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Firm Trust Report

PROSPECT RIDGE

PROSPECT RIDGE ADVISORS, LLC

Reported as registeredReported as registered

The firm's Form ADV/IARD record in the cited SEC dataset reports it as a registered investment adviser as of the source date shown. That is not SEC approval, certification, endorsement, or a finding that the firm is safe or trustworthy.

CRD
299594
SEC file number
801-114474
Principal office
640 FIFTH AVENUE
8TH FLOOR
NEW YORK, NY, 10019
Current as of
August 3, 2026
Retrieved
August 18, 2026
Source effective date
August 3, 2026

SEC/IARD source release: August 3, 2026 · InvestorTrustHub retrieved: August 18, 2026

Official identifiers

Identifiers come from the cited SEC/IARD firm roster. InvestorTrustHub does not invent missing numbers.

  • CRD

    299594

  • SEC number

    801-114474

Regulatory status

Reported

Reported as registered

The firm's Form ADV/IARD record in the cited SEC dataset reports it as a registered investment adviser as of the source date shown. That is not SEC approval, certification, endorsement, or a finding that the firm is safe or trustworthy.

A source reports this value. We have not independently confirmed it beyond the cited record.

Source

Reported

U.S. Securities and Exchange Commission / IARD Form ADV dataset.

Registered Investment Advisers (IARD firm roster)

View official IAPD search (opens official source)

A source reports this value. We have not independently confirmed it beyond the cited record.

Firm / ADV facts

Legal structure

Limited Liability Company

Website as reported

https://www.prospectridge.com/

Regulatory assets under management

$5.8 billion

Exact source amount: $5,809,355,876.00

Regulatory assets under management is a Form ADV regulatory measure and should not be interpreted as investment performance, firm quality, popularity, or an endorsement.

Regulatory disclosures

Firm reported No for Item 11 in this filing.

This is the Form ADV Item 11 checkbox as filed. It is not a disciplinary-event list and not a finding of a clean record.

Clients, compensation, and custody

Figures below are adviser-reported Form ADV items. They are not performance, popularity, or quality scores.

Reported scale

Reported

Employees as reported: 44

Advisory personnel as reported: 44

Clients as reported: 0

As of March 31, 2026

A source reports this value. We have not independently confirmed it beyond the cited record.

Reported compensation methods

Reported
  • Other
  • Percentage of assets under management
  • Performance-based fees

Compensation methods are the boxes the adviser checked on Form ADV. This is not a “fee-only” determination.

A source reports this value. We have not independently confirmed it beyond the cited record.

Reported custody

Reported

Client cash: Yes as reported

Client securities: Yes as reported

Related-person cash: No as reported

Related-person securities: No as reported

Custody is reported as filed. It is not a risk score or a quality finding.

A source reports this value. We have not independently confirmed it beyond the cited record.

Reported related financial businesses

Reported
  • Other

Reported affiliations are types of related financial businesses as filed. They are not a conflict finding.

A source reports this value. We have not independently confirmed it beyond the cited record.

Current reported relationships

Names appear only as reported on this firm’s Form ADV. They are not standalone public profiles. Name-only or otherwise unconfirmed rows remain internal and are not shown.

Ownership and control

Schedule A is direct ownership. Schedule B is indirect ownership. An executive/control relationship is not the same as ownership.

  • Reported direct owner

    BOYLE, AMY, BETH

    Individual as reported · Title/status as reported: CHIEF FINANCIAL OFFICER

    Reported in Form ADV dated March 31, 2026 · Registered investment adviser filing

  • Reported direct owner

    CRAMER, BRAHM, STUART

    Individual as reported · Title/status as reported: CO-PRESIDENT

    Reported in Form ADV dated March 31, 2026 · Registered investment adviser filing

  • Reported direct owner

    IORIO, STEPHEN, JOSEPH

    Individual as reported · Title/status as reported: PRESIDENT

    Reported in Form ADV dated March 31, 2026 · Registered investment adviser filing

  • Reported direct owner

    NYDICK, JAY, SCOTT

    Individual as reported · Title/status as reported: CO-PRESIDENT

    Reported in Form ADV dated March 31, 2026 · Registered investment adviser filing

  • Reported direct owner

    PRISTAW, BETHANY, HELEN

    Individual as reported · Title/status as reported: GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER

