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Firm Trust Report

FIVE ARROWS MANAGERS LLP

Reported as an exempt reporting adviserExempt Reporting Adviser

The cited SEC/IARD dataset reports this firm as an Exempt Reporting Adviser. That is a different regulatory category from a registered investment adviser. It is not SEC approval, endorsement, or a finding that the firm is trustworthy.

CRD
169915
SEC file number
802-133731
Principal office
VINTNERS PLACE
68 UPPER THAMES STREET, 6TH FLOOR
LONDON, EC4V 3BJ
State not provided in this source record
Country not normalized from source record
Current as of
August 3, 2026
Retrieved
August 18, 2026
Source effective date
August 3, 2026

SEC/IARD source release: August 3, 2026 · InvestorTrustHub retrieved: August 18, 2026

Official identifiers

Identifiers come from the cited SEC/IARD firm roster. InvestorTrustHub does not invent missing numbers.

  • CRD

    169915

  • SEC number

    802-133731

Regulatory status

Reported

Exempt Reporting Adviser

The cited SEC/IARD dataset reports this firm as an Exempt Reporting Adviser. That is a different regulatory category from a registered investment adviser. It is not SEC approval, endorsement, or a finding that the firm is trustworthy.

A source reports this value. We have not independently confirmed it beyond the cited record.

Source

Reported

U.S. Securities and Exchange Commission / IARD Form ADV dataset.

Exempt Reporting Advisers (IARD firm roster)

View official IAPD search (opens official source)

A source reports this value. We have not independently confirmed it beyond the cited record.

Firm / ADV facts

Legal structure

Limited Liability Partnership

Website as reported

https://www.rothschildandco.com/

Regulatory assets under management

Not found in checked sources

This source record does not include a regulatory assets under management figure. That does not mean the firm has no assets, and it is not a quality finding.

Regulatory disclosures

Firm reported No for Item 11 in this filing.

This is the Form ADV Item 11 checkbox as filed. It is not a disciplinary-event list and not a finding of a clean record.

Clients, compensation, and custody

Figures below are adviser-reported Form ADV items. They are not performance, popularity, or quality scores.

Reported scale

Reported

Item 5 scale fields are not filed on this form type.

As of March 31, 2026

A source reports this value. We have not independently confirmed it beyond the cited record.

Reported compensation methods

Reported

Item 5 compensation methods are not filed on this form type.

Compensation methods are the boxes the adviser checked on Form ADV. This is not a “fee-only” determination.

A source reports this value. We have not independently confirmed it beyond the cited record.

Reported custody

Reported

Item 9 custody is not filed on this form type.

Custody is reported as filed. It is not a risk score or a quality finding.

A source reports this value. We have not independently confirmed it beyond the cited record.

Reported related financial businesses

Reported
  • Banking or thrift institution
  • Broker-dealer
  • Other
  • Other investment adviser

Reported affiliations are types of related financial businesses as filed. They are not a conflict finding.

A source reports this value. We have not independently confirmed it beyond the cited record.

Current reported relationships

Names appear only as reported on this firm’s Form ADV. They are not standalone public profiles. Name-only or otherwise unconfirmed rows remain internal and are not shown.

Ownership and control

Schedule A is direct ownership. Schedule B is indirect ownership. An executive/control relationship is not the same as ownership.

  • Reported direct owner

    CLANCY, MICHAEL, DAVITT

    Individual as reported · Title/status as reported: DIRECTOR, ROTHSCHILD & CO CREDIT MANAGEMENT LIMITED

    Reported in Form ADV dated March 31, 2026 · Exempt reporting adviser filing

  • Reported direct owner

    DEVLIN, DAVID, ROBERT

    Individual as reported · Title/status as reported: CCO

    Reported in Form ADV dated March 31, 2026 · Exempt reporting adviser filing

  • Reported direct owner

    Di Rienzo, Aldo

    Individual as reported · Title/status as reported: MEMBER OF MANAGEMENT BOARD

    Reported in Form ADV dated March 31, 2026 · Exempt reporting adviser filing

  • Reported direct owner

    KHAN, JAVED, AHMAD

    Individual as reported · Title/status as reported: MEMBER OF THE MANAGEMENT BOARD

    Reported in Form ADV dated March 31, 2026 · Exempt reporting adviser filing

  • Reported indirect owner

    FIVE ARROWS

    Organization as reported · Ownership range: 75% or more · Title/status as reported: SHAREHOLDER

