Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

84 sourced firms · query 48 ms

Reported as registered
ABEL HALL, LLC
CRD 302076 · SEC 801-116674
BATON ROUGE, LA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADG WEALTH MANAGEMENT GROUP, LLC
CRD 132341 · SEC 801-81006
METAIRIE, LA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADKINS SEALE CAPITAL MANAGEMENT LLC
CRD 166749 · SEC 801-77795
SHREVEPORT, LA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVANTAGE CAPITAL
CRD 171365 · SEC 801-80355
NEW ORLEANS, LA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVISOR.INVESTMENTS
CRD 142202 · SEC 801-67260
BATON ROUGE, LA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADVOCACY FINANCIAL LLC
CRD 305954 · SEC 801-136057
COVINGTON, LA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APEX CAPITAL MANAGEMENT, L.L.C.
CRD 117059 · SEC 801-126097
LAFAYETTE, LA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARGENT ADVISORS, INC.
CRD 112028 · SEC 801-60187
RUSTON, LA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARGENT RETIREMENT PLAN ADVISORS, LLC
CRD 165031 · SEC 801-78568
NEW ORLEANS, LA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASEMPA WEALTH ADVISORS
CRD 328609 · SEC 801-129040
BATON ROUGE, LA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSET PLANNING SERVICES INC
CRD 104715 · SEC 801-29419
COVINGTON, LA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVANT CAPITAL, LLC
CRD 167961 · SEC 801-123018
LAFAYETTE, LA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BCM ADVISORS, LLC
CRD 107946 · SEC 801-56006
LAFAYETTE, LA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BEAM WEALTH ADVISORS, INC.
CRD 109867 · SEC 801-60334
COVINGTON, LA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BELLINGRATH WEALTH MANAGEMENT, L.L.C.
CRD 336024 · SEC 801-132844
NEW ORLEANS, LA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BENSON CAPITAL PARTNERS
CRD 325734 · SEC 802-127624
NEW ORLEANS, LA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP
CRD 168155 · SEC 801-80105
BATON ROUGE, LA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BIG VENTURES MANAGEMENT COMPANY, LLC
CRD 288799 · SEC 802-110842
SHREVEPORT, LA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BLACK BAY PARTNERS, LLC
CRD 284945 · SEC 801-113036
NEW ORLEANS, LA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BRIAN LOW FINANCIAL GROUP, LLC
CRD 306346 · SEC 801-126895
BATON ROUGE, LA
Source release August 3, 2026 · retrieved August 18, 2026