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Natural language is mapped to bounded SEC/IARD and Form ADV research. Registration is not endorsement, and missing evidence is not a clean history.

We interpreted your question as

Research task
raum research
Firm class
RIA
RAUM
{"min":1000000000,"maxExclusive":10000000000,"bandId":"from1bTo10b"} (Form ADV Item 5F(2)(c), USD)

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Distribution

  • Matching firm facts4,023

form_adv_firm_facts rows matching filters

  1. REGENTS GATE CAPITAL LLP

    Registered investment adviser (RIA)
    CRD
    331810
    Principal office
    LONDON, W1K 5JH
    RAUM (Item 5F(2)(c))
    $1.2 billion ($1,213,843,922.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees
    Latest ADV filing in extract
    2026-03-17
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 331810; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  2. HUDSON COVE CAPITAL MANAGEMENT LLC

    Registered investment adviser (RIA)
    CRD
    283128
    Principal office
    JERSEY CITY, NJ, 07311
    RAUM (Item 5F(2)(c))
    $1.2 billion ($1,213,458,656.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees; Other
    Latest ADV filing in extract
    2026-03-27
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 283128; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  3. FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.

    Registered investment adviser (RIA)
    CRD
    140444
    Principal office
    WASHINGTON, DC, 20005
    RAUM (Item 5F(2)(c))
    $1.2 billion ($1,212,124,375.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management
    Latest ADV filing in extract
    2026-04-02
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 140444; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  4. JAMES INVESTMENT RESEARCH INC

    Registered investment adviser (RIA)
    CRD
    110433
    Principal office
    XENIA, OH, 45385
    RAUM (Item 5F(2)(c))
    $1.2 billion ($1,211,598,322.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Hourly charges; Fixed fees; Other
    Latest ADV filing in extract
    2026-05-18
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 110433; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  5. HAMILTON POINT INVESTMENT ADVISORS, LLC

    Registered investment adviser (RIA)
    CRD
    144534
    Principal office
    CHAPEL HILL, NC, 27517
    RAUM (Item 5F(2)(c))
    $1.2 billion ($1,211,268,079.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management
    Latest ADV filing in extract
    2026-03-18
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 144534; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  6. HG CAPITAL MANAGEMENT, LLC

    Registered investment adviser (RIA)
    CRD
    163613
    Principal office
    NASHVILLE, TN, 37215
    RAUM (Item 5F(2)(c))
    $1.2 billion ($1,210,962,266.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees
    Latest ADV filing in extract
    2026-03-25
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Trace this result
    Identity
    Firm CRD 163613; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    Public research profile published

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Research this adviser

  7. TOKIO MARINE ASSET MANAGEMENT (USA), LTD.

    Registered investment adviser (RIA)
    CRD
    158632
    Principal office
    NEW YORK, NY, 10165
    RAUM (Item 5F(2)(c))
    $1.2 billion ($1,210,110,140.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees; Other
    Latest ADV filing in extract
    2026-04-13
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 158632; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  8. AMERGIN ASSET MANAGEMENT, LLC

    Registered investment adviser (RIA)
    CRD
    323350
    Principal office
    BOCA RATON, FL, 33487-2701
    RAUM (Item 5F(2)(c))
    $1.2 billion ($1,209,349,808.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees; Other
    Latest ADV filing in extract
    2026-03-19
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 323350; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  9. SCHWERIN BOYLE CAPITAL MANAGEMENT, INC

    Registered investment adviser (RIA)
    CRD
    105004
    Principal office
    SPRINGFIELD, MA, 01144-0700
    RAUM (Item 5F(2)(c))
    $1.2 billion ($1,209,259,520.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees
    Latest ADV filing in extract
    2026-03-20
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 105004; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  10. CHICAGO OAKBROOK FINANCIAL GROUP

    Registered investment adviser (RIA)
    CRD
    333344
    Principal office
    OAK BROOK, IL, 60523
    RAUM (Item 5F(2)(c))
    $1.2 billion ($1,209,198,018.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Hourly charges; Fixed fees
    Latest ADV filing in extract
    2026-02-18
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 333344; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  11. VAN CLEEF ASSET MANAGEMENT INC

    Registered investment adviser (RIA)
    CRD
    105768
    Principal office
    BEACHWOOD, OH, 44122
    RAUM (Item 5F(2)(c))
    $1.2 billion ($1,208,317,143.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management
    Latest ADV filing in extract
    2026-03-18
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 105768; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  12. WRIGHT INVESTORS SERVICE INC

    Registered investment adviser (RIA)
    CRD
    106302
    Principal office
    SHELTON, CT, 06484
    RAUM (Item 5F(2)(c))
    $1.2 billion ($1,207,927,898.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Subscription fees; Fixed fees
    Latest ADV filing in extract
    2026-03-16
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 106302; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  13. WESPAC ADVISORS, LLC

