Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 907 ms

Exempt Reporting Adviser
APTIOR CAPITAL LLP
CRD 290621 · SEC 802-116991
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
APTOS CAPITAL LLC
CRD 281218
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
APTUS FINANCIAL, LLC
CRD 280033 · SEC 801-120751
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AQUA ADVISORS LLC
CRD 285399 · SEC 801-120092
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AQUA LAKE CAPITAL LIMITED
CRD 343276 · SEC 802-136980
HONG KONG, HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AQUA-SPARK MANAGEMENT
CRD 170168 · SEC 802-80998
UTRECHT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AQUAE CAPITAL LLC
CRD 321978 · SEC 802-126500
MARSEILLE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AQUAMARINE ZURICH AG
CRD 323809 · SEC 802-126871
ZURICH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AQUIFER ASSET MANAGEMENT, LLC
CRD 313002
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AQUIFER CAPITAL, LLC
CRD 165364
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AQUILA WEALTH ADVISORS
CRD 290083
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AQUINAS ADVISORS, LLC
CRD 114460
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AR CAPITAL
CRD 329598 · SEC 802-136074
EBENE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ARAGON ADVISORS
CRD 317462
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ARAGUAIA CAPITAL PARTNERS
CRD 169849 · SEC 802-79555
SAO PAULO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARAVALI ASSET MANAGEMENT PTE LTD
CRD 313273 · SEC 802-120974
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARBION LIMITED
CRD 155663 · SEC 801-72568
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ARBOR CAPITAL MANAGEMENT, LLC
CRD 135450
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026