Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1293 ms

Reported as state-registered
ANGEL LEGACY ADVISORS, LLC
CRD 337395
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ANGELES PARTNERS LLC
CRD 159464
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ANGELUS WEALTH, LLC
CRD 328571
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ANGULAR VENTURES
CRD 308361 · SEC 802-118706
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ANIM MANAGEMENT LLC
CRD 343435 · SEC 802-137084
SHARJAH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ANIMUS WEALTH MANAGEMENT, LLC.
CRD 309189
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ANISH MEHTA CAPITAL LLC
CRD 335049 · SEC 802-132145
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ANNAPOLIS CAPITAL LIMITED
CRD 162605 · SEC 802-76347
CALGARY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ANNE CORNELIUS, CPA, P.C.
CRD 333469
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ANNECY LLC
CRD 169464
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ANNUALITIX
CRD 332510
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ANORA WEALTH
CRD 337437
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ANOVA MANAGEMENT
CRD 317812
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ANSELME CAPITAL, INC.
CRD 122278
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ANSON ADVISORS INC.
CRD 167637 · SEC 802-78163
TORONTO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ANTECTS ASSET MANAGEMENT LIMITED
CRD 338363 · SEC 802-134718
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ANTERRA CAPITAL
CRD 284776 · SEC 802-133972
AMSTERDAM
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ANTHEM VENTURE MANAGEMENT, LLC
CRD 163445 · SEC 802-75732
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ANTHEMIS CAPITAL MANAGERS LIMITED
CRD 286542 · SEC 801-124910
LONDON
Source release August 3, 2026 · retrieved August 18, 2026