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Firm Trust Report

APOGEM CAPITAL LLC

Reported as registeredReported as registered

The firm's Form ADV/IARD record in the cited SEC dataset reports it as a registered investment adviser as of the source date shown. That is not SEC approval, certification, endorsement, or a finding that the firm is safe or trustworthy.

CRD
309234
SEC file number
801-118844
Principal office
299 PARK AVENUE
37TH FLOOR
NEW YORK, NY, 10171
Current as of
August 3, 2026
Retrieved
August 18, 2026
Source effective date
August 3, 2026

SEC/IARD source release: August 3, 2026 · InvestorTrustHub retrieved: August 18, 2026

Official identifiers

Identifiers come from the cited SEC/IARD firm roster. InvestorTrustHub does not invent missing numbers.

  • CRD

    309234

  • SEC number

    801-118844

Regulatory status

Reported

Reported as registered

The firm's Form ADV/IARD record in the cited SEC dataset reports it as a registered investment adviser as of the source date shown. That is not SEC approval, certification, endorsement, or a finding that the firm is safe or trustworthy.

A source reports this value. We have not independently confirmed it beyond the cited record.

Source

Reported

U.S. Securities and Exchange Commission / IARD Form ADV dataset.

Registered Investment Advisers (IARD firm roster)

View official IAPD search (opens official source)

A source reports this value. We have not independently confirmed it beyond the cited record.

Firm / ADV facts

Legal structure

Limited Liability Company

Website as reported

HTTPS://WWW.MCFLLC.COM/

Regulatory assets under management

$43.8 billion

Exact source amount: $43,819,423,421.00

Regulatory assets under management is a Form ADV regulatory measure and should not be interpreted as investment performance, firm quality, popularity, or an endorsement.

Regulatory disclosures

Firm reported No for Item 11 in this filing.

This is the Form ADV Item 11 checkbox as filed. It is not a disciplinary-event list and not a finding of a clean record.

Clients, compensation, and custody

Figures below are adviser-reported Form ADV items. They are not performance, popularity, or quality scores.

Reported scale

Reported

Employees as reported: 259

Advisory personnel as reported: 127

Clients as reported: 3

As of July 31, 2026

A source reports this value. We have not independently confirmed it beyond the cited record.

Reported compensation methods

Reported
  • Fixed fees
  • Percentage of assets under management
  • Performance-based fees

Compensation methods are the boxes the adviser checked on Form ADV. This is not a “fee-only” determination.

A source reports this value. We have not independently confirmed it beyond the cited record.

Reported custody

Reported

Client cash: Yes as reported

Client securities: Yes as reported

Related-person cash: Yes as reported

Related-person securities: Yes as reported

Custody is reported as filed. It is not a risk score or a quality finding.

A source reports this value. We have not independently confirmed it beyond the cited record.

Other business activities (Item 6)

Reported
  • Commodity pool operator / commodity trading advisor
  • Registered representative of a broker-dealer

A source reports this value. We have not independently confirmed it beyond the cited record.

Reported related financial businesses

Reported
  • Broker-dealer
  • Commodity pool operator / commodity trading advisor
  • Insurance company or agency
  • Other
  • Other investment adviser
  • Pension consultant
  • Sponsor of limited partnerships
  • Trust company

Reported affiliations are types of related financial businesses as filed. They are not a conflict finding.

A source reports this value. We have not independently confirmed it beyond the cited record.

Current reported relationships

Names appear only as reported on this firm’s Form ADV. They are not standalone public profiles. Name-only or otherwise unconfirmed rows remain internal and are not shown.

Ownership and control

Schedule A is direct ownership. Schedule B is indirect ownership. An executive/control relationship is not the same as ownership.

