Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1546 ms

Reported as registered
ARDEA INVESTMENT MANAGEMENT
CRD 312601 · SEC 801-120437
SYDNEY, NSW
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARDEN GLOBAL FAMILY OFFICES
CRD 337412 · SEC 801-133840
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ARDEN WEALTH MANAGEMENT
CRD 325639
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ARDENT CAPITAL
CRD 134105
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ARDENT WEALTH MANAGEMENT
CRD 332593
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ARDIAN FRANCE
CRD 161887 · SEC 802-75075
PARIS
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARDIAN INVESTMENT UK LIMITED
CRD 161225 · SEC 802-75077
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AREIM AB
CRD 335284 · SEC 802-132319
STOCKHOLM
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ARENA ADVISORS LLC
CRD 304955
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ARES SYSTEMATIC CREDIT LIMITED
CRD 307090 · SEC 801-121056
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ARETE ADVISORS
CRD 299636
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ARETE FINANCIAL SOLUTIONS, LLC
CRD 314310
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ARETE WEALTH STRATEGISTS
CRD 167297 · SEC 801-133899
BRISBANE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ARGENT WEALTH ADVISORS, LLC
CRD 172856
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ARGO CAPITAL MANAGEMENT LIMITED
CRD 306153 · SEC 802-117689
LONDON, GREATER LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARGO MANAGEMENT AND RESEARCH COMPANY, LLC
CRD 339043 · SEC 801-135238
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ARGON ADVISORS
CRD 330015
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ARGOS WEALTH ADVISORS LLC
CRD 144481 · SEC 801-68097
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARGOS WITYU PARTNERS SA
CRD 160522 · SEC 802-74348
LUXEMBOURG
Source release August 3, 2026 · retrieved August 18, 2026