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Firm Trust Report

RAYMOND JAMES & ASSOCIATES, INC.

Reported as registeredReported as registered

The firm's Form ADV/IARD record in the cited SEC dataset reports it as a registered investment adviser as of the source date shown. That is not SEC approval, certification, endorsement, or a finding that the firm is safe or trustworthy.

CRD
705
SEC file number
801-10418
Principal office
880 CARILLON PARKWAY
ST. PETERSBURG, FL, 33716
Current as of
August 3, 2026
Retrieved
August 18, 2026
Source effective date
August 3, 2026

SEC/IARD source release: August 3, 2026 · InvestorTrustHub retrieved: August 18, 2026

Official identifiers

Identifiers come from the cited SEC/IARD firm roster. InvestorTrustHub does not invent missing numbers.

  • CRD

    705

  • SEC number

    801-10418

Regulatory status

Reported

Reported as registered

The firm's Form ADV/IARD record in the cited SEC dataset reports it as a registered investment adviser as of the source date shown. That is not SEC approval, certification, endorsement, or a finding that the firm is safe or trustworthy.

A source reports this value. We have not independently confirmed it beyond the cited record.

Source

Reported

U.S. Securities and Exchange Commission / IARD Form ADV dataset.

Registered Investment Advisers (IARD firm roster)

View official IAPD search (opens official source)

A source reports this value. We have not independently confirmed it beyond the cited record.

Firm / ADV facts

Legal structure

Corporation

Website as reported

HTTPS://WWW.ALEXBROWN.COM

Regulatory assets under management

$501.0 billion

Exact source amount: $500,955,604,975.00

Regulatory assets under management is a Form ADV regulatory measure and should not be interpreted as investment performance, firm quality, popularity, or an endorsement.

Regulatory disclosures

Firm reported one or more Item 11 disclosure indicators in this source record.

This is the Form ADV Item 11 checkbox as filed. It is not a disciplinary-event list and not a finding of a clean record.

Clients, compensation, and custody

Figures below are adviser-reported Form ADV items. They are not performance, popularity, or quality scores.

Reported scale

Reported

Employees as reported: 16,780

Advisory personnel as reported: 5,683

Clients as reported: 2,231

As of June 26, 2026

A source reports this value. We have not independently confirmed it beyond the cited record.

Reported compensation methods

Reported
  • Commissions
  • Fixed fees
  • Hourly charges
  • Percentage of assets under management

Compensation methods are the boxes the adviser checked on Form ADV. This is not a “fee-only” determination.

A source reports this value. We have not independently confirmed it beyond the cited record.

Reported custody

Reported

Client cash: Yes as reported

Client securities: Yes as reported

Related-person cash: Yes as reported

Related-person securities: Yes as reported

Custody is reported as filed. It is not a risk score or a quality finding.

A source reports this value. We have not independently confirmed it beyond the cited record.

Other business activities (Item 6)

Reported
  • Accountant or accounting firm
  • Broker-dealer
  • Insurance broker or agent

A source reports this value. We have not independently confirmed it beyond the cited record.

Reported related financial businesses

Reported
  • Banking or thrift institution
  • Broker-dealer
  • Insurance company or agency
  • Municipal advisor
  • Other investment adviser
  • Pension consultant
  • Sponsor of limited partnerships
  • Trust company

Reported affiliations are types of related financial businesses as filed. They are not a conflict finding.

A source reports this value. We have not independently confirmed it beyond the cited record.

Current reported relationships

Names appear only as reported on this firm’s Form ADV. They are not standalone public profiles. Name-only or otherwise unconfirmed rows remain internal and are not shown.

Ownership and control

Schedule A is direct ownership. Schedule B is indirect ownership. An executive/control relationship is not the same as ownership.