  • Reported direct owner

    ABOU-JAOUDE, NAIM, (NMN)

    Individual as reported · Title/status as reported: BOARD MEMBER, CHAIR

    Reported in Form ADV dated July 31, 2026 · Registered investment adviser filing

  • Reported direct owner

    GRADY, JOHN, MICHAEL

    Individual as reported · Title/status as reported: SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER

    Reported in Form ADV dated July 31, 2026 · Registered investment adviser filing

  • Reported direct owner

    HARTE, FRANCIS, MICHAEL

    Individual as reported · Title/status as reported: BOARD MEMBER

    Reported in Form ADV dated July 31, 2026 · Registered investment adviser filing

  • Reported direct owner

    HENDRY, THOMAS, ALEXANDER

    Individual as reported · Title/status as reported: BOARD MEMBER

    Reported in Form ADV dated July 31, 2026 · Registered investment adviser filing

  • Reported direct owner

    KARAOGLAN, ALAIN, MAURICE

    Individual as reported · Title/status as reported: BOARD MEMBER

    Reported in Form ADV dated July 31, 2026 · Registered investment adviser filing

  • Reported direct owner

    NIEDNER, JOSHUA, MORGAN

    Individual as reported · Title/status as reported: CHIEF EXECUTIVE OFFICER; BOARD MEMBER

    Reported in Form ADV dated July 31, 2026 · Registered investment adviser filing

  • Reported direct owner

    POWER, KEVIN, JOHN

    Individual as reported · Title/status as reported: CHIEF COMPLIANCE OFFICER

    Reported in Form ADV dated July 31, 2026 · Registered investment adviser filing

  • Reported direct owner

    SABAL, CRAIG, ANDREW

    Individual as reported · Title/status as reported: BOARD MEMBER

    Reported in Form ADV dated July 31, 2026 · Registered investment adviser filing

Showing 8 of 10 currently reported direct owners. Additional names remain in the source filing.

  • Reported executive/control relationship

    ABOU-JAOUDE, NAIM, (NMN)

    Individual as reported · Title/status as reported: BOARD MEMBER, CHAIR

    Reported in Form ADV dated July 31, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    GRADY, JOHN, MICHAEL

    Individual as reported · Title/status as reported: SENIOR MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER

    Reported in Form ADV dated July 31, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    HARTE, FRANCIS, MICHAEL

    Individual as reported · Title/status as reported: BOARD MEMBER

    Reported in Form ADV dated July 31, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    HENDRY, THOMAS, ALEXANDER

    Individual as reported · Title/status as reported: BOARD MEMBER

    Reported in Form ADV dated July 31, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    KARAOGLAN, ALAIN, MAURICE

    Individual as reported · Title/status as reported: BOARD MEMBER

    Reported in Form ADV dated July 31, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    NIEDNER, JOSHUA, MORGAN

    Individual as reported · Title/status as reported: CHIEF EXECUTIVE OFFICER; BOARD MEMBER

    Reported in Form ADV dated July 31, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    POWER, KEVIN, JOHN

    Individual as reported · Title/status as reported: CHIEF COMPLIANCE OFFICER

    Reported in Form ADV dated July 31, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    SABAL, CRAIG, ANDREW

    Individual as reported · Title/status as reported: BOARD MEMBER

    Reported in Form ADV dated July 31, 2026 · Registered investment adviser filing

Showing 8 of 10 currently reported executive/control relationships. Additional names remain in the source filing.

Related organizations

  • Related organization reported by the adviser

    AUSBIL INVESTMENT MANAGEMENT LIMITED

    Organization as reported · CRD 289468

    Reported in Form ADV dated July 31, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    BOW RIVER ADVISERS, LLC

    Organization as reported · CRD 325285

    Reported in Form ADV dated July 31, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    CANDRIAM, SOCIETE EN COMMANDITE PAR ACTIONS

    Organization as reported · CRD 173355

    Reported in Form ADV dated July 31, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    EAGLE STRATEGIES LLC

    Organization as reported · CRD 110826

    Reported in Form ADV dated July 31, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    FAIRVIEW CAPITAL PARTNERS, LLC

    Organization as reported · CRD 161258

    Reported in Form ADV dated July 31, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    FLATIRON RR LLC, MANAGER SERIES

    Organization as reported · CRD 314505

    Reported in Form ADV dated July 31, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    KARTESIA MANAGEMENT SARL

    Organization as reported · CRD 289175

    Reported in Form ADV dated July 31, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    MACKAY SHIELDS LLC

    Organization as reported · CRD 107717

    Reported in Form ADV dated July 31, 2026 · Registered investment adviser filing

Showing 8 of 13 currently reported related organizations. Additional names remain in the source filing.

