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Natural language is mapped to bounded SEC/IARD and Form ADV research. Registration is not endorsement, and missing evidence is not a clean history.

We interpreted your question as

Research task
raum research
Firm class
RIA
RAUM
{"min":1000000000,"maxExclusive":10000000000,"bandId":"from1bTo10b"} (Form ADV Item 5F(2)(c), USD)

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Distribution

  • Matching firm facts4,023

form_adv_firm_facts rows matching filters

  1. ACTUSRAYPARTNERS LIMITED

    Registered investment adviser (RIA)
    CRD
    313897
    Principal office
    HONG KONG
    RAUM (Item 5F(2)(c))
    $2.3 billion ($2,339,219,168.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees
    Latest ADV filing in extract
    2026-07-06
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 313897; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  2. EMPROS CAPITAL LLC

    Registered investment adviser (RIA)
    CRD
    293159
    Principal office
    SAN FRANCISCO, CA, 94117
    RAUM (Item 5F(2)(c))
    $2.3 billion ($2,338,357,251.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Fixed fees; Performance-based fees; Other
    Latest ADV filing in extract
    2026-07-14
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 293159; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  3. KEYSTONE FINANCIAL GROUP, LLC

    Registered investment adviser (RIA)
    CRD
    170201
    Principal office
    LEXINGTON, KY, 40503
    RAUM (Item 5F(2)(c))
    $2.3 billion ($2,338,235,877.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Hourly charges; Fixed fees
    Latest ADV filing in extract
    2026-03-17
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 170201; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  4. UBS REALTY INVESTORS LLC

    Registered investment adviser (RIA)
    CRD
    107758
    Principal office
    HARTFORD, CT, 06103-3604
    RAUM (Item 5F(2)(c))
    $2.3 billion ($2,337,709,055.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Fixed fees; Performance-based fees; Other
    Latest ADV filing in extract
    2026-07-12
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Trace this result
    Identity
    Firm CRD 107758; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    Public research profile published

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Research this adviser

  5. EVERSIDE CAPITAL PARTNERS

    Registered investment adviser (RIA)
    CRD
    289799
    Principal office
    NEW YORK, NY, 10104
    RAUM (Item 5F(2)(c))
    $2.3 billion ($2,336,781,000.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees
    Latest ADV filing in extract
    2026-07-22
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 289799; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  6. BALDWIN WEALTH PARTNERS, LLC

    Registered investment adviser (RIA)
    CRD
    105343
    Principal office
    MARION, MA, 02738
    RAUM (Item 5F(2)(c))
    $2.3 billion ($2,334,719,354.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Fixed fees; Other
    Latest ADV filing in extract
    2026-07-21
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 105343; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  7. CIVC PARTNERS

    Registered investment adviser (RIA)
    CRD
    157330
    Principal office
    CHICAGO, IL, 60606-4637
    RAUM (Item 5F(2)(c))
    $2.3 billion ($2,334,419,100.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees
    Latest ADV filing in extract
    2026-03-31
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 157330; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  8. ISAM FUNDS (UK) LIMITED

    Registered investment adviser (RIA)
    CRD
    307680
    Principal office
    LONDON, EC3A 2BJ
    RAUM (Item 5F(2)(c))
    $2.3 billion ($2,333,665,789.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees
    Latest ADV filing in extract
    2025-12-09
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 307680; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  9. ISAM FUNDS (USA) LLC

    Registered investment adviser (RIA)
    CRD
    307934
    Principal office
    BOCA RATON, FL, 33486
    RAUM (Item 5F(2)(c))
    $2.3 billion ($2,333,665,789.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees
    Latest ADV filing in extract
    2026-01-16
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 307934; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  10. CVC CREDIT PARTNERS U.S. CLO MANAGEMENT LLC

    Registered investment adviser (RIA)
    CRD
    284980
    Principal office
    NEW YORK, NY, 10153
    RAUM (Item 5F(2)(c))
    $2.3 billion ($2,333,583,223.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees; Other
    Latest ADV filing in extract
    2026-03-31
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 284980; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  11. AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.

