Reported as registered
AMPLIFY ENDOWMENT MANAGEMENT, LLC
CRD 277129 · SEC 801-128812
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 31,268
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
13,271 sourced firms · query 1094 ms
Exempt Reporting Adviser
AMPLIO II DEBENTURES AB
CRD 343161 · SEC 802-137124
STOCKHOLM
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AMPLIO PRIVATE EQUITY AB
CRD 301988 · SEC 802-127847
STOCKHOLM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AMPLIO WEALTH
CRD 331415
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AMPLIO WEALTH MANAGEMENT, INC.
CRD 309712
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AMPORN W. LEININGER, SUMMIT FINANCIAL SERVICES
CRD 130255
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AMR ACTION FUND GP GMBH
CRD 335963 · SEC 802-132677
BASEL, BASEL-STADT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AMS CAPITAL MANAGEMENT LLC
CRD 153540
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
AMS CHILDREN'S FUND, LP
CRD 164111 · SEC 801-76844
Principal state not provided in this source record
State registration: TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AMUNDSEN INVESTMENT MANAGEMENT
CRD 314479 · SEC 802-121515
PARIS
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AMWAL CAPITAL PARTNERS LIMITED
CRD 309196 · SEC 802-118826
DUBAI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AMWH ASSET MANAGEMENT LLC
CRD 331629
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AMY T. SHARP, CFP, LLC
CRD 285405
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AN IRRATIONAL MIND, LLC
CRD 154628
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ANACAP FINANCIAL PARTNERS LIMITED
CRD 307333 · SEC 802-118410
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ANACAPA FINANCIAL, LLC
CRD 305365
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ANALOG CAPITAL AI, LLC
CRD 339783
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ANALOG CAPITAL PARTNERS LLC
CRD 309636
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ANALOGOUS INVESTMENT MANAGEMENT LIMITED LIABILITY COMPANY
CRD 308409
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026