  • Reported direct owner

    BARKO, SHAWN JOSEPH

    Individual as reported · Title/status as reported: CHIEF COMPLIANCE OFFICER

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported direct owner

    BUNN, JAMES

    Individual as reported · Title/status as reported: DIRECTOR

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported direct owner

    CURTIS, SCOTT

    Individual as reported · Title/status as reported: DIRECTOR

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported direct owner

    DELEON, ALLYSSA NICOLE

    Individual as reported · Title/status as reported: PRINCIPAL FINANCIAL OFFICER / FINOP

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported direct owner

    ELWYN, TASHTEGO SPRING

    Individual as reported · Title/status as reported: PRESIDENT - CHIEF EXECUTIVE OFFICER DIRECTOR

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported direct owner

    KONEFAL, RICHARD EUGENE

    Individual as reported · Title/status as reported: DIRECTOR

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported direct owner

    MARTIN, PHILIP ROGER

    Individual as reported · Title/status as reported: RIA CHIEF COMPLIANCE OFFICER

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported direct owner

    RUST, KEITH G

    Individual as reported · Title/status as reported: DIRECTOR, PRINCIPAL OPERATIONS OFFICER

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

Showing 8 of 10 currently reported direct owners. Additional names remain in the source filing.

  • Reported executive/control relationship

    BARKO, SHAWN JOSEPH

    Individual as reported · Title/status as reported: CHIEF COMPLIANCE OFFICER

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    BUNN, JAMES

    Individual as reported · Title/status as reported: DIRECTOR

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    CURTIS, SCOTT

    Individual as reported · Title/status as reported: DIRECTOR

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    DELEON, ALLYSSA NICOLE

    Individual as reported · Title/status as reported: PRINCIPAL FINANCIAL OFFICER / FINOP

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    ELWYN, TASHTEGO SPRING

    Individual as reported · Title/status as reported: PRESIDENT - CHIEF EXECUTIVE OFFICER DIRECTOR

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    KONEFAL, RICHARD EUGENE

    Individual as reported · Title/status as reported: DIRECTOR

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    MARTIN, PHILIP ROGER

    Individual as reported · Title/status as reported: RIA CHIEF COMPLIANCE OFFICER

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Reported executive/control relationship

    RUST, KEITH G

    Individual as reported · Title/status as reported: DIRECTOR, PRINCIPAL OPERATIONS OFFICER

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

Showing 8 of 10 currently reported executive/control relationships. Additional names remain in the source filing.

Related organizations

  • Related organization reported by the adviser

    CARILLON FUND DISTRIBUTORS, INC.

    Organization as reported · CRD 139749

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    CARILLON TOWER ADVISERS, INC.

    Organization as reported · CRD 174904

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    CHARTWELL INVESTMENT PARTNERS, LLC

    Organization as reported · CRD 170335

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    CLARIVEST ASSET MANAGEMENT LLC

    Organization as reported · CRD 139785

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    CLARK CAPITAL MANAGEMENT GROUP INC

    Organization as reported · CRD 104796

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    COUGAR GLOBAL INVESTMENTS LIMITED

    Organization as reported · CRD 109439

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    EAGLE ASSET MANAGEMENT INC

    Organization as reported · CRD 110653

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

  • Related organization reported by the adviser

    GREENSLEDGE ADVISORS LLC

    Organization as reported · CRD 305341

    Reported in Form ADV dated June 26, 2026 · Registered investment adviser filing

Showing 8 of 15 currently reported related organizations. Additional names remain in the source filing.

Private funds reported by the adviser

Named funds appear only on this adviser profile. InvestorTrustHub does not publish standalone fund pages from this graph.

Item 7.B private-fund count as reported (not a named-fund list) · Item 7.B: No as reported · Count 7.B.(1): 0 · Gross assets as reported: 0

No current named private funds with an official Fund ID are available to display.

Other offices

Branch-numbered offices from current Form ADV filings. Address-only rows remain internal.

  • BOCA RATON, FL, 33486-1039 · United States

    Branch number 77010 · Reported in Form ADV dated June 26, 2026

  • GRAND RAPIDS, MI, 49525-3450 · United States

    Branch number 77098 · Reported in Form ADV dated June 26, 2026

  • MEMPHIS, TN, 38120-4056 · United States

    Branch number 530260 · Reported in Form ADV dated June 26, 2026

  • CARMEL, IN, 46032-7118 · United States

    Branch number 141969 · Reported in Form ADV dated June 26, 2026

  • CHICAGO, IL, 60606-3949 · United States

    Branch number 77067 · Reported in Form ADV dated June 26, 2026

  • SAINT PETERSBURG, FL, 33701-3566 · United States

    Branch number 77006 · Reported in Form ADV dated June 26, 2026

  • CORAL GABLES, FL, 33134-5450 · United States

    Branch number 77004 · Reported in Form ADV dated June 26, 2026

  • ALPHARETTA, GA, 30009-7991 · United States

    Branch number 530312 · Reported in Form ADV dated June 26, 2026

Showing 8 of 25 currently reported other offices. Additional names remain in the source filing.