    Registered investment adviser (RIA)
    CRD
    290043
    Principal office
    KANSAS CITY, MO, 64111-7709
    RAUM (Item 5F(2)(c))
    $2.3 billion ($2,332,399,868.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management
    Latest ADV filing in extract
    2026-03-31
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 290043; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  12. SENTRY, LLC

    Registered investment adviser (RIA)
    CRD
    150593
    Principal office
    MEMPHIS, TN, 38119
    RAUM (Item 5F(2)(c))
    $2.3 billion ($2,329,646,715.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Fixed fees; Other
    Latest ADV filing in extract
    2026-03-25
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 150593; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  13. AIP MANAGEMENT US

    Registered investment adviser (RIA)
    CRD
    322515
    Principal office
    NEW YORK, NY, 10020
    RAUM (Item 5F(2)(c))
    $2.3 billion ($2,329,557,992.00)
    Compensation methods (Item 5.E)
    Fixed fees
    Latest ADV filing in extract
    2026-03-27
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 322515; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  14. BELZBERG & CO.

    Registered investment adviser (RIA)
    CRD
    315114
    Principal office
    NEW YORK, NY, 10019
    RAUM (Item 5F(2)(c))
    $2.3 billion ($2,327,000,000.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Fixed fees; Performance-based fees; Other
    Latest ADV filing in extract
    2026-07-01
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 315114; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  15. MAGNUS FINANCIAL GROUP LLC

    Registered investment adviser (RIA)
    CRD
    289423
    Principal office
    NEW YORK, NY, 10016
    RAUM (Item 5F(2)(c))
    $2.3 billion ($2,326,112,236.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Hourly charges; Fixed fees
    Latest ADV filing in extract
    2026-03-31
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 289423; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  16. CAPITA FINANCIAL NETWORK, LLC

    Registered investment adviser (RIA)
    CRD
    290558
    Principal office
    DRAPER, UT, 84020
    RAUM (Item 5F(2)(c))
    $2.3 billion ($2,323,963,878.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management
    Latest ADV filing in extract
    2026-07-07
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 290558; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  17. MATRIX CAPITAL MANAGEMENT COMPANY, LP

    Registered investment adviser (RIA)
    CRD
    160066
    Principal office
    PORTSMOUTH, NH, 03801
    RAUM (Item 5F(2)(c))
    $2.3 billion ($2,323,707,296.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees
    Latest ADV filing in extract
    2026-03-31
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 160066; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  18. PPC ENTERPRISES LLC

    Registered investment adviser (RIA)
    CRD
    165075
    Principal office
    NEW YORK, NY, 10022-1606
    RAUM (Item 5F(2)(c))
    $2.3 billion ($2,321,515,422.00)
    Compensation methods (Item 5.E)
    Fixed fees; Performance-based fees
    Latest ADV filing in extract
    2026-03-30
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 165075; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  19. WOODLEY FARRA

    Registered investment adviser (RIA)
    CRD
    107660
    Principal office
    INDIANAPOLIS, IN, 46240
    RAUM (Item 5F(2)(c))
    $2.3 billion ($2,319,489,230.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Fixed fees
    Latest ADV filing in extract
    2026-03-26
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 107660; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  20. REVELATION CAPITAL MANAGEMENT, LLC

    Registered investment adviser (RIA)
    CRD
    171114
    Principal office
    SAUSALITO, CA, 94965
    RAUM (Item 5F(2)(c))
    $2.3 billion ($2,318,722,108.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Other
    Latest ADV filing in extract
    2026-05-13
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 171114; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD
Trace this query
Contract
investor-ask-v1
Source dataset
sec_ia_ria
Official as-of / retrieved
Not established for all returned rows / 2026-08-18
Source clock meaning
Source releases attached to returned firm facts; unknown publication dates remain unknown. Release labels are not converted to official effective dates.

sec_ia_ria; release label 2026-08-03; official publication not established; retrieved 2026-08-18; fingerprint not recorded.

Geography meaning
Not geography-filtered
RAUM units
USD as reported on Form ADV Item 5F(2)(c)
Compensation taxonomy
Form ADV Item 5.E(1)–5.E(7) Y/N methods
Identifier method
Not an identifier query
Elapsed
333 ms
  • Ask does not invent firm facts. Results come from the current SEC/IARD extract.
  • RIA is not ERA. Counts stay in their class.
  • Principal office is not client geography.
  • RAUM is Item 5F(2)(c), not performance.
  • Item 5.E methods are not fee amounts.
  • Missing disclosure is not a clean history.
  • Public firm reports are a publication gate (Wave-1), not a ranking.