Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 946 ms

Reported as state-registered
ARBOR FAMILY WEALTH ADVISORS, INC.
CRD 142270
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ARBOR SELECT GROWTH VENTURES, LLC
CRD 325645 · SEC 802-127882
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARBOR VENTURES, LTD.
CRD 288856 · SEC 802-111008
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ARBOR WEALTH MANAGEMENT
CRD 289324
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ARBUS CAPITAL MANAGEMENT, LLC
CRD 148709 · SEC 801-79956
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ARC ADVISERS LLC
CRD 307497
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ARC FINANCIAL
CRD 162336 · SEC 802-75460
CALGARY, ALBERTA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARCADIA GAMING ADVISORS LLP
CRD 338747 · SEC 802-134754
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ARCADIA PRIVATE WEALTH LLC
CRD 339734
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ARCADIA WEALTH LLC
CRD 312464
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ARCADIAN ASSOCIATES, LLC
CRD 339355
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ARCADIUS CAPITAL PARTNERS INC.
CRD 173645 · SEC 801-106819
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARCANO CAPITAL ADVISORS, S.L.
CRD 162998 · SEC 802-76316
MADRID
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARCH CAPITAL MANAGEMENT CO. LIMITED
CRD 160945 · SEC 802-74425
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARCHER CAPITAL GROWTH FUNDS PTY LTD
CRD 162932 · SEC 802-75582
NORTH SYDNEY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARCHER CAPITAL PTY LTD
CRD 162989 · SEC 802-75551
SYDNEY, NSW
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARCHER INVESTMENT MANAGEMENT
CRD 146852 · SEC 801-120764
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026