Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 959 ms

Reported as registered
ARGUS EQUITY PARTNERS, LLC
CRD 306518 · SEC 801-121610
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ARGUS WEALTH MANAGEMENT
CRD 168994
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ARGYLE CAPITAL PARTNERS PTY LTD
CRD 318831 · SEC 802-123764
BRISBANE, QLD
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARGYLE STREET MANAGEMENT LIMITED
CRD 158069 · SEC 802-135254
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARIA PRIVATE CLIENTS
CRD 338467 · SEC 802-134546
GUILDFORD, SURREY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARINI CAPITAL MANAGEMENT (ME) LIMITED
CRD 339289 · SEC 802-134791
AL MARYAH ISLAND, ABU DHABI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARINI CAPITAL MANAGEMENT LIMITED
CRD 331241 · SEC 801-130893
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARIOSE CAPITAL MANAGEMENT LIMITED
CRD 283578 · SEC 802-107749
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARISAIG PARTNERS (ASIA) PTE LTD
CRD 162362 · SEC 802-76008
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ARISTOBULUS INVESTMENT MANAGEMENT, LLC
CRD 174568
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ARISTON CAPITAL MANAGEMENT CORP
CRD 105086
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ARIZONA WEALTH STRATEGIES LLC
CRD 338071
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ARK ALLIANCE FINANCIAL LLC
CRD 310539
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ARK IMPACT ASSET MANAGEMENT
CRD 343096 · SEC 802-137123
SEOUL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARKA CAPITAL A.M. LTD
CRD 339997 · SEC 801-135983
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ARKA FINANCIAL SERVICES L.L.C.
CRD 326568
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ARKAGOS ADVISORS & ASSET MANAGEMENT, INC.
CRD 315366
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ARKENSTONE FINANCIAL, LLC
CRD 153530
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ARKENSTONE LLP
CRD 307061 · SEC 802-119456
ST HELIER
Source release August 3, 2026 · retrieved August 18, 2026