    Reported in Form ADV dated March 31, 2026 · Exempt reporting adviser filing

  • Reported executive/control relationship

    CLANCY, MICHAEL, DAVITT

    Individual as reported · Title/status as reported: DIRECTOR, ROTHSCHILD & CO CREDIT MANAGEMENT LIMITED

    Reported in Form ADV dated March 31, 2026 · Exempt reporting adviser filing

  • Reported executive/control relationship

    DEVLIN, DAVID, ROBERT

    Individual as reported · Title/status as reported: CCO

    Reported in Form ADV dated March 31, 2026 · Exempt reporting adviser filing

  • Reported executive/control relationship

    Di Rienzo, Aldo

    Individual as reported · Title/status as reported: MEMBER OF MANAGEMENT BOARD

    Reported in Form ADV dated March 31, 2026 · Exempt reporting adviser filing

  • Reported executive/control relationship

    FIVE ARROWS

    Organization as reported · Title/status as reported: SHAREHOLDER

    Reported in Form ADV dated March 31, 2026 · Exempt reporting adviser filing

  • Reported executive/control relationship

    KHAN, JAVED, AHMAD

    Individual as reported · Title/status as reported: MEMBER OF THE MANAGEMENT BOARD

    Reported in Form ADV dated March 31, 2026 · Exempt reporting adviser filing

Related organizations

  • Related organization reported by the adviser

    FIVE ARROWS MANAGERS (USA) LLC

    Organization as reported · CRD 286195

    Reported in Form ADV dated March 31, 2026 · Exempt reporting adviser filing

  • Related organization reported by the adviser

    FIVE ARROWS MANAGERS NORTH AMERICA LLC

    Organization as reported · CRD 136191

    Reported in Form ADV dated March 31, 2026 · Exempt reporting adviser filing

  • Related organization reported by the adviser

    N M ROTHSCHILD & SONS LIMITED

    Organization as reported · CRD 172287

    Reported in Form ADV dated March 31, 2026 · Exempt reporting adviser filing

  • Related organization reported by the adviser

    ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

    Organization as reported · CRD 325601

    Reported in Form ADV dated March 31, 2026 · Exempt reporting adviser filing

  • Related organization reported by the adviser

    ROTHSCHILD & CO INVESTMENT MANAGERS (FKA PO PARTICIPATIONS)

    Organization as reported · CRD 175510

    Reported in Form ADV dated March 31, 2026 · Exempt reporting adviser filing

  • Related organization reported by the adviser

    ROTHSCHILD & CO US INC.

    Organization as reported · CRD 2910

    Reported in Form ADV dated March 31, 2026 · Exempt reporting adviser filing

Private funds reported by the adviser

Named funds appear only on this adviser profile. InvestorTrustHub does not publish standalone fund pages from this graph.

Item 7.B private-fund count as reported (not a named-fund list) · Item 7.B: Yes as reported · Count 7.B.(1): 15 · Gross assets as reported: 6,738,352,331

  • Private fund reported by the adviser

    CONTEGO CLO III DAC

    805-7908831425

    Ireland · Reported in Form ADV dated March 31, 2026

  • Private fund reported by the adviser

    CONTEGO CLO IV DAC

    805-2737045165

    Ireland · Reported in Form ADV dated March 31, 2026

  • Private fund reported by the adviser

    CONTEGO CLO IX DAC

    805-8191876215

    Ireland · Reported in Form ADV dated March 31, 2026

  • Private fund reported by the adviser

    CONTEGO CLO V DAC

    805-3665650336

    Ireland · Reported in Form ADV dated March 31, 2026

  • Private fund reported by the adviser

    CONTEGO CLO VI DAC

    805-6556817147

    Ireland · Reported in Form ADV dated March 31, 2026

  • Private fund reported by the adviser

    CONTEGO CLO VII DAC

    805-8173433126

    Ireland · Reported in Form ADV dated March 31, 2026

  • Private fund reported by the adviser

    CONTEGO CLO VIII DAC

    805-2300367404

    Ireland · Reported in Form ADV dated March 31, 2026

  • Private fund reported by the adviser

    CONTEGO CLO X DAC

    805-7284133377

    Netherlands · Reported in Form ADV dated March 31, 2026

  • Private fund reported by the adviser

    CONTEGO CLO XI DAC

    805-3743840254

    Ireland · Reported in Form ADV dated March 31, 2026

  • Private fund reported by the adviser

    CONTEGO CLO XII DAC

    805-1498854917

    Ireland · Reported in Form ADV dated March 31, 2026

Showing 10 of 15 currently reported named private funds. Additional names remain in the source filing.

