Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 182 ms

Reported as registered
"TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT"
CRD 160657 · SEC 801-110370
RANCHO SANTA FE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
010118 MANAGEMENT, L.P.
CRD 301237 · SEC 802-117522
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
137 VENTURES MANAGEMENT, LLC
CRD 162351 · SEC 801-100403
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
15 EQUITY
CRD 310628 · SEC 801-119711
SANTA BARBARA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
1EP MANAGEMENT LLC
CRD 334546 · SEC 802-131959
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
1SHARPE CAPITAL LLC
CRD 285866 · SEC 801-111931
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
21 WEST WEALTH MANAGEMENT LLC
CRD 304532 · SEC 801-132023
TUSTIN, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
2717 PARTNERS LP
CRD 329523 · SEC 802-132063
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
3 MANAGEMENT CO, LLC
CRD 324187 · SEC 802-136612
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
3(38) INVESTMENT FIDUCIARIES
CRD 298053 · SEC 801-114078
SIMI VALLEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
3I PARTNERS MANAGEMENT, LLC
CRD 335656 · SEC 802-136056
LOS ALTOS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
3L CAPITAL MANAGEMENT, LLC
CRD 294003 · SEC 801-119140
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
49 PALMS VENTURES
CRD 339401 · SEC 802-135702
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
4D ADVISORS, LLC
CRD 315045 · SEC 801-132245
REDONDO BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
500 GLOBAL
CRD 161526 · SEC 802-74642
PLEASANT HILL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
500 KIMCHI MANAGEMENT COMPANY LLC
CRD 292500 · SEC 802-112801
PLEASANT HILL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
5AM VENTURES
CRD 160395 · SEC 801-120173
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
5T WEALTH, LLC
CRD 112552 · SEC 801-58183
NAPA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
7 STREETS FINANCIAL, LLC
CRD 282577 · SEC 801-117850
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
8-BIT CAPITAL MANAGEMENT, LLC
CRD 313557 · SEC 802-123743
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026