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Firm Trust Report

CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD

Reported as registeredReported as registered

The firm's Form ADV/IARD record in the cited SEC dataset reports it as a registered investment adviser as of the source date shown. That is not SEC approval, certification, endorsement, or a finding that the firm is safe or trustworthy.

CRD
107557
SEC file number
801-79433
Principal office
2300 1111 WEST GEORGIA ST
VANCOUVER, BC, V6E 4M3
State not provided in this source record
Country not normalized from source record
Current as of
August 3, 2026
Retrieved
August 18, 2026
Source effective date
August 3, 2026

SEC/IARD source release: August 3, 2026 · InvestorTrustHub retrieved: August 18, 2026

Official identifiers

Identifiers come from the cited SEC/IARD firm roster. InvestorTrustHub does not invent missing numbers.

  • CRD

    107557

  • SEC number

    801-79433

Regulatory status

Reported

Reported as registered

The firm's Form ADV/IARD record in the cited SEC dataset reports it as a registered investment adviser as of the source date shown. That is not SEC approval, certification, endorsement, or a finding that the firm is safe or trustworthy.

A source reports this value. We have not independently confirmed it beyond the cited record.

Source

Reported

U.S. Securities and Exchange Commission / IARD Form ADV dataset.

Registered Investment Advisers (IARD firm roster)

View official IAPD search (opens official source)

A source reports this value. We have not independently confirmed it beyond the cited record.

Firm / ADV facts

Legal structure

Corporation

Website as reported

https://www.linkedin.com/company/connor-clark-&-lunn-investment-management/

Regulatory assets under management

$85.6 billion

Exact source amount: $85,592,075,964.00

Regulatory assets under management is a Form ADV regulatory measure and should not be interpreted as investment performance, firm quality, popularity, or an endorsement.

Regulatory disclosures

Firm reported No for Item 11 in this filing.

This is the Form ADV Item 11 checkbox as filed. It is not a disciplinary-event list and not a finding of a clean record.

Clients, compensation, and custody

Figures below are adviser-reported Form ADV items. They are not performance, popularity, or quality scores.

Reported scale

Reported

Employees as reported: 155

Advisory personnel as reported: 56

Clients as reported: 14

As of June 26, 2026

A source reports this value. We have not independently confirmed it beyond the cited record.

Reported compensation methods

Reported
  • Percentage of assets under management
  • Performance-based fees

Compensation methods are the boxes the adviser checked on Form ADV. This is not a “fee-only” determination.

A source reports this value. We have not independently confirmed it beyond the cited record.

Reported custody

Reported

Client cash: Yes as reported

Client securities: Yes as reported

Related-person cash: Yes as reported

Related-person securities: Yes as reported

Custody is reported as filed. It is not a risk score or a quality finding.

A source reports this value. We have not independently confirmed it beyond the cited record.

Reported related financial businesses

Reported
  • Commodity pool operator / commodity trading advisor
  • Other
  • Other investment adviser

Reported affiliations are types of related financial businesses as filed. They are not a conflict finding.

A source reports this value. We have not independently confirmed it beyond the cited record.

Current reported relationships

Names appear only as reported on this firm’s Form ADV. They are not standalone public profiles. Name-only or otherwise unconfirmed rows remain internal and are not shown.

Ownership and control

Schedule A is direct ownership. Schedule B is indirect ownership. An executive/control relationship is not the same as ownership.

  • Reported direct owner

    CROWE, DERRICK, PAUL

    Individual as reported · Title/status as reported: CHIEF COMPLIANCE OFFICER

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported direct owner

    Drake, Jennifer

    Individual as reported · Title/status as reported: DIRECTOR

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported direct owner

    GERBER, MARTIN, LUIS

    Individual as reported · Title/status as reported: DIRECTOR & PRESIDENT

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported direct owner

    HASENAUER, ERIC, ROMAN

    Individual as reported · Title/status as reported: SN. VICE PRESIDENT,CO-HEAD

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported direct owner

    HUANG, STEVEN, BENARD

    Individual as reported · Title/status as reported: DIRECTOR & VICE PRESIDENT

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported direct owner

    MACKENZIE, CALUM

    Individual as reported · Title/status as reported: DIRECTOR

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported direct owner

    Marzec, Timothy, Michael

    Individual as reported · Title/status as reported: VICE PRESIDENT

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported direct owner

    McPhillips, Michael, P

    Individual as reported · Title/status as reported: DIRECTOR

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

Showing 8 of 16 currently reported direct owners. Additional names remain in the source filing.