    Registered investment adviser (RIA)
    CRD
    148242
    Principal office
    ORINDA, CA, 94563
    RAUM (Item 5F(2)(c))
    $1.2 billion ($1,205,882,013.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Hourly charges
    Latest ADV filing in extract
    2026-04-01
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 148242; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  14. CHILDRESS CAPITAL ADVISORS, LLC

    Registered investment adviser (RIA)
    CRD
    310277
    Principal office
    HOUSTON, TX, 77024
    RAUM (Item 5F(2)(c))
    $1.2 billion ($1,205,051,875.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Hourly charges; Fixed fees
    Latest ADV filing in extract
    2026-04-28
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 310277; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  15. BRIGHTSPIRE CAPITAL ADVISORS, LLC

    Registered investment adviser (RIA)
    CRD
    312908
    Principal office
    NEW YORK, NY, 10022
    RAUM (Item 5F(2)(c))
    $1.2 billion ($1,203,215,437.00)
    Compensation methods (Item 5.E)
    Other
    Latest ADV filing in extract
    2026-03-31
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 312908; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  16. ANGELES EQUITY PARTNERS, LLC

    Registered investment adviser (RIA)
    CRD
    281284
    Principal office
    LOS ANGELES, CA, 90025
    RAUM (Item 5F(2)(c))
    $1.2 billion ($1,203,124,040.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees
    Latest ADV filing in extract
    2026-03-27
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 281284; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  17. ARISTA WEALTH MANAGEMENT, LLC

    Registered investment adviser (RIA)
    CRD
    141504
    Principal office
    LAS VEGAS, NV, 89148
    RAUM (Item 5F(2)(c))
    $1.2 billion ($1,201,806,676.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Hourly charges; Fixed fees
    Latest ADV filing in extract
    2026-04-27
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 141504; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  18. ORIDIAN CAPITAL MANAGEMENT, L.P.

    Registered investment adviser (RIA)
    CRD
    155834
    Principal office
    WASHINGTON, DC, 20006-4748
    RAUM (Item 5F(2)(c))
    $1.2 billion ($1,201,575,709.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Performance-based fees
    Latest ADV filing in extract
    2026-03-27
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 155834; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  19. SAGARD REAL ESTATE ADVISORS

    Registered investment adviser (RIA)
    CRD
    167125
    Principal office
    DENVER, CO, 80202
    RAUM (Item 5F(2)(c))
    $1.2 billion ($1,200,781,013.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Other
    Latest ADV filing in extract
    2026-03-31
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 167125; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD

  20. SANTA LUCIA ASSET MANAGEMENT PTE. LTD.

    Registered investment adviser (RIA)
    CRD
    291669
    Principal office
    SINGAPORE, 049513
    RAUM (Item 5F(2)(c))
    $1.2 billion ($1,200,300,000.00)
    Compensation methods (Item 5.E)
    Percentage of assets under management; Fixed fees; Performance-based fees
    Latest ADV filing in extract
    2025-09-24
    Source status text
    Approved

    Why this matched. This firm matches because it is classified as an RIA in the current SEC/IARD roster, it reports RAUM $1B–under $10B on Form ADV Item 5F(2)(c).

    Evidence available

    SEC/IARD firm identity, current Form ADV facts, reported RAUM, compensation methods, affiliations and filing date where present.

    Research identity — public firm report not currently published.

    Trace this result
    Identity
    Firm CRD 291669; Registered investment adviser (RIA)
    Source as of
    Official publication date not established
    Geography meaning
    Not geography-filtered
    Publication
    No public research profile is currently published for this identity

    RAUM is reported size, not performance. Compensation fields are methods, not fee amounts. Registration is not endorsement.

    Open firm search for this CRD
Trace this query
Contract
investor-ask-v1
Source dataset
sec_ia_ria
Official as-of / retrieved
Not established for all returned rows / 2026-08-18
Source clock meaning
Source releases attached to returned firm facts; unknown publication dates remain unknown. Release labels are not converted to official effective dates.

sec_ia_ria; release label 2026-08-03; official publication not established; retrieved 2026-08-18; fingerprint not recorded.

Geography meaning
Not geography-filtered
RAUM units
USD as reported on Form ADV Item 5F(2)(c)
Compensation taxonomy
Form ADV Item 5.E(1)–5.E(7) Y/N methods
Identifier method
Not an identifier query
Elapsed
317 ms
  • Ask does not invent firm facts. Results come from the current SEC/IARD extract.
  • RIA is not ERA. Counts stay in their class.
  • Principal office is not client geography.
  • RAUM is Item 5F(2)(c), not performance.
  • Item 5.E methods are not fee amounts.
  • Missing disclosure is not a clean history.
  • Public firm reports are a publication gate (Wave-1), not a ranking.