Filing history / historical reported relationships

Historical filings are evidence of what was filed, not a restatement of current facts.

Filings in graph

26

RIA 13 · ERA 13

Latest relational filing

March 31, 2026

Exempt reporting adviser · Annual Updating Amendment ERA Report

ADV-W filings

2

Shown as historical evidence only

Recent sec form adv filings
  • 2071772 · March 31, 2026 · ERA · Annual Updating Amendment ERA Report · current reported filing
  • 1991648 · May 22, 2025 · ERA · Initial SEC ERA Report · historical filing
  • 1799987 · December 14, 2023 · RIA · Initial SEC Registration Request, Final SEC ERA Report · historical filing
  • 1799987 · December 14, 2023 · ERA · Initial SEC Registration Request, Final SEC ERA Report · historical filing
  • 1738458 · March 29, 2023 · ERA · Annual Updating Amendment ERA Report · historical filing
  • 1627441 · March 28, 2022 · ERA · Annual Updating Amendment ERA Report · historical filing
  • 1523367 · March 31, 2021 · ERA · Annual Updating Amendment ERA Report · historical filing
  • 1445218 · July 31, 2020 · ERA · Initial SEC ERA Report · historical filing
  • 1422979 · May 15, 2020 · RIA · Annual Updating Amendment for Registered Adviser · historical filing
  • 1334331 · July 16, 2019 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1320131 · April 30, 2019 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1319131 · April 29, 2019 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing

Withdrawal history

Form ADV-W is a withdrawal filing as reported. It is not a misconduct finding, and a historical ADV-W does not by itself mean the firm is inactive.

  • Form ADV-W withdrawal filing

    FULL · March 28, 2025

    1946163

  • Form ADV-W withdrawal filing

    FULL · July 1, 2020

    1434871

Sources and methodology

Evidence and source details

Material facts on this page are traced to the official SEC/IARD roster. Expand a panel to see source context. Raw 400-column filings are not dumped here.

Source, dataset, and retrieval

Source. U.S. Securities and Exchange Commission / IARD · Exempt Reporting Advisers (IARD firm roster) · record 169915 · retrieved August 18, 2026

Release: August 3, 2026

Evidence records tied to this firm: 7

Raw source snapshot: present

Source status text (not a consumer endorsement): ERA - Active

What these terms mean

What is an RIA?

A registered investment adviser is a firm whose Form ADV/IARD record reports it as registered with the SEC or, in other contexts, a state. InvestorTrustHub shows what the cited official dataset reports. Registration is a regulatory category, not a quality rating.

What is an Exempt Reporting Adviser?

An Exempt Reporting Adviser files a limited Form ADV report because it qualifies for an exemption from full SEC registration. It is not a registered investment adviser. Exemption from full registration is not a finding of safety, quality, or honesty.

What is a CRD number?

A CRD number is the Central Registration Depository identifier assigned to a firm or individual in the IARD/CRD system. InvestorTrustHub uses the firm CRD as the stable identity key. A CRD is an identifier, not an endorsement.

What is an SEC file number?

An SEC file number (often beginning 801- for registered advisers or 802- for exempt reporting advisers) is an official file identifier in SEC/IARD records. If this source record does not include one, that absence is not proof that no file number exists in another source.

What does “reported as registered” mean?

It means the cited official dataset reports the firm as a registered investment adviser as of the source date. It does not mean InvestorTrustHub or the SEC approved, certified, or recommended the firm.

What does it NOT mean?

Registration does not establish investment quality, performance, honesty, suitability, low risk, fiduciary compliance in every circumstance, or the absence of regulatory problems. Missing research is not a clean record.

What InvestorTrustHub has not researched yet

Absence from this page is not a finding that a record is clean, that no disclosure exists, or that the firm has no associated professionals.

  • Individual professionals associated with this firm
  • FINRA BrokerCheck research
  • Detailed disciplinary history (DRP events)
  • State-specific enforcement records
  • Form ADV Part 2 brochure narrative
  • Standalone public fund or owner profiles
  • Investment performance
  • Portfolio holdings
  • Consumer reviews