Reported as state-registered
APM WEALTH
CRD 289340
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 31,268
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
13,271 sourced firms · query 1466 ms
Exempt Reporting Adviser
APO CAPITAL LTDA.
CRD 322637 · SEC 802-126636
SAO PAULO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APOGEE INVESTMENT MANAGEMENT
CRD 173687 · SEC 801-107567
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
APOGEE WEALTH ADVISORS
CRD 341202
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
APOLETTO MANAGERS LIMITED
CRD 283918 · SEC 802-108670
GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APOLLO WEALTH MANAGEMENT, LLC
CRD 144673 · SEC 801-115244
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
APP
CRD 324537
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
APPIAN CAPITAL ADVISORY LIMITED
CRD 337802 · SEC 802-134179
ABU DHABI
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APPIAN CAPITAL ADVISORY LLP
CRD 169511 · SEC 802-78765
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
APPLIED ADVISOR
CRD 126725
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
APPLIED CAPITAL
CRD 128996 · SEC 801-122829
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
APPLIED CAPITAL MANAGEMENT, LLC
CRD 111009
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
APPLIED FINANCIAL PLANNING, INC.
CRD 136834
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
APPLIED WEALTH MANAGEMENT
CRD 318732
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
APPROACH CAPITAL LLC
CRD 291807 · SEC 801-136372
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
APPS WEALTH MANAGEMENT, INC.
CRD 288825
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
APRICITY FINANCIAL, LLC
CRD 330201 · SEC 801-134856
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APS ASSET MANAGEMENT PTE LTD
CRD 109189 · SEC 801-56213
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APSE CAPITAL LLP
CRD 338804 · SEC 802-134647
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APT WEALTH USA PTY LTD
CRD 342273 · SEC 801-136479
SYDNEY, NEW SOUTH WALES
Source release August 3, 2026 · retrieved August 18, 2026