    Reported in Form ADV dated March 31, 2026 · Registered investment adviser filing

  • Reported indirect owner

    CRAMER, BRAHM, STUART

    Individual as reported · Ownership range: 10% but less than 25% · Title/status as reported: PARTNER

    Reported in Form ADV dated March 31, 2026 · Registered investment adviser filing

  • Reported indirect owner

    NYDICK, JAY, SCOTT

    Individual as reported · Ownership range: 10% but less than 25% · Title/status as reported: PARTNER

    Reported in Form ADV dated March 31, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    BOYLE, AMY, BETH

    Individual as reported · Title/status as reported: CHIEF FINANCIAL OFFICER

    Reported in Form ADV dated March 31, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    CRAMER, BRAHM, STUART

    Individual as reported · Title/status as reported: PARTNER

    Reported in Form ADV dated March 31, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    IORIO, STEPHEN, JOSEPH

    Individual as reported · Title/status as reported: PRESIDENT

    Reported in Form ADV dated March 31, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    NYDICK, JAY, SCOTT

    Individual as reported · Title/status as reported: CO-PRESIDENT

    Reported in Form ADV dated March 31, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    PRISTAW, BETHANY, HELEN

    Individual as reported · Title/status as reported: GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER

    Reported in Form ADV dated March 31, 2026 · Registered investment adviser filing

Related organizations

No current CRD-linked related organizations are available to display from Form ADV.

Private funds reported by the adviser

Named funds appear only on this adviser profile. InvestorTrustHub does not publish standalone fund pages from this graph.

Item 7.B private-fund count as reported (not a named-fund list) · Item 7.B: Yes as reported · Count 7.B.(1): 16 · Gross assets as reported: 5,076,974,564

  • Private fund reported by the adviser

    AB PR PARALLEL QOF I L.P.

    805-6287649514

    Delaware, United States · Reported in Form ADV dated March 31, 2026

  • Private fund reported by the adviser

    AB PR PARALLEL QOF II L.P.

    805-4230126218

    Delaware, United States · Reported in Form ADV dated March 31, 2026

  • Private fund reported by the adviser

    AB PR PARALLEL QOF III L.P.

    805-6494360625

    Delaware, United States · Reported in Form ADV dated March 31, 2026

  • Private fund reported by the adviser

    AB PR PARALLEL QOF IV L.P.

    805-1692195354

    Delaware, United States · Reported in Form ADV dated March 31, 2026

  • Private fund reported by the adviser

    AB PR QOF I L.P.

    805-4939811537

    Delaware, United States · Reported in Form ADV dated March 31, 2026

  • Private fund reported by the adviser

    AB PR QOF II L.P.

    805-7245033286

    Delaware, United States · Reported in Form ADV dated March 31, 2026

  • Private fund reported by the adviser

    AB PR QOF III L.P.

    805-2239726772

    Delaware, United States · Reported in Form ADV dated March 31, 2026

  • Private fund reported by the adviser

    AB PR QOF IV L.P.

    805-8231882326

    Delaware, United States · Reported in Form ADV dated March 31, 2026

  • Private fund reported by the adviser

    AB PR REAL ESTATE EQUITY PLUS FUND L.P.

    805-7632698499

    Delaware, United States · Reported in Form ADV dated March 31, 2026

  • Private fund reported by the adviser

    ABREP II HRNO CO-INVEST L.P.

    805-5364737277

    Delaware, United States · Reported in Form ADV dated March 31, 2026

Showing 10 of 16 currently reported named private funds. Additional names remain in the source filing.

