Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1158 ms

Reported as registered
ARROW CAPITAL PTY LTD
CRD 317731 · SEC 801-130886
SYDNEY NSW
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ARROW INVESTMENT MANAGEMENT LLC
CRD 299972
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ARROW WEALTH ADVISORY LLC
CRD 296890 · SEC 801-113354
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARROWGRASS CAPITAL PARTNERS LLP
CRD 154329 · SEC 802-118619
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ARROWHEAD INVESTMENT ADVISORS, LLC
CRD 167964
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ARROWHEAD WEALTH MANAGEMENT CORP.
CRD 171169
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ARROWPOINT INVESTMENT PARTNERS (HONG KONG) LIMITED
CRD 331922 · SEC 802-131095
WANCHAI
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARROWPOINT INVESTMENT PARTNERS (SINGAPORE) PTE. LTD.
CRD 331921 · SEC 802-131094
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ARROWSTONE WEALTH, LLC
CRD 172147
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ARSENIO CAPITAL MANAGEMENT LLC
CRD 135923
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ARSLAN CAPITAL MANAGEMENT LLC
CRD 314356
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ARTEMIS ADVISORY PARTNERS LTD
CRD 332556 · SEC 802-131282
GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARTEMIS GROWTH PARTNERS
CRD 307251 · SEC 802-119294
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ARTHAM ADVISORS
CRD 318709
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ARTHAM PARTNERS LLP
CRD 338667 · SEC 802-134712
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARTHEDGE CAPITAL MANAGEMENT, LLC
CRD 151181 · SEC 801-119549
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARTHSCIENCE CAPITAL
CRD 338159 · SEC 801-135645
MUMBAI, MAHARASHTRA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARTIENCE CAPITAL MANAGEMENT, LLC
CRD 150762 · SEC 801-128601
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ARTIFEX ADVISORY GROUP, INC.
CRD 281588
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026