Private funds reported by the adviser

Named funds appear only on this adviser profile. InvestorTrustHub does not publish standalone fund pages from this graph.

Item 7.B private-fund count as reported (not a named-fund list) · Item 7.B: Yes as reported · Count 7.B.(1): 114 · Gross assets as reported: 18,112,759,423

  • Private fund reported by the adviser

    APCAP STRATEGIC PARTNERSHIP I LLC

    805-6529140010

    Delaware, United States · Reported in Form ADV dated July 31, 2026

  • Private fund reported by the adviser

    APCAP STRATEGIC PARTNERSHIP I LLC - SERIES B

    805-6221518577

    Delaware, United States · Reported in Form ADV dated July 31, 2026

  • Private fund reported by the adviser

    APOGEM CARDINAL CO-INVESTMENT FUND, LP

    805-8194763129

    Delaware, United States · Reported in Form ADV dated July 31, 2026

  • Private fund reported by the adviser

    APOGEM COINVESTMENT VII, LP

    805-3689526693

    Delaware, United States · Reported in Form ADV dated July 31, 2026

  • Private fund reported by the adviser

    APOGEM DIRECT LENDING HYUNDAI FUND 2 LLC

    805-9782408590

    Delaware, United States · Reported in Form ADV dated July 31, 2026

  • Private fund reported by the adviser

    APOGEM DIRECT LENDING KB FUND 4 LLC

    805-7947241741

    Delaware, United States · Reported in Form ADV dated July 31, 2026

  • Private fund reported by the adviser

    APOGEM DIRECT LENDING KB LOAN PORTFOLIO LLC

    805-8465995285

    Delaware, United States · Reported in Form ADV dated July 31, 2026

  • Private fund reported by the adviser

    APOGEM DIRECT LENDING LEVERED FUND 2 LLC

    805-9087760092

    Delaware, United States · Reported in Form ADV dated July 31, 2026

  • Private fund reported by the adviser

    APOGEM DIRECT LENDING LEVERED FUND 2023-1 LLC

    805-8321151836

    Delaware, United States · Reported in Form ADV dated July 31, 2026

  • Private fund reported by the adviser

    APOGEM DIRECT LENDING LOAN PORTFOLIO 2023 LLC

    805-5605872136

    Delaware, United States · Reported in Form ADV dated July 31, 2026

Showing 10 of 100 currently reported named private funds. Additional names remain in the source filing.

Fund service providers

Only current provider rows with sufficient identity quality are shown. Name-only rows remain internal.

  • Custodian reported for a private fund

    BANK OF NEW YORK

    Reported in Form ADV dated July 31, 2026

  • Custodian reported for a private fund

    BANK OF NEW YORK MELLON

    Reported in Form ADV dated July 31, 2026

  • Custodian reported for a private fund

    BANK OF NEW YORK MELLON TRUST COMPANY, N.A.

    Reported in Form ADV dated July 31, 2026

  • Custodian reported for a private fund

    BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION

    Reported in Form ADV dated July 31, 2026

  • Custodian reported for a private fund

    BLACKROCK INC.

    Reported in Form ADV dated July 31, 2026

  • Custodian reported for a private fund

    BLACKROCK, INC.

    Reported in Form ADV dated July 31, 2026

  • Custodian reported for a private fund

    COMPUTERSHARE TRUST COMPANY, N.A.

