Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

31,268 sourced firms · query 2422 ms

Reported as registered
"TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT"
CRD 160657 · SEC 801-110370
RANCHO SANTA FE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
"THE PILOT'S ADVISOR," LLC
CRD 160241 · SEC 801-133005
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
&PARTNERS
CRD 3767 · SEC 801-37145
NASHVILLE, TN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
&WEALTH PARTNERS
CRD 149136 · SEC 801-69853
BALTIMORE, MD
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
010118 MANAGEMENT, L.P.
CRD 301237 · SEC 802-117522
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
01VC ADVISOR LTD
CRD 302097 · SEC 802-116990
GRAND CAYMAN, GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
021 INVESTMENTS LLC
CRD 328334 · SEC 801-128985
MIAMI, FL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
05 CAPITAL ADVISORS LLC
CRD 332097 · SEC 802-131262
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
1 MAIN CAPITAL MANAGEMENT, LLC
CRD 328626 · SEC 801-136410
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
1 NORTH WEALTH SERVICES, LLC
CRD 115948 · SEC 801-60941
ANNAPOLIS, MD
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
1 SEED PARTNERS LLC
CRD 329288 · SEC 801-129247
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
1 TIMOTHY 6 V 7 LLC
CRD 317642
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
1 UNION MANAGEMENT, LLC
CRD 282892
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
10 EAST PARTNERS LLC
CRD 322360 · SEC 801-132304
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
10 KEY CONSULTING, LLC
CRD 294775
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
10 STAR ASSET MANAGEMENT
CRD 145873
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
10 WEST ADVISORS, INC.
CRD 290598
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
10,000 DAYS CAPITAL MANAGEMENT LLC
CRD 330647 · SEC 802-130299
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
10/28 WEALTH MANAGEMENT LLC
CRD 342685
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
100KM VENTURES LLC
CRD 332928 · SEC 802-135803
ARLINGTON, VA
Source release August 3, 2026 · retrieved August 18, 2026