Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 905 ms

Reported as state-registered
AMERINA INTERNATIONAL CAPITAL MANAGEMENT LLC
CRD 164030
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AMERIVET SECURITIES, INC.
CRD 34786
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AMES FINANCIAL SERVICES
CRD 137261
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AMES FINANCIAL SOLUTIONS, LLC
CRD 172728
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
AMH EQUITY LTD
CRD 160452 · SEC 801-74397
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AMIA CAPITAL LLP
CRD 286664 · SEC 802-110715
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AMICUS INDIA CAPITAL PARTNERS LLP
CRD 330205 · SEC 802-130844
BANGALORE, KARNATAKA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AMIJAG ADVISORS LLC
CRD 172872
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AMIN KHAKIANI
CRD 133940
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AMOON VENTURES Y.SH. LTD.
CRD 300546 · SEC 802-126463
RAANANA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AMORETTI CAPITAL MANAGEMENT
CRD 315111
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
AMOVA ASSET MANAGEMENT ASIA LIMITED
CRD 161589 · SEC 801-74399
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AMOVA ASSET MANAGEMENT CO.,LTD.
CRD 110997 · SEC 801-56686
TOKYO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AMOVA ASSET MANAGEMENT UK LIMITED
CRD 111038 · SEC 801-30801
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AMPHORA CAPITAL INVESTORS, LLC
CRD 322392
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AMPLIFIED ALPHA
CRD 316022
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026