    Reported in Form ADV dated July 31, 2026

  • Custodian reported for a private fund

    JP MORGAN

    Reported in Form ADV dated July 31, 2026

  • Custodian reported for a private fund

    JP MORGAN CHASE BANK

    Reported in Form ADV dated July 31, 2026

  • Custodian reported for a private fund

    MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

    Reported in Form ADV dated July 31, 2026

  • Custodian reported for a private fund

    PNC BANK, N.A.

    Reported in Form ADV dated July 31, 2026

  • Marketer reported for a private fund

    CASTLE HILL CAPITAL PARTNERS, INC.

    CRD 44131 · Reported in Form ADV dated July 31, 2026

Other offices

Branch-numbered offices from current Form ADV filings. Address-only rows remain internal.

  • RICHMOND, VA, 23230 · United States

    Branch number 504941 · Reported in Form ADV dated July 31, 2026

Filing history / historical reported relationships

Historical filings are evidence of what was filed, not a restatement of current facts.

Filings in graph

36

RIA 36 · ERA 0

Latest relational filing

July 31, 2026

Registered investment adviser · Other-Than Anual Amendment For Registered Adviser

ADV-W filings

0

Shown as historical evidence only

Recent sec form adv filings
  • 2123386 · July 31, 2026 · RIA · Other-Than Anual Amendment For Registered Adviser · current reported filing
  • 2105885 · May 14, 2026 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 2073550 · March 30, 2026 · RIA · Annual Updating Amendment for Registered Adviser · historical filing
  • 2045088 · February 25, 2026 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1911706 · November 13, 2024 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1899756 · September 30, 2024 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1882938 · June 12, 2024 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1872812 · April 30, 2024 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1836861 · March 28, 2024 · RIA · Annual Updating Amendment for Registered Adviser · historical filing
  • 1818939 · January 30, 2024 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1785601 · September 6, 2023 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1784843 · September 1, 2023 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing

Sources and methodology

Evidence and source details

Material facts on this page are traced to the official SEC/IARD roster. Expand a panel to see source context. Raw 400-column filings are not dumped here.

Source, dataset, and retrieval

Source. U.S. Securities and Exchange Commission / IARD · Registered Investment Advisers (IARD firm roster) · record 309234 · retrieved August 18, 2026

Release: August 3, 2026

Evidence records tied to this firm: 7

Raw source snapshot: present

Source status text (not a consumer endorsement): Approved

What these terms mean

What is an RIA?

A registered investment adviser is a firm whose Form ADV/IARD record reports it as registered with the SEC or, in other contexts, a state. InvestorTrustHub shows what the cited official dataset reports. Registration is a regulatory category, not a quality rating.

What is an Exempt Reporting Adviser?

An Exempt Reporting Adviser files a limited Form ADV report because it qualifies for an exemption from full SEC registration. It is not a registered investment adviser. Exemption from full registration is not a finding of safety, quality, or honesty.

What is a CRD number?

A CRD number is the Central Registration Depository identifier assigned to a firm or individual in the IARD/CRD system. InvestorTrustHub uses the firm CRD as the stable identity key. A CRD is an identifier, not an endorsement.

What is an SEC file number?

An SEC file number (often beginning 801- for registered advisers or 802- for exempt reporting advisers) is an official file identifier in SEC/IARD records. If this source record does not include one, that absence is not proof that no file number exists in another source.

What does “reported as registered” mean?

It means the cited official dataset reports the firm as a registered investment adviser as of the source date. It does not mean InvestorTrustHub or the SEC approved, certified, or recommended the firm.

What does it NOT mean?

Registration does not establish investment quality, performance, honesty, suitability, low risk, fiduciary compliance in every circumstance, or the absence of regulatory problems. Missing research is not a clean record.

What InvestorTrustHub has not researched yet

Absence from this page is not a finding that a record is clean, that no disclosure exists, or that the firm has no associated professionals.

  • Individual professionals associated with this firm
  • FINRA BrokerCheck research
  • Detailed disciplinary history (DRP events)
  • State-specific enforcement records
  • Form ADV Part 2 brochure narrative
  • Standalone public fund or owner profiles
  • Investment performance
  • Portfolio holdings
  • Consumer reviews