Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 897 ms

Exempt Reporting Adviser
APERA ASSET MANAGEMENT LLP
CRD 296984 · SEC 802-113593
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APERIAMVENTURES
CRD 340349 · SEC 802-135597
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APERIAMVENTURES MANAGEMENT PARTNERS, LLC
CRD 340350 · SEC 802-135595
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APERIAMVENTURES MANAGEMENT, LLC
CRD 340102 · SEC 802-135596
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
APERTURE ADVISORS LLC
CRD 327627 · SEC 801-128541
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
APEX ADVISORY GROUP, INC.
CRD 117183
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
APEX INVESTMENTS MANAGEMENT, S.A.
CRD 323044 · SEC 801-126942
GUATEMALA CITY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
APEX RESEARCH AND INVESTMENTS, LLC
CRD 121643
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
APEX TAX & FINANCIAL PLANNING
CRD 310747
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
APEX WEALTH ADVISORS LLC
CRD 316564 · SEC 801-132850
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
APEX WEALTH MANAGEMENT
CRD 288456
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
APEX WEALTH MANAGEMENT, LLC
CRD 159585
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
APH GP LP
CRD 281920 · SEC 802-107005
TORONTO, ONTARIO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APH I GP LP
CRD 330162 · SEC 802-129722
TORONTO, ONTARIO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APH III GP LP
CRD 325842 · SEC 802-127991
TORONTO, ON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
API CAPITAL, LLC
CRD 334427
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
APIARY CAPITAL LLP
CRD 306583 · SEC 802-118055
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
APIIS WEALTH MANAGEMENT CORP.
CRD 335241
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
APIS PARTNERS GROUP (UK) LIMITED
CRD 333848 · SEC 802-132475
LONDON
Source release August 3, 2026 · retrieved August 18, 2026