Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1021 ms

Reported as state-registered
ANCHORED WEALTH
CRD 331693
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ANCHORY, LLC
CRD 293701
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ANDA ASSET MANAGEMENT CO., LTD.
CRD 165123 · SEC 801-77146
SEOUL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ANDANTE FINANCIAL
CRD 318656
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ANDAR CAPITAL MANAGEMENT HK LIMITED
CRD 339694 · SEC 802-135434
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ANDEAN SOCIAL INFRASTRUCTURE GP LIMITED
CRD 290185 · SEC 802-112169
GEORGE TOWN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ANDERSON & ASSOCIATES INT. LLC
CRD 283253
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ANDORRA CAPITAL
CRD 127045
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ANDORRA INVESTMENT MANAGEMENT, INC.
CRD 150527
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ANDREW ARROYO INVESTMENTS, LLC
CRD 152691
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ANDREW J. SPILLIOS, CFP
CRD 115003
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ANDREW MARSHALL FINANCIAL LLC
CRD 281930
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ANDREWS CAPITAL MANAGEMENT INC
CRD 108013
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ANDREY, DOUGLAS
CRD 312183
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ANDURAND CAPITAL MANAGEMENT LLP
CRD 287812 · SEC 802-136051
LONDON, GREATER LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ANDURAND CAPITAL MANAGEMENT LTD.
CRD 317820 · SEC 802-126981
ST. JULIAN'S
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ANEUVIA CAPITAL
CRD 304904
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ANGEL COLLECTIVE
CRD 313481 · SEC 802-135965
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026