  • Reported executive/control relationship

    CROWE, DERRICK, PAUL

    Individual as reported · Title/status as reported: CHIEF COMPLIANCE OFFICER

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    Drake, Jennifer

    Individual as reported · Title/status as reported: DIRECTOR

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    GERBER, MARTIN, LUIS

    Individual as reported · Title/status as reported: DIRECTOR & PRESIDENT

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    HASENAUER, ERIC, ROMAN

    Individual as reported · Title/status as reported: SN. VICE PRESIDENT,CO-HEAD

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    HUANG, STEVEN, BENARD

    Individual as reported · Title/status as reported: DIRECTOR & VICE PRESIDENT

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    MACKENZIE, CALUM

    Individual as reported · Title/status as reported: DIRECTOR

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    Marzec, Timothy, Michael

    Individual as reported · Title/status as reported: VICE PRESIDENT

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    McPhillips, Michael, P

    Individual as reported · Title/status as reported: DIRECTOR

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

Showing 8 of 16 currently reported executive/control relationships. Additional names remain in the source filing.

Related organizations

  • Related organization reported by the adviser

    FORTWOOD CAPITAL LP

    Organization as reported · CRD 329381

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    GLOBAL ALPHA CAPITAL MANAGEMENT LTD.

    Organization as reported · CRD 161512

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    NS PARTNERS LTD

    Organization as reported · CRD 110625

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    PCJ INVESTMENT COUNSEL LTD.

    Organization as reported · CRD 174083

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    VERGENT ASSET MANAGEMENT LLP

    Organization as reported · CRD 290165

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

Private funds reported by the adviser

Named funds appear only on this adviser profile. InvestorTrustHub does not publish standalone fund pages from this graph.

Item 7.B private-fund count as reported (not a named-fund list) · Item 7.B: Yes as reported · Count 7.B.(1): 10 · Gross assets as reported: 16,141,293,241

  • Private fund reported by the adviser

    CC&L PA FUND LTD.

    805-6769726984

    Cayman Islands · Reported in Form ADV dated June 26, 2026

  • Private fund reported by the adviser

    CC&L Q ACWI EQUITY EXTENSION CAYMAN FUND LTD.

    805-4530730319

    Cayman Islands · Reported in Form ADV dated June 26, 2026

  • Private fund reported by the adviser

    CC&L Q EMERGING MARKETS EQUITY EXTENSION MASTER FUND LTD.

    805-7625967718

    Cayman Islands · Reported in Form ADV dated June 26, 2026

  • Private fund reported by the adviser

    CC&L Q EMERGING MARKETS EQUITY FUND LP

    805-5782921776

    Delaware, United States · Reported in Form ADV dated June 26, 2026

  • Private fund reported by the adviser

    CC&L Q GLOBAL EQUITY FUND LP

    805-3155606919

    Delaware, United States · Reported in Form ADV dated June 26, 2026

  • Private fund reported by the adviser

    CC&L Q GLOBAL EQUITY MARKET NEUTRAL MASTER FUND LTD.

    805-6537637707

    Cayman Islands · Reported in Form ADV dated June 26, 2026

  • Private fund reported by the adviser

    CC&L Q INTERNATIONAL EQUITY FUND LP

    805-4547917103

    Delaware, United States · Reported in Form ADV dated June 26, 2026

  • Private fund reported by the adviser

    CC&L Q INTERNATIONAL SMALL CAP EQUITY FUND LP

    805-3482324606

    Delaware, United States · Reported in Form ADV dated June 26, 2026

  • Private fund reported by the adviser

    CC&L Q US EQUITY EXTENSION MASTER FUND LTD.

    805-6212222578

    Cayman Islands · Reported in Form ADV dated June 26, 2026

  • Private fund reported by the adviser

    CC&L Q WORLD EX-USA EQUITY EXTENSION MASTER FUND LTD.

    805-2029782769

    Cayman Islands · Reported in Form ADV dated June 26, 2026

Fund service providers

Only current provider rows with sufficient identity quality are shown. Name-only rows remain internal.

