Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1093 ms

Exempt Reporting Adviser
ARKKAN CAPITAL MANAGEMENT LIMITED
CRD 170968 · SEC 802-79493
CENTRAL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARLEN HOUSE MANAGEMENT LTD.
CRD 338784 · SEC 802-135392
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARM FINANCIAL LLC
CRD 144340 · SEC 801-133870
Principal state not provided in this source record
State registration: CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARMADA CAPITAL LLC
CRD 307382 · SEC 801-118197
MEXICO CITY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ARMADALE ASSET MANAGEMENT LLC
CRD 327824
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ARMAS CAPITAL MANAGEMENT, LLC
CRD 327090
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ARMEN SAS
CRD 327264 · SEC 802-128669
PARIS
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARMIRA BETEILIGUNGEN GMBH & CO., KG
CRD 331451 · SEC 802-134525
MUNICH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ARMIS FINANCIAL, LLC
CRD 294890
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ARNIE ADVISORS LLC
CRD 307049 · SEC 801-120149
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AROHI ASSET MANAGEMENT PTE LTD.
CRD 160798 · SEC 801-73586
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARQOS CAPITAL PARTNERS LLC
CRD 340446 · SEC 802-136144
LA CASTELLANA, CARACAS
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARRAY VENTURES MANAGEMENT LLC
CRD 310061 · SEC 802-122792
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ARRIVITY FINANCIAL PLANNING
CRD 167976
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026