Filing history / historical reported relationships

Historical filings are evidence of what was filed, not a restatement of current facts.

Filings in graph

121

RIA 121 · ERA 0

Latest relational filing

June 26, 2026

Registered investment adviser · Other-Than Anual Amendment For Registered Adviser

ADV-W filings

0

Shown as historical evidence only

Recent sec form adv filings
  • 2115784 · June 26, 2026 · RIA · Other-Than Anual Amendment For Registered Adviser · current reported filing
  • 2110045 · June 1, 2026 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 2088508 · March 31, 2026 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 2062732 · March 2, 2026 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 2062701 · March 2, 2026 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 2043287 · January 21, 2026 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 2031828 · December 23, 2025 · RIA · Annual Updating Amendment for Registered Adviser · historical filing
  • 2030999 · December 1, 2025 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 2025032 · October 31, 2025 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 2017221 · September 22, 2025 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1933106 · January 29, 2025 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing
  • 1922540 · January 2, 2025 · RIA · Other-Than Anual Amendment For Registered Adviser · historical filing

Form CRS documents

Official Form CRS mapping/document metadata. InvestorTrustHub does not extract narrative claims from these files.

  • FIRM_CRS_705_55369e3c-5f62-4b6d-a226-66edf639dd2f.pdf

    September 22, 2025 · 55369e3c-5f62-4b6d-a226-66edf639dd2f

  • FIRM_CRS_705_fe82b7a9-f009-4a2d-a511-ec590dfcc50a.pdf

    June 6, 2025 · fe82b7a9-f009-4a2d-a511-ec590dfcc50a

Sources and methodology

Evidence and source details

Material facts on this page are traced to the official SEC/IARD roster. Expand a panel to see source context. Raw 400-column filings are not dumped here.

Source, dataset, and retrieval

Source. U.S. Securities and Exchange Commission / IARD · Registered Investment Advisers (IARD firm roster) · record 705 · retrieved August 18, 2026

Release: August 3, 2026

Evidence records tied to this firm: 7

Raw source snapshot: present

Source status text (not a consumer endorsement): Approved

What these terms mean

What is an RIA?

A registered investment adviser is a firm whose Form ADV/IARD record reports it as registered with the SEC or, in other contexts, a state. InvestorTrustHub shows what the cited official dataset reports. Registration is a regulatory category, not a quality rating.

What is an Exempt Reporting Adviser?

An Exempt Reporting Adviser files a limited Form ADV report because it qualifies for an exemption from full SEC registration. It is not a registered investment adviser. Exemption from full registration is not a finding of safety, quality, or honesty.

What is a CRD number?

A CRD number is the Central Registration Depository identifier assigned to a firm or individual in the IARD/CRD system. InvestorTrustHub uses the firm CRD as the stable identity key. A CRD is an identifier, not an endorsement.

What is an SEC file number?

An SEC file number (often beginning 801- for registered advisers or 802- for exempt reporting advisers) is an official file identifier in SEC/IARD records. If this source record does not include one, that absence is not proof that no file number exists in another source.

What does “reported as registered” mean?

It means the cited official dataset reports the firm as a registered investment adviser as of the source date. It does not mean InvestorTrustHub or the SEC approved, certified, or recommended the firm.

What does it NOT mean?

Registration does not establish investment quality, performance, honesty, suitability, low risk, fiduciary compliance in every circumstance, or the absence of regulatory problems. Missing research is not a clean record.

What InvestorTrustHub has not researched yet

Absence from this page is not a finding that a record is clean, that no disclosure exists, or that the firm has no associated professionals.

  • Individual professionals associated with this firm
  • FINRA BrokerCheck research
  • Detailed disciplinary history (DRP events)
  • State-specific enforcement records
  • Form ADV Part 2 brochure narrative
  • Standalone public fund or owner profiles
  • Investment performance
  • Portfolio holdings
  • Consumer reviews