  • Custodian reported for a private fund

    CREDIT SUISSE SECURITIES (USA) LLC

    Reported in Form ADV dated June 26, 2026

  • Custodian reported for a private fund

    J.P. MORGAN SECURITIES LLC

    Reported in Form ADV dated June 26, 2026

  • Custodian reported for a private fund

    MORGAN STANLEY & CO. LLC

    Reported in Form ADV dated June 26, 2026

  • Custodian reported for a private fund

    THE NORTHERN TRUST COMPANY

    Reported in Form ADV dated June 26, 2026

  • Custodian reported for a private fund

    UBS SECURITIES LLC

    Reported in Form ADV dated June 26, 2026

  • Marketer reported for a private fund

    FORESIDE FUND SERVICES, LLC

    CRD 46106 · Reported in Form ADV dated June 26, 2026

  • Prime broker reported for a private fund

    CREDIT SUISSE SECURITIES (USA) LLC

    CRD 816 · Reported in Form ADV dated June 26, 2026

  • Prime broker reported for a private fund

    J.P. MORGAN SECURITIES LLC

    CRD 79 · Reported in Form ADV dated June 26, 2026

  • Prime broker reported for a private fund

    MORGAN STANLEY & CO. LLC

    CRD 8209 · Reported in Form ADV dated June 26, 2026

  • Prime broker reported for a private fund

    UBS SECURITIES LLC

    CRD 7654 · Reported in Form ADV dated June 26, 2026

Filing history / historical reported relationships

Historical filings are evidence of what was filed, not a restatement of current facts.

Filings in graph

27

RIA 27 · ERA 0

Latest relational filing

June 26, 2026

Registered investment adviser · Other-Than Anual Amendment For Registered Adviser

ADV-W filings

1

Shown as historical evidence only

Recent sec form adv filings
  • 2116037 · June 26, 2026 · RIA · Other-Than Anual Amendment For Registered Adviser · current reported filing
  • 2108400 · May 26, 2026 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 2085872 · March 31, 2026 · RIA · Annual Updating Amendment for Registered Adviser · historical filing
  • 2041214 · February 23, 2026 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1920424 · December 16, 2024 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1857373 · March 29, 2024 · RIA · Annual Updating Amendment for Registered Adviser · historical filing
  • 1711148 · March 31, 2023 · RIA · Annual Updating Amendment for Registered Adviser · historical filing
  • 1634817 · March 31, 2022 · RIA · Annual Updating Amendment for Registered Adviser · historical filing
  • 1548176 · June 18, 2021 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1513870 · March 29, 2021 · RIA · Annual Updating Amendment for Registered Adviser · historical filing
  • 1391858 · March 30, 2020 · RIA · Annual Updating Amendment for Registered Adviser · historical filing
  • 1360410 · December 5, 2019 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing

Withdrawal history

Form ADV-W is a withdrawal filing as reported. It is not a misconduct finding, and a historical ADV-W does not by itself mean the firm is inactive.

  • Form ADV-W withdrawal filing

    FULL · March 20, 2013

    717865

Sources and methodology

Evidence and source details

Material facts on this page are traced to the official SEC/IARD roster. Expand a panel to see source context. Raw 400-column filings are not dumped here.

Source, dataset, and retrieval

Source. U.S. Securities and Exchange Commission / IARD · Registered Investment Advisers (IARD firm roster) · record 107557 · retrieved August 18, 2026

Release: August 3, 2026

Evidence records tied to this firm: 7

Raw source snapshot: present

Source status text (not a consumer endorsement): Approved

What these terms mean

What is an RIA?

A registered investment adviser is a firm whose Form ADV/IARD record reports it as registered with the SEC or, in other contexts, a state. InvestorTrustHub shows what the cited official dataset reports. Registration is a regulatory category, not a quality rating.

What is an Exempt Reporting Adviser?

An Exempt Reporting Adviser files a limited Form ADV report because it qualifies for an exemption from full SEC registration. It is not a registered investment adviser. Exemption from full registration is not a finding of safety, quality, or honesty.

What is a CRD number?

A CRD number is the Central Registration Depository identifier assigned to a firm or individual in the IARD/CRD system. InvestorTrustHub uses the firm CRD as the stable identity key. A CRD is an identifier, not an endorsement.

What is an SEC file number?

An SEC file number (often beginning 801- for registered advisers or 802- for exempt reporting advisers) is an official file identifier in SEC/IARD records. If this source record does not include one, that absence is not proof that no file number exists in another source.

What does “reported as registered” mean?

It means the cited official dataset reports the firm as a registered investment adviser as of the source date. It does not mean InvestorTrustHub or the SEC approved, certified, or recommended the firm.

What does it NOT mean?

Registration does not establish investment quality, performance, honesty, suitability, low risk, fiduciary compliance in every circumstance, or the absence of regulatory problems. Missing research is not a clean record.

What InvestorTrustHub has not researched yet

Absence from this page is not a finding that a record is clean, that no disclosure exists, or that the firm has no associated professionals.

  • Individual professionals associated with this firm
  • FINRA BrokerCheck research
  • Detailed disciplinary history (DRP events)
  • State-specific enforcement records
  • Form ADV Part 2 brochure narrative
  • Standalone public fund or owner profiles
  • Investment performance
  • Portfolio holdings
  • Consumer reviews