Fund service providers

Only current provider rows with sufficient identity quality are shown. Name-only rows remain internal.

  • Marketer reported for a private fund

    SANFORD C. BERNSTEIN & CO., LLC

    CRD 104474 · Reported in Form ADV dated March 31, 2026

Filing history / historical reported relationships

Historical filings are evidence of what was filed, not a restatement of current facts.

Filings in graph

9

RIA 9 · ERA 0

Latest relational filing

March 31, 2026

Registered investment adviser · Annual Updating Amendment for Registered Adviser

ADV-W filings

0

Shown as historical evidence only

Recent sec form adv filings
  • 2072320 · March 31, 2026 · RIA · Annual Updating Amendment for Registered Adviser · current reported filing
  • 1826053 · March 27, 2024 · RIA · Annual Updating Amendment for Registered Adviser · historical filing
  • 1728518 · March 29, 2023 · RIA · Annual Updating Amendment for Registered Adviser · historical filing
  • 1605474 · March 31, 2022 · RIA · Annual Updating Amendment for Registered Adviser · historical filing
  • 1509851 · March 30, 2021 · RIA · Annual Updating Amendment for Registered Adviser · historical filing
  • 1383453 · March 30, 2020 · RIA · Annual Updating Amendment for Registered Adviser · historical filing
  • 1352347 · October 28, 2019 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1249947 · November 20, 2018 · RIA · Initial SEC Registration Request · historical filing
  • 1954153 · date not present · RIA · Annual Updating Amendment for Registered Adviser · historical filing

Sources and methodology

Evidence and source details

Material facts on this page are traced to the official SEC/IARD roster. Expand a panel to see source context. Raw 400-column filings are not dumped here.

Source, dataset, and retrieval

Source. U.S. Securities and Exchange Commission / IARD · Registered Investment Advisers (IARD firm roster) · record 299594 · retrieved August 18, 2026

Release: August 3, 2026

Evidence records tied to this firm: 7

Raw source snapshot: present

Source status text (not a consumer endorsement): Approved

What these terms mean

What is an RIA?

A registered investment adviser is a firm whose Form ADV/IARD record reports it as registered with the SEC or, in other contexts, a state. InvestorTrustHub shows what the cited official dataset reports. Registration is a regulatory category, not a quality rating.

What is an Exempt Reporting Adviser?

An Exempt Reporting Adviser files a limited Form ADV report because it qualifies for an exemption from full SEC registration. It is not a registered investment adviser. Exemption from full registration is not a finding of safety, quality, or honesty.

What is a CRD number?

A CRD number is the Central Registration Depository identifier assigned to a firm or individual in the IARD/CRD system. InvestorTrustHub uses the firm CRD as the stable identity key. A CRD is an identifier, not an endorsement.

What is an SEC file number?

An SEC file number (often beginning 801- for registered advisers or 802- for exempt reporting advisers) is an official file identifier in SEC/IARD records. If this source record does not include one, that absence is not proof that no file number exists in another source.

What does “reported as registered” mean?

It means the cited official dataset reports the firm as a registered investment adviser as of the source date. It does not mean InvestorTrustHub or the SEC approved, certified, or recommended the firm.

What does it NOT mean?

Registration does not establish investment quality, performance, honesty, suitability, low risk, fiduciary compliance in every circumstance, or the absence of regulatory problems. Missing research is not a clean record.

What InvestorTrustHub has not researched yet

Absence from this page is not a finding that a record is clean, that no disclosure exists, or that the firm has no associated professionals.

  • Individual professionals associated with this firm
  • FINRA BrokerCheck research
  • Detailed disciplinary history (DRP events)
  • State-specific enforcement records
  • Form ADV Part 2 brochure narrative
  • Standalone public fund or owner profiles
  • Investment performance
  • Portfolio holdings
  • Consumer reviews