 183 ms

Reported as registered
&PARTNERS
CRD 3767 · SEC 801-37145
NASHVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
12TH STREET ASSET MANAGEMENT
CRD 153528 · SEC 801-76968
NASHVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
1819 PARTNERS
CRD 326601 · SEC 801-128667
MEMPHIS, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AB BROADLY SYNDICATED LOAN MANAGER LLC
CRD 308135 · SEC 801-119242
NASHVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AB CUSTOM ALTERNATIVE SOLUTIONS LLC
CRD 110879 · SEC 801-60159
NASHVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ABOUND WEALTH MANAGEMENT, LLC
CRD 285903 · SEC 801-108697
FRANKLIN, TN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ACP GROUP, LLC
CRD 334525 · SEC 802-134466
MEMPHIS, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACUMEN WEALTH ADVISORS, LLC
CRD 282565 · SEC 801-107192
CHATTANOOGA, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADDITIVE ADVISORY PBC
CRD 283979 · SEC 801-107878
MEMPHIS, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AGP FRANKLIN, LLC
CRD 331699 · SEC 801-130499
FRANKLIN, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AJ ADVISORS
CRD 321606 · SEC 801-125760
NASHVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AJ CAPITAL MANAGEMENT LLC
CRD 291880 · SEC 801-112982
NASHVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALDEBARAN FINANCIAL INC
CRD 105741 · SEC 801-31093
KINGSPORT, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIANCE WEALTH MANAGEMENT PARTNERS LLC
CRD 313195 · SEC 801-121597
KNOXVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIANCEBERNSTEIN HOLDING L.P.
CRD 106998 · SEC 801-32361
NASHVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALLIANCEBERNSTEIN L.P.
CRD 108477 · SEC 801-56720
NASHVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AM INVESTMENT STRATEGIES, LLC
CRD 165823 · SEC 801-77283
CHATTANOOGA, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ANCHOR HEALTH CAPITAL, LLC
CRD 309949 · SEC 801-119567
CHATTANOOGA, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APEX STRATEGIC WEALTH, LLC
CRD 308569 · SEC 801-118732
CHATTANOOGA, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARCLINE INVESTMENT MANAGEMENT LP
CRD 299352 · SEC 801